Search → ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA

DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA
INSURANCE COMPANY
License Number:
LHF846
Status:
First Licensure:
01/01/1981
Cancel Date:
None
Renewal Date:
08/10/2025
NAIC Code:
Mailing:
DAN EBERHARD
CORP CONTROLLER
5701 GOLDEN HILLS DR
MINNEAPOLIS, MN 55416-1297
CORP CONTROLLER
5701 GOLDEN HILLS DR
MINNEAPOLIS, MN 55416-1297
Phone:
+1 (763) 765-6500
License Type | Start Date | End Date |
---|---|---|
INSURANCE COMPANY | 02/28/1990 | 08/10/2025 |
Name | Issue Date | License Number | Expiration Date | Cancel Date |
---|---|---|---|---|
&PARTNERS, LLC |
12/30/2024 | AGN481271 | ||
ABBOTT BENNETT GROUP LLC THE |
11/19/2019 | AGN311694 | ||
MICHAEL D. ABBOTT |
11/18/2019 | PRN149922 | ||
CHRISTOPHER ALAN ABRAMS |
04/11/2022 | PRN279088 | ||
JONATHAN ADAMS |
08/02/2018 | PRN302123 | ||
JAMES ADE |
05/18/2010 | PRN154911 | ||
AE FINANCIAL SERVICES LLC -000 |
09/18/2020 | AGN354811 | ||
ANDREW A. AGEMY |
12/08/2015 | PRN155170 | ||
AGENCY HERO INSURANCE SERVICES, LLC |
04/21/2022 | AGN365787 | ||
NAVEED ADAM AHMADY |
03/08/2019 | PRR204007 | ||
NICHOLAS ROCCO ALEXANDER |
01/18/2012 | PRN199092 | ||
ALLSTATE FINANCIAL SERVICES LLC |
11/18/2004 | AGN77646 | ||
JOSEPH MICHAEL ALVAREZ |
05/03/2022 | PRR113801 | ||
CARIN RUTH AMARADIO |
09/07/2004 | PRN38382 | ||
JEFFREY AMELL |
10/07/2024 | PRR273928 | ||
AMERICAN GENERAL INSURANCE AGENCY INC |
07/02/2004 | AGN41169 | ||
AMERIPRISE FINANCIAL SERVICES LLC |
11/28/2006 | AGN55156 | ||
MARK THOMAS ANASTASOFF |
06/20/1997 | PRR17284 | ||
JARED WIELAND ANDERSON |
08/06/2008 | PRN103523 | ||
KYLE E. ANDERSON |
03/03/2025 | PRN259056 | ||
JANETTE C. ANGELINI |
08/23/2021 | PRN391788 | ||
LOIS F. ANTOMMARCHI |
07/26/2005 | PRN116181 | ||
AON FINANCIAL & INSURANCE SOLUTIONS INC |
09/29/2015 | AGN103615 | ||
JAC MICHAEL ARBOUR |
08/21/2009 | PRR136964 | ||
BRANDON W. ARCHIBALD |
11/20/2019 | PRN270286 | ||
ARETE INS AGENCY LLC |
06/10/2013 | AGN211730 | ||
ASH BROKERAGE LLC |
03/31/2006 | AGN56161 | ||
ANTHONY F. ASSANTE |
05/30/2019 | PRN331365 | ||
ASSET MARKETING SYSTEMS INSURANCE SERVICES LLC |
09/14/2011 | AGN111824 | ||
ASSOCIATED INVESTMENT SERVICES INC |
07/06/2020 | AGN355383 | ||
MAUREEN STEVENS AULT |
04/21/2023 | PRN449012 | ||
AURORA INSURANCE SERVICES INC |
02/29/2012 | AGN152626 | ||
AVANTAX INSURANCE AGENCY LLC |
09/10/2002 | AGN64706 | ||
THE AYCO SERVICES AGENCY LP |
09/22/2011 | AGN41213 | ||
THE AYCO SERVICES INS AGENCY INC |
09/21/2011 | AGN157463 | ||
B RILEY WEALTH MANAGEMENT INC |
07/05/2011 | AGN141295 | ||
BAIRD INSURANCE SERVICES INC |
07/07/2004 | AGN35509 | ||
BANKERS LIFE SECURITIES GENERAL AGENCY INC |
01/19/2016 | AGN251792 | ||
ERIC LAUREA BANSON |
09/06/2023 | PRN444500 | ||
CHARLES E. BARANICH JR |
07/13/2012 | PRN204105 | ||
PAUL BARBARINO |
05/19/2010 | PRN157549 | ||
GALEN DUANE BARGERSTOCK |
06/12/2024 | PRN326016 | ||
JEREMY P. BARNARD |
04/05/2016 | PRR242947 | ||
JOSHUA IRVING BARTLETT |
11/03/2014 | PRR233481 | ||
ROBERT JOSEPH BARTOLOTTA |
01/02/2003 | PRN86990 | ||
ROBERT SCOTT BATCHELAR |
03/23/2023 | PRN166555 | ||
JEAN MARIE BAUN |
03/14/2016 | PRN211638 | ||
MATTHEW W. BEACH |
12/20/2011 | PRN138302 | ||
WILLIAM JOSEPH BEAUDOIN |
03/06/2018 | PRR72807 | ||
RICHARD KENNETH BECKLEY |
07/19/2019 | PRN233760 | ||
PAUL R. BEEMAN |
09/06/2023 | PRN208220 | ||
CARLA KAY BEITZEL |
11/02/2018 | PRN45518 | ||
ROBERT GUERIN BELCUORE |
02/23/2023 | PRN444311 | ||
BENCHMARK INVESTMENTS LLC |
11/14/2019 | AGN335412 | ||
JUSTIN BENDER |
02/05/2014 | PRN224776 | ||
BENJAMIN F EDWARDS & CO INC |
07/14/2011 | AGN167739 | ||
BENNETT & TRUSSELL FINANCIAL SERVICES |
04/21/1999 | AGN38733 | ||
CHRISTOPHER BENNETT |
11/18/2019 | PRN149920 | ||
EDWARD HEATH BENWAY |
09/23/2008 | PRN158266 | ||
BRIAN MICHAEL BERNATCHEZ |
09/16/1996 | PRR26360 | ||
BERTHEL FISHER & COMPANY INSURANCE INC |
03/31/2011 | AGN100930 | ||
ETHAN C. BETTS |
10/23/2024 | PRN108580 | ||
MORRIS BEVERAGE |
03/29/2023 | PRN447011 | ||
CHRISTIAN PETER BISHOP |
05/29/2003 | PRR46581 | ||
JAKE BLAIS |
05/30/2024 | PRR453667 | ||
JOHN VINCENT BLANCHARD |
05/12/2023 | PRN450131 | ||
MINDEE BLANCO |
09/10/2024 | PRN356202 | ||
ERIC BLOOM |
03/19/2021 | PRN248268 | ||
BLUE GOOSE INC |
09/22/2021 | AGR154632 | ||
DEREK BOHM |
06/10/2022 | PRN418167 | ||
ANDREW KENNETH BONAMER |
01/25/2022 | PRN407866 | ||
STEVEN BONETTO |
08/15/2019 | PRN330167 | ||
MICHAEL BONO |
07/14/2023 | PRN272204 | ||
MARK T. BOURGEOIS |
08/16/2023 | PRN106267 | ||
RONALD FRANCIS BRADLEY |
04/22/2003 | PRN94255 | ||
GARY L. BRAGG |
09/05/2014 | PRR24741 | ||
BENJAMIN C. BRAYSHAW |
09/28/2018 | PRN287622 | ||
BRIAN P. BRENNAN |
01/18/2012 | PRN199094 | ||
PATRICK J. BRENNAN |
08/26/2019 | PRR48490 | ||
JENNIFER LYNN BRETON |
04/05/2005 | PRR43987 | ||
JOSHUA ROBERT BREWER |
11/05/2015 | PRR218966 | ||
DAVID BRINCKERHOFF |
05/01/2009 | PRN129983 | ||
BRIAN WILLIAM BRITT |
07/13/2020 | PRN355735 | ||
JACE L. BROCKEL |
06/27/2011 | PRN191207 | ||
BROKERS CHOICE OF AMERICA INC |
05/02/2005 | AGN54989 | ||
BROKERS INTERNATIONAL LLC |
11/24/1998 | AGN57682 | ||
BROOKLIGHT PLACE SECURITIES INC |
06/29/2011 | AGN176838 | ||
WILLIAM M. BROWNING III |
09/30/2010 | PRR143443 | ||
SCOTT REED BRUCE |
05/08/2001 | PRR16120 | ||
THOMAS E. BRUNELLE |
04/01/2013 | PRR64956 | ||
PAUL RICHARD BUCKLEY JR |
06/21/2024 | PRR19970 | ||
ROBERT C. BURNS JR |
09/03/2024 | PRN41060 | ||
STEPHEN WAYNE BURTON |
06/29/2020 | PRN347702 | ||
CADARET GRANT & CO INC |
06/15/2023 | AGN244739 | ||
YANG CAI |
05/09/2024 | PRN483560 | ||
CALTON & ASSOC INC |
09/21/2012 | AGN207282 | ||
ANDREW JOSEPH CAMLIN |
01/28/2025 | PRN333401 | ||
CAPE SECURITIES INC |
04/17/2014 | AGN173965 | ||
CAPITAL CHOICE FINANCIAL SERVICES INC |
09/14/2011 | AGN70614 | ||
CAPITAL INVESTMENT GROUP INC |
03/01/2011 | AGN170737 | ||
CAPITAL SYNERGY PARTNERS INC |
02/17/2011 | AGN186374 | ||
KEVIN PATRICK CARBIN JR |
10/15/1998 | PRR26741 | ||
DANIELLE MARIE CARLSON MURPHY |
01/08/2024 | PRN286920 | ||
WILLIAM TOREY CARR |
05/19/2011 | PRR67334 | ||
CARY STREET PARTNERS LLC |
03/20/2019 | AGN234930 | ||
PATRICK ALAN CASE |
03/01/2010 | PRN175135 | ||
DAVID M. CASS |
10/13/2022 | PRN345089 | ||
JONATHAN ROBERT CATLIN |
06/10/2024 | PRN360319 | ||
JOHN P. CAVANAUGH |
06/10/2024 | PRN77091 | ||
TIMOTHY J. CAVANAUGH |
03/26/2019 | PRN76459 | ||
CBIZ BENEFITS & INSURANCE SERVICES INC |
03/06/2020 | AGN67055 | ||
RICHARD CARMINE CELLA |
09/30/2014 | PRN172681 | ||
CENTAURUS FINANCIAL INC |
07/02/2004 | AGN39596 | ||
CES INSURANCE AGENCY LLC |
07/01/1994 | AGN23075 | ||
CETERA ADVISOR NETWORKS LLC |
11/14/2005 | AGN26604 | ||
CETERA ADVISORS INSURANCE SERVICES LLC |
07/24/2015 | AGN41566 | ||
CETERA ADVISORS LLC |
01/05/2004 | AGN47055 | ||
CETERA FINANCIAL SPECIALISTS LLC |
06/19/2009 | AGN70449 | ||
CETERA INVESTMENT SERVICES LLC |
06/19/2001 | AGN54272 | ||
CHERYL ANN CHALK |
07/11/2023 | PRN373509 | ||
WILLIAM CHAPIN |
01/15/2014 | PRN118372 | ||
JEFFREY P. CHAPMAN |
07/09/2024 | PRN198010 | ||
THEODORE EVERETT CHARLES |
07/05/2004 | PRN38789 | ||
CHASE INSURANCE AGENCY INC |
06/09/2011 | AGN51795 | ||
COLE CHASE |
04/11/2025 | PRR443293 | ||
JERRY ROBERT CITARELLA |
03/31/2020 | PRN351844 | ||
CITIGROUP LIFE AGENCY LLC |
09/04/2009 | AGN165158 | ||
JAMES PATRICK CLANCY |
09/03/2021 | PRN386879 | ||
JAIME CLARK |
06/28/2024 | PRR192435 | ||
MICHAEL P. CLARK |
11/16/2011 | PRR96165 | ||
SCOTT A. CLARK |
08/09/2010 | PRR93444 | ||
MICHAEL ADAM CLEARY |
02/26/2021 | PRR191098 | ||
ALEXANDRA CLEMENT |
04/24/2024 | PRR432148 | ||
BRIAN JEFFREY CLEMENT |
04/24/2024 | PRR94077 | ||
JENNIFER-LYNN CLIFFORD |
02/14/2023 | PRN391707 | ||
COASTAL EQUITIES INS AGENCY INC |
06/16/2011 | AGN187113 | ||
DONALD FRANCIS CODORI |
11/11/1999 | PRN10681 | ||
ROBERT NEAL COHEN |
02/23/2016 | PRN82520 | ||
COMBINED BENEFITS UNITED, INC. |
07/16/2009 | AGR149829 | ||
WILLIAM JOSEPH CONDON |
03/05/2021 | PRN174665 | ||
CONFIDENCE WEALTH & INSURANCE SOLUTIONS LLC |
04/06/2023 | AGN386681 | ||
COPPER FINANCIAL NETWORK, LLC |
06/03/2014 | AGN232589 | ||
JOHN A. COSTELLO |
01/22/2024 | PRN390476 | ||
MICHAEL KIRK COSTO |
05/20/2010 | PRN154554 | ||
LESLIE L. COUPER |
09/22/2003 | PRR78338 | ||
DAVID A. COURCHENE |
05/19/2023 | PRN258843 | ||
SETH ROBERT COURTWRIGHT |
02/10/2025 | PRN451105 | ||
JACKSON RYAN COUSINS |
12/12/2016 | PRR238777 | ||
GARY MICHAEL COWLES |
07/14/2023 | PRN76597 | ||
CREATIVE ONE MARKETING, LLC |
05/13/2003 | AGN42258 | ||
CREATIVEONE SECURITIES, LLC |
01/04/2011 | AGN183082 | ||
KEITH MILTON CROGAN |
11/11/2024 | PRN288960 | ||
JEROD MORSE CRONKITE |
09/10/2024 | PRR113675 | ||
GREGORY JAMES CRUPI |
09/25/2023 | PRR177822 | ||
MARIA CSENCSITZ |
05/18/2016 | PRN229044 | ||
CSFG INSURANCE AGENCY INC |
12/16/2011 | AGN170257 | ||
WILLIAM S. CUMMINGS |
10/08/2021 | PRR356622 | ||
CUNA MUTUAL INSURANCE AGENCY INC |
07/07/2004 | AGN34128 | ||
CORY CURRY |
09/02/2022 | PRN341155 | ||
CUTTER & CO BROKERAGE INC |
05/17/2006 | AGN126668 | ||
COREY CYR |
08/05/2019 | PRN335532 | ||
NATHAN CYR |
12/26/2023 | PRN459216 | ||
D A DAVIDSON & CO INC GREAT FALLS |
06/27/2011 | AGN140236 | ||
MICHELINE A. DAGHER |
01/21/2021 | PRN372795 | ||
ASHLEY DAIGLE |
03/14/2023 | PRR363504 | ||
SANDRA HEIDE DALTON |
10/12/2022 | PRN271422 | ||
MICHAEL J. DAMON |
10/30/2023 | PRN466676 | ||
LEONARD DANDRIDGE |
02/23/2023 | PRN444309 | ||
DAVENPORT & CO LLC |
06/27/2011 | AGN96496 | ||
JAMES STEPHEN DAVIS III |
01/29/2008 | PRR82984 | ||
CHARLES E. DE KRAFFT |
03/31/2025 | PRN304286 | ||
STEVEN ALBERT DEAN |
06/02/2004 | PRR41456 | ||
JAY PERIN DEANE |
04/09/2024 | PRR41458 | ||
CHRISTOPHER DEGNAN |
05/13/2016 | PRN262699 | ||
SHERI ANN DELISLE |
11/27/2023 | PRN355122 | ||
DELTA FINANCIAL INSURANCE BROKERAGE CORPORATION |
06/08/2005 | AGN111044 | ||
KAVYA DENDUKURI |
04/06/2021 | PRN368474 | ||
BRIAN S. DESOYE |
11/27/2023 | PRN264327 | ||
CAITLIN A. DESOYE |
12/11/2023 | PRN444205 | ||
JOSEPH L. DI VESTEA |
04/29/2024 | PRN310644 | ||
JAMES E. DIEMER |
09/10/2024 | PRN488877 | ||
LI DING |
12/21/2020 | PRN370918 | ||
DAVID PAUL DOANE |
09/08/2011 | PRR172833 | ||
JEFFREY D. DONOHUE |
04/21/2014 | PRN231100 | ||
MATTHEW S. DONOVAN |
03/09/2023 | PRN442970 | ||
JEAN DORRELL |
09/25/2020 | PRN361698 | ||
BEATA DRAGOVICS |
04/17/2025 | PRN108006 | ||
DANIEL JOSEPH DUBEAU |
04/21/2025 | PRN262890 | ||
GREGORY DUDZIK |
11/29/2018 | PRN314435 | ||
ABIGAIL GRACE DUENAS |
05/12/2020 | PRN353451 | ||
MARTIN EDWARD DUGGAN |
03/09/1998 | PRR24727 | ||
ADAM DUNBAR |
07/27/2016 | PRR110412 | ||
DAVID AUBREY DUNFEE |
04/19/1999 | PRR42047 | ||
MATTHEW JOHN DUNN |
07/22/2014 | PRN208406 | ||
JOSEPH LOUIS DURAN |
11/16/2018 | PRN320828 | ||
DAVID M. EARLS |
02/08/2001 | PRN64580 | ||
STEVEN RAY EARLY |
04/14/2022 | PRN414581 | ||
ECA MARKETING INC |
09/24/2003 | AGN56881 | ||
EDWARD D JONES & CO LP |
02/08/1992 | AGN32534 | ||
CHRISTOPHER LOUIS EKLUND |
10/30/2023 | PRN465922 | ||
TUPTIM ELICHALT |
09/10/2024 | PRN434155 | ||
GEORGE G. ELKIN |
07/17/2019 | PRN308843 | ||
KEITH W. ELLIS |
12/08/2009 | PRN172705 | ||
JEFFREY SCOTT ENGLER |
04/23/2021 | PRN322623 | ||
MICHAEL CHARLES ENRIGHT |
05/18/2021 | PRN48078 | ||
EQUITY SERVICES INC |
07/12/1996 | AGN23852 | ||
LESLIE SUSAN ESPOSITO |
06/13/2017 | PRN287933 | ||
ESTATE INSURANCE SERVICES INC |
03/17/2016 | AGN62073 | ||
DAVID EVANS |
02/14/2019 | PRN325985 | ||
SHAWN CHRISTIAN EVERETT |
08/23/2024 | PRN340960 | ||
EXECUTIVE INSURANCE AGENCY INC |
10/04/2001 | AGN59547 | ||
CHRISTOPHER E. FAHEY |
02/16/2017 | PRN111348 | ||
FAIRLANE FINANCIAL CORP |
03/10/2005 | AGN34758 | ||
DAVID SHELDON FALKENSTEIN |
08/01/2017 | PRN55090 | ||
NICHOLAS R. FAMILETTI |
02/10/2025 | PRN506193 | ||
DAVID JOSEPH FARAGO |
04/18/2024 | PRR279058 | ||
CHRISTOPHER D. FARLEY |
06/16/2021 | PRN163311 | ||
FARMERS FINANCIAL SOLUTIONS LLC |
06/28/2011 | AGN179755 | ||
ERIC FARNSWORTH |
05/04/2016 | PRR213599 | ||
JOSHUA FELLER |
06/02/2023 | PRN453183 | ||
PETER JOHN FENDLER |
05/20/2005 | PRR19663 | ||
GREGORY M. FERGUSON |
10/12/2021 | PRN394620 | ||
SERGIO FERNANDEZ |
07/16/2020 | PRN285284 | ||
FIDX GROUP LLC |
12/09/2024 | AGN476814 | ||
FINANCIAL INDEPENDENCE GROUP LLC |
01/11/2023 | AGN52364 | ||
RANDY SCOTT FINE |
06/08/2017 | PRN88961 | ||
FIRST ASSET FINANCIAL INC |
06/28/2011 | AGN189681 | ||
FIRST COMMAND INSURANCE SERVICES INC |
04/06/2011 | AGN185932 | ||
FIRST HEARTLAND CAPITAL INC |
06/27/2011 | AGN67994 | ||
FREDERICK H. FISCHER |
10/26/2020 | PRR11796 | ||
DANIEL FISHER |
03/07/2022 | PRN400674 | ||
SASHA FITZPATRICK |
02/12/2025 | PRR324889 | ||
JAMES WILLIAM FOGARTY |
01/24/2025 | PRN23357 | ||
DANIEL T. FORAN |
03/04/2009 | PRN163503 | ||
MARCUS NATHAN FORD |
02/10/2022 | PRN408429 | ||
ROBERT W. FORTIER |
09/08/2000 | PRN63254 | ||
RONALD R. FREDETTE |
08/04/2009 | PRN26514 | ||
JIAN WEI FU |
08/19/2024 | PRN492124 | ||
RANDALL JON GABRIELSON |
11/08/2011 | PRN99638 | ||
BRENDAN GALLAGHER |
08/24/2021 | PRN349181 | ||
KATHIE JEANNE GALLAGHER |
02/26/2024 | PRN475274 | ||
PIERRE GARCIA |
04/06/2021 | PRN332666 | ||
GARDEN STATE INS AGENCY INC |
09/13/2018 | AGN293305 | ||
VINCENZO P. GARGANESE |
08/05/2024 | PRR275877 | ||
PETER JOHN GAUTHIER |
12/05/2024 | PRN62768 | ||
GENEOS WEALTH MANAGEMENT INC |
09/05/2006 | AGN93118 | ||
MICHAEL E. GENETTI |
10/16/1998 | PRN15505 | ||
PATRICK JOHN GILLIS |
06/06/2016 | PRN154600 | ||
LANCE GILMAN |
01/13/2023 | PRR236870 | ||
MICHAEL GIORGETTI |
05/22/2019 | PRN244535 | ||
GK&L INVESTMENTS INC |
05/06/2011 | AGN139589 | ||
DAVID HAWLEY GLEESON |
05/23/2013 | PRN95844 | ||
WILLIAM D. GLUBIAK |
10/03/2019 | PRN339910 | ||
NEPETA GODEC |
02/14/2019 | PRN325984 | ||
DAVID W. GODFREY |
05/09/2016 | PRR121863 | ||
TIMOTHY PAUL GOLAND |
11/08/2021 | PRN209242 | ||
MARK EDWARD GOLDSMITH |
04/09/2007 | PRN121442 | ||
STEPHEN PRICE GOLDSMITH |
04/21/2016 | PRR22545 | ||
JERMAINE GOMES |
05/16/2016 | PRN212282 | ||
GERALD BRADLEY GOODCHILD II |
06/08/2017 | PRN97220 | ||
RICHARD P. GOSS III |
06/20/2023 | PRN204718 | ||
GOVERNMENT & CIVIL EMPLOYEE SERVICES, LLC |
06/12/2024 | AGN326232 | ||
GRADIENT SECURITIES LLC |
12/06/2017 | AGN167808 | ||
JOHN JOSEPH GRANDE JR |
10/31/2016 | PRN68337 | ||
JOHN S. GRANDE |
06/06/2012 | PRN185432 | ||
SEAN PATRICK GRATTAN |
12/30/2024 | PRN503823 | ||
MICHAEL W. GRAY |
05/30/2019 | PRN290736 | ||
CHRISTOPHER JAMES GREEN |
08/03/2018 | PRN311892 | ||
BRIDGET M. GRELLA |
02/20/2014 | PRN228644 | ||
THOMAS CARMEN GRELLA |
02/20/2014 | PRN34913 | ||
ROBERT M. GRENUS |
03/15/2013 | PRN185160 | ||
MICHELLE DH GRIFFIN |
04/24/2023 | PRN94104 | ||
GRIMARD MARTON FINANCIAL GROUP LLC |
01/09/2025 | AGN504687 | ||
ROBERT L. GRIMARD |
12/31/2024 | PRN503383 | ||
STEPHEN GROBECKER |
06/28/2016 | PRN190213 | ||
GROVE POINT INVESTMENTS LLC |
02/27/2012 | AGN199668 | ||
MICHAEL GROVE |
11/04/2024 | PRN492061 | ||
WILLIAM THOMAS GROVE |
07/29/2004 | PRN100576 | ||
CRAIG A. GROVER |
03/31/2025 | PRR83158 | ||
CAMERON GUILD |
12/28/2023 | PRN468742 | ||
GWN SECURITIES INC |
01/27/2010 | AGN142872 | ||
JOHN MILTON HAAS JR |
12/06/2022 | PRR165695 | ||
NATHANIEL BENJAMIN HAHN |
12/27/2024 | PRN175893 | ||
DAVID CLIFFORD HALL |
09/10/2024 | PRN413903 | ||
HALO INVESTING INSURANCE SERVICES, LLC |
04/08/2021 | AGN377392 | ||
BRIAN NORMAN HAMEL |
07/14/2009 | PRR113268 | ||
CLIFF GEORGE HANNON |
05/04/2004 | PRR32578 | ||
HANSON FINANCIAL SERVICES, LLC |
02/08/2017 | AGR280397 | ||
HANSON MCCLAIN RETIREMENT NETWORK LLC |
06/27/2011 | AGN84830 | ||
BRIAN PAUL HANSON |
07/13/2020 | PRN351837 | ||
PETER THOMAS HANSON |
07/17/2014 | PRR135953 | ||
HARBOUR INVESTMENTS INC |
05/23/2011 | AGN137848 | ||
JEFFREY MICHAEL HARDER |
09/22/2021 | PRR120452 | ||
THOMAS L. HARNISH |
05/28/2019 | PRR70560 | ||
GREGORY S. HARRISON |
10/23/2024 | PRN496588 | ||
PETER TRYON HART |
01/09/2018 | PRR62452 | ||
LENA-JO MARIE HARTLEY |
07/24/1998 | PRR46301 | ||
BRIAN ALAN HARTMAN |
04/24/2025 | PRN450362 | ||
BENJAMIN HATMAKER |
03/01/2022 | PRN410884 | ||
AARON HAUGLAND |
02/19/2021 | PRN373867 | ||
SHAUN HAWKINS |
12/09/2024 | PRR199598 | ||
HAZARD & SIEGEL AGENCY LLC |
08/19/2011 | AGN187397 | ||
PATRICK BRYAN HEALEY |
01/09/2023 | PRN333887 | ||
TODD A. HEATH-HAZLETT |
01/15/2016 | PRN262668 | ||
PETER JOHN HECKMAN |
06/16/2022 | PRN345722 | ||
THOMAS HENSBY |
07/09/2024 | PRN475569 | ||
MATTHEW E. HERMAN |
03/16/2021 | PRN103659 | ||
BRIAN HERTZBERG |
01/13/2025 | PRN503779 | ||
RICHARD E. HERTZBERG JR |
01/08/2008 | PRN147095 | ||
ROBERT J. HETHERINGTON |
05/06/2021 | PRN381298 | ||
HIGHTOWER SECURITIES LLC |
08/02/2016 | AGN161942 | ||
THOMAS HILL |
03/29/2023 | PRN447007 | ||
JONATHAN W. HILTZ |
08/26/2024 | PRR67830 | ||
JILLIAN ANNE HOFFMAN |
03/04/2025 | PRN138998 | ||
PIETER HOLLENBERG |
07/27/2021 | PRN387960 | ||
JUSTIN HOLLEY |
06/02/2019 | PRN218182 | ||
CARL B. HOLMQUIST |
12/12/2008 | PRR78593 | ||
HANNA LIZA HORENSTEIN |
01/25/2024 | PRN474620 | ||
JOHN E. HORN |
09/23/2021 | PRN282433 | ||
HORNOR TOWNSEND & KENT LLC |
04/06/2001 | AGN35004 | ||
R JASON HORWITZ |
05/29/2024 | PRN95500 | ||
HSBC INSURANCE AGENCY (USA) INC |
03/18/2011 | AGN80719 | ||
BRAD D. HUFFMAN |
12/22/2023 | PRN469499 | ||
FLORENCE W. HULL |
07/29/2022 | PRR309179 | ||
THERESA J. HUNTLEY |
01/19/2021 | PRN252184 | ||
HUOT FINANCIAL SERVICES, LLC |
03/13/2020 | AGR347590 | ||
DEREK R. HUOT |
04/15/2016 | PRR172997 | ||
ANTHONY D. HURT |
05/03/2007 | PRN138411 | ||
JEFFREY LOUIS HYMAN |
06/06/2022 | PRN346317 | ||
CHARLES IBACH |
05/06/2024 | PRN310026 | ||
ART ANTHONY IGNACIO |
04/21/2009 | PRN51668 | ||
INDEPENDENT FINANCIAL GROUP INC |
01/26/2011 | AGN112199 | ||
INFINITY SECURITIES INC |
02/13/2019 | AGN278392 | ||
JONATHAN J. INGALLS |
09/16/2013 | PRN207210 | ||
INTEGRITY ALLIANCE, LLC |
09/13/2006 | AGN130492 | ||
THE INVESTMENT CENTER INC |
07/05/2011 | AGN63261 | ||
INVESTMENT PLANNERS INC |
06/28/2011 | AGN170184 | ||
WILLIAM IRBY |
07/09/2024 | PRN475558 | ||
J ALDEN ASSOC INC |
06/28/2011 | AGN156640 | ||
J W COLE INS SERVICES INC |
10/14/2008 | AGN120682 | ||
J.M. ARBOUR |
06/19/2017 | AGR281337 | ||
JAMES L. JACKSON |
01/09/2024 | PRN473698 | ||
MARK S. JACOBSOHN |
05/24/2013 | PRR79194 | ||
GERALD S. JAMGOCHIAN |
04/07/2006 | PRN34355 | ||
JANNEY MONTGOMERY SCOTT LLC |
07/02/2004 | AGN88665 | ||
JOSHUA HOBBS JASIEN |
03/23/2021 | PRN374717 | ||
GAYLE JENDZEJEC |
04/21/2025 | PRN58016 | ||
COLBY JENKINS |
02/23/2024 | PRR359476 | ||
KIRSTEN LYNN JENKINS |
02/12/2014 | PRR127465 | ||
MARK K. JENSEN |
07/19/2022 | PRN423383 | ||
JEREMY P BARNARD, LLC |
03/20/2017 | AGR278336 | ||
WALTER D. JEZAK JR |
11/27/2023 | PRN213502 | ||
MICHELE JOHNSON |
03/29/2023 | PRN447014 | ||
VANCE M. JOHNSON |
10/02/2007 | PRR77628 | ||
WILLIE EDDIE JONES |
06/20/2023 | PRN351629 | ||
LUCAS JORDAN |
04/17/2024 | PRR471515 | ||
DONNA LORRAINE JUDGE |
04/02/2019 | PRN78520 | ||
MELODY A. JUGE |
03/14/2023 | PRN434133 | ||
JAMES PATRICK KACHMAR |
04/15/2024 | PRR80583 | ||
ROBERT JAY KAHNE |
04/19/2024 | PRN81426 | ||
JEREMY MICHAEL KANEER |
02/06/2019 | PRN283800 | ||
SAMUEL ADAMS KANY |
09/08/2022 | PRR414839 | ||
ANDREA KARKOS |
01/10/2017 | PRR216371 | ||
SAROJ KRISHNA KASTURI |
02/23/2022 | PRN408430 | ||
BERNADETTE KASZYNSKI |
08/24/2005 | PRN46516 | ||
MAX WILLIAMS KEELER |
09/14/2021 | PRN392336 | ||
STEVEN KEHOE |
10/02/2023 | PRN460771 | ||
PHILIP GEORGE KELLER |
07/28/2021 | PRN262500 | ||
THOMAS H. KELLEY |
09/13/2018 | PRN214782 | ||
PATRICK RICHARD KELLY JR |
04/19/2022 | PRN326682 | ||
KAREN KELLY-ARROYO |
05/18/2016 | PRN229081 | ||
MATTHEW D. KENNEDY |
05/25/2017 | PRN248565 | ||
MATTHEW TODD KENNEDY |
04/14/2025 | PRN512513 | ||
MARC ALAN KENVILLE |
12/07/2018 | PRN228496 | ||
KESTRA INVESTMENT SERVICES LLC |
04/23/2009 | AGN78771 | ||
KEYCORP INSURANCE AGENCY USA INC |
02/29/2012 | AGN98784 | ||
KFC INSURANCE AGENCY INC |
07/08/2004 | AGN56932 | ||
MAHA HILAL KHASHAN |
04/10/2017 | PRN283305 | ||
JOSHUA KING |
09/28/2017 | PRN269711 | ||
JEFFREY G. KINNESTON |
11/10/2021 | PRN402186 | ||
CRAIG LOUIS KIRSNER |
08/16/2023 | PRN432868 | ||
JOSEPH S. KLEIN |
07/01/2021 | PRN268512 | ||
KENNETH J. KLEIN |
06/16/2022 | PRN420901 | ||
RICHARD SCOTT KOBLICK |
06/02/2023 | PRN453180 | ||
JARED BRANT KOELKER |
04/25/2012 | PRR197276 | ||
JOHN M. KOSMICKI |
11/21/2018 | PRN318823 | ||
KOVACK SECURITIES INC |
06/17/2010 | AGN92960 | ||
VERONIKA KRECKOVA |
11/18/2024 | PRN501623 | ||
MICHAEL D. KRESH |
10/04/2016 | PRN271735 | ||
BEN KRONISH |
10/27/2014 | PRN112981 | ||
LINA KUANG-CHAN |
03/30/2022 | PRN333380 | ||
JONATHAN ERIC KUNIHOLM |
02/15/2017 | PRN281624 | ||
DAVID AARON KUTCHER |
04/19/2024 | PRN24102 | ||
ALAN BORMAN KWAN |
03/03/2025 | PRN509129 | ||
WESLEY E. LABELLE |
06/21/2010 | PRN142186 | ||
MICHAEL JAMES LABRIE |
04/08/2022 | PRN81675 | ||
LADDER INS SERVICES LLC |
10/27/2021 | AGN291836 | ||
KALI LAGANIERE |
05/20/2024 | PRR445350 | ||
LAKE GROWTH |
10/03/2022 | AGN301404 | ||
TUCKER LANDRY |
09/16/2024 | PRR438399 | ||
ANDREW JORDAN LANDSMAN |
07/15/2024 | PRN466943 | ||
TYLER RAE LANK |
04/21/2025 | PRR426716 | ||
ROBERT A. LARAIA |
11/04/2008 | PRN116137 | ||
ROBERT LAROCHELLE |
02/23/2023 | PRR313273 | ||
LASALLE ST SECURITIES LLC |
07/09/2004 | AGN81984 | ||
ANDREW LASLIE |
09/09/2024 | PRR260429 | ||
JAMES ROBERT LAUER |
12/07/2023 | PRN469902 | ||
PETER GEORGE LAVENTIS |
09/15/2022 | PRN430186 | ||
THE LEADERS GROUP INC |
08/03/2006 | AGN49672 | ||
RYAN RAYMOND LEBLANC |
08/20/2024 | PRN268473 | ||
GLENN W. LEBOEUF |
09/12/2018 | PRN170473 | ||
TERRY LEE |
04/06/2021 | PRN296272 | ||
MICHAEL J. LEHRHAUPT |
05/28/2021 | PRN196212 | ||
GLENDA HOLT LENOX |
07/15/2021 | PRN386994 | ||
MICHAEL C. LEONARD |
09/10/2024 | PRN489393 | ||
MICHAEL T. LEONARD |
09/23/2021 | PRN285083 | ||
THOMAS F. LEVASSEUR |
01/01/1987 | PRN20397 | ||
LEVEL FOUR FINANCIAL LLC |
01/21/2016 | AGN204881 | ||
THOMAS J. LIEDL |
10/13/2022 | PRN332897 | ||
LIFEMARK SECURITIES CORP |
10/28/2011 | AGN41403 | ||
LINCOLN INVESTMENT PLANNING LLC |
06/05/2009 | AGN69935 | ||
KIMBERLY STACY LINDSAY |
09/24/2021 | PRN77504 | ||
RYAN LINNEHAN |
09/17/2021 | PRN335212 | ||
LION STREET FINANCIAL LLC |
11/05/2015 | AGN253104 | ||
LION STREET INSURANCE SERVICES LLC |
10/08/2014 | AGN162588 | ||
CHAD MORGAN LISTON |
01/23/2024 | PRR80544 | ||
ZACHARY FARLEY LONGLEY |
01/20/2010 | PRR146227 | ||
ZACHARY MILES LONGLEY |
11/19/2001 | PRN38077 | ||
DAVID LONGO |
02/14/2017 | PRN281465 | ||
MELANIE LOUIE-TSO |
10/08/2018 | PRN317953 | ||
JAMES C. LOWELL |
08/10/2022 | PRR192127 | ||
LPA INSURANCE AGENCY INC |
09/02/1999 | AGN62230 | ||
LPL ENTERPRISE, LLC |
10/02/2024 | AGN481034 | ||
LPL FINANCIAL LLC |
07/06/2004 | AGN23010 | ||
MICHAEL ROBERT LYETH |
08/23/2024 | PRN50597 | ||
MEREDITH ANNE LYON |
04/08/2019 | PRR262288 | ||
MITCHELL W. LYONS |
03/04/2025 | PRN508968 | ||
MICHAEL S. LYTLE |
05/11/2020 | PRN161275 | ||
M HOLDINGS SECURITIES INC |
08/12/2009 | AGN65263 | ||
GEORGE THOMAS MACALLISTER |
05/31/2022 | PRN82398 | ||
JOSEPH R. MACDONALD |
09/23/2019 | PRN338248 | ||
DUNCAN G. MACEACHERN |
01/27/2010 | PRN171757 | ||
TRACY A. MACKINSTRY |
12/30/2022 | PRN429032 | ||
BRUCE MACOMBER |
05/27/2009 | PRR157482 | ||
RAE M. MACWILLIAM |
02/21/2023 | PRN44335 | ||
AMY MADDEN |
09/16/2024 | PRN401129 | ||
STEVEN BELA MAGYAR |
04/07/2017 | PRR261777 | ||
MAINE RETIREMENT ANNUITIES INC |
03/30/2022 | AGR203667 | ||
JUSTIN MANFREDO |
07/25/2017 | PRN269377 | ||
ANTHONY V. MARASCHIELLO |
12/11/2003 | PRN97365 | ||
LUKE PRESCOTT MARINO |
03/24/2023 | PRN428805 | ||
CHRISTOPHER ARTHUR MARKOS |
07/10/2008 | PRR155136 | ||
PETER B. MARMARAS |
08/05/2024 | PRN358611 | ||
CARL MARSH |
03/20/2019 | PRR205370 | ||
AMANDA MARTON |
01/09/2025 | PRN504548 | ||
JEFFREY R. MASE |
02/05/2021 | PRN368668 | ||
KEVIN COREY MASON |
04/05/2018 | PRN79146 | ||
DAVID COLIN MASTERMAN |
05/30/1996 | PRR8551 | ||
LISA S. MASTERS |
10/15/2009 | PRR86947 | ||
LINDA J. MC ANELLY |
01/03/2018 | PRN296518 | ||
MICHAEL JOSEPH MCADAM |
03/29/2023 | PRN298918 | ||
JAMES C. MCKENNA |
04/19/2024 | PRN62964 | ||
KEVIN E. MCKINNON |
04/04/2016 | PRN265344 | ||
DAVID C. MCKNIGHT |
03/01/2021 | PRN357117 | ||
LYNETTE G. MCLAUGHLIN |
05/23/2024 | PRR90624 | ||
DAVID NEWTON MECHE |
09/21/2018 | PRN317421 | ||
MAUREEN MEEHAN |
11/25/2020 | PRN150998 | ||
SHEILA S. MENAIR |
01/27/2016 | PRR74315 | ||
PETER LEIF MENDALL |
01/21/2003 | PRR90708 | ||
KEVIN MERLING |
06/10/2021 | PRN342693 | ||
MERRILL LYNCH LIFE AGENCY INC |
07/06/2004 | AGN47860 | ||
PETER ENGLISH METCALF JR |
07/15/2024 | PRR188200 | ||
JOHN MEUSE |
11/19/2019 | PRN343785 | ||
MORITZ MEWS |
05/10/2017 | PRN283844 | ||
MARK J. MEZZONE |
04/29/2024 | PRN324042 | ||
MICHAEL PAUL MICHAELSON |
08/20/2019 | PRN311137 | ||
DANIEL MICHAUD |
01/24/2025 | PRR426848 | ||
MATTHEW J. MIGLIORE |
05/01/2017 | PRR262705 | ||
JEFFREY R. MIGNEAULT |
12/27/2011 | PRN130291 | ||
ALAN W. MILLER |
10/20/2003 | PRR91049 | ||
ALEXANDER I. MILLS |
10/23/2023 | PRR235507 | ||
AARON ANTON MILNE |
12/17/2019 | PRN180618 | ||
JASON J. MINOR |
12/07/2023 | PRN120388 | ||
WILLIAM F. MITCHELL |
01/10/2007 | PRN77392 | ||
MML INSURANCE AGENCY LLC |
07/15/1996 | AGN34945 | ||
SARAH BRITTNEY MOIR |
09/22/2022 | PRR327695 | ||
EILEEN MARIAN MONAHAN |
07/05/2004 | PRR32172 | ||
KIMBERLEY JORDAN MONDONEDO |
07/28/2010 | PRR174328 | ||
MONEY CONCEPTS CAPITAL CORP |
07/06/2004 | AGN44204 | ||
PAUL J. MONTEFIORE |
02/10/2025 | PRN506194 | ||
JACKIE ALISON MONTOYA |
10/08/2018 | PRN318252 | ||
PARKER MOODY |
09/23/2019 | PRN295210 | ||
AMY L. MOORE |
10/23/2017 | PRN86612 | ||
WILLIAM MOORE |
09/12/2018 | PRN118245 | ||
MOORS & CABOT INC |
02/21/2012 | AGN175383 | ||
MICHAEL A. MORDENTI |
05/01/2024 | PRN168129 | ||
MORGAN STANLEY INSURANCE SERVICES INC |
03/30/2007 | AGN130525 | ||
LANCE T. MORGAN |
06/14/2018 | PRN289893 | ||
BRIAN PHILIP MORIN |
06/26/2024 | PRR230465 | ||
SALVATORE S. MOTTA |
07/30/2024 | PRN485730 | ||
MICHAEL LAWRENCE MULLEN |
02/25/2022 | PRN409137 | ||
GEORGE J. MUNDY |
07/18/2017 | PRN148961 | ||
CHRISTOPHER GERARD MURPHY |
02/20/2025 | PRN113968 | ||
MARY ELIZABETH MURPHY |
12/27/2013 | PRN185976 | ||
ANNE H. MURRAY |
06/20/2002 | PRN53925 | ||
THOMAS E. MUSUMECI |
12/11/2006 | PRN97236 | ||
MUTUAL OF OMAHA MARKETING CORPORATION |
03/15/2010 | AGN31225 | ||
MUTUAL SECURITIES INC OF CALIFORNIA |
05/13/2014 | AGN200407 | ||
MWA FINANCIAL SERVICES INC |
07/07/2004 | AGN94734 | ||
MWAGIA INC |
07/07/2004 | AGN84352 | ||
FREDRICK JAY NADEAU JR |
01/30/2020 | PRR186503 | ||
STEPHEN EDWARD NAPIER |
05/18/2021 | PRN117064 | ||
NATIONWIDE FINANCIAL GENERAL AGENCY INC |
08/23/2007 | AGN48647 | ||
NAVY FEDERAL INVESTMENT SERVICES, LLC |
02/08/2012 | AGN125498 | ||
AMANDA NEELY |
08/20/2024 | PRN325087 | ||
SCOTT D. NELSON |
06/10/2024 | PRN67920 | ||
RONALD R. NEMSHICK |
10/26/2009 | PRN171065 | ||
RYAN RONALD NEMSHICK |
10/24/2018 | PRN189559 | ||
NEXT FINANCIAL GROUP INC |
07/02/2004 | AGN65625 | ||
NEXT FINANCIAL INS SERVICES CO |
04/24/2022 | AGN200931 | ||
KEITH T. NEZUH |
10/27/2016 | PRN277705 | ||
NFP INSURANCE SERVICES INC |
06/19/2012 | AGN36972 | ||
JOSHUA NG |
09/10/2021 | PRN393997 | ||
NATHAN S. NICHOLS |
04/07/2017 | PRR255368 | ||
JASON D. NICOLOFF |
10/30/2023 | PRN363259 | ||
JAMES KEVIN NOLES |
07/29/2021 | PRN383818 | ||
KRISTIN ANN NORDAHL |
12/11/2023 | PRN52415 | ||
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC |
02/19/2002 | AGN82119 | ||
KENNETH RAYMOND NOTT |
11/02/2022 | PRR116128 | ||
JARON SCOTT NUNEZ |
05/26/2023 | PRN452015 | ||
MATTHEW ERNEST NYE |
11/16/2017 | PRR141752 | ||
NYLIFE SECURITIES LLC |
01/28/2016 | AGN139649 | ||
NYLINK INSURANCE AGENCY INC |
01/18/2006 | AGN50637 | ||
JAMES NYLUND |
08/05/2013 | PRR216969 | ||
RAYMOND O BANNION |
03/31/2025 | PRN510591 | ||
WILLIAM O CONNELL |
10/29/2021 | PRN392986 | ||
DAVID M. O'DONNELL |
10/05/2018 | PRN108810 | ||
RANDY THOMAS ODOM |
01/28/2022 | PRN223030 | ||
MATTHEW ROBERT OGIER |
12/02/2009 | PRR48565 | ||
CASEY P. OGORMAN |
03/08/2021 | PRN354051 | ||
OHIO NATIONAL INSURANCE AGENCY INC |
07/07/2004 | AGN97505 | ||
JOHN OLSON |
11/09/2022 | PRN268653 | ||
ONE RESOURCE GROUP LLC |
06/02/2004 | AGN92719 | ||
ONEAMERICA SECURITIES INC |
06/30/2011 | AGN84968 | ||
BERTRAND CANEGA ONG |
07/17/2015 | PRN252551 | ||
OPPENHEIMER LIFE AGENCY LTD |
07/06/2004 | AGN26497 | ||
OSAIC INSTITUTIONS, INC |
04/20/2009 | AGN88278 | ||
OSAIC WEALTH INC |
07/06/2004 | AGN31197 | ||
ROBERT HOWARD OSUR |
06/28/2021 | PRN255799 | ||
MATTHEW ROLAND OUELLETTE |
06/06/2008 | PRR148004 | ||
P J ROBB VARIABLE, LLC |
06/18/2010 | AGN78655 | ||
CATHERINE R. PAIGE |
06/17/2021 | PRN265857 | ||
JOSEPH MICHAEL PALUZZI |
07/11/2024 | PRN487363 | ||
BRYAN PAPA |
04/07/2021 | PRN277672 | ||
ERIC ROBERT PARADIS |
07/09/2008 | PRN155287 | ||
PARK AVENUE SECURITIES LLC |
07/06/2004 | AGN65324 | ||
PARKLAND SECURITIES LLC |
07/01/2011 | AGN83558 | ||
ALEXA PARRA CABRERA |
02/05/2025 | PRN504832 | ||
JEFFREY A. PARSONS |
06/02/2011 | PRN108037 | ||
KEEGAN PARSONS |
01/07/2025 | PRN503571 | ||
JOHN C. PASTORE JR |
07/02/2015 | PRN251374 | ||
RISHI PATEL |
11/16/2021 | PRN322464 | ||
MAURICE H. PATTERSON JR |
05/03/2024 | PRN225368 | ||
THOMAS G. PAULBECK |
06/22/2010 | PRN175124 | ||
CHRISTOPHER GERARD PAZIENZA |
06/07/2024 | PRN485329 | ||
DANA S. PELKEY |
08/28/2023 | PRR68654 | ||
JUSTIN PELLETIER |
11/27/2023 | PRN372657 | ||
KAYLA MARIE PELLETIER |
05/12/2023 | PRN451337 | ||
NORMAN R. PELLETIER JR |
08/09/2019 | PRN99992 | ||
DWAYNE M. PELTIER |
01/27/2000 | PRN47388 | ||
PENSIONMARK SECURITIES, LLC |
09/28/2021 | AGN322422 | ||
JOE VICTOR PEPPER |
11/27/2019 | PRN343894 | ||
TODD ANDREW PERKINS |
09/15/2015 | PRR50123 | ||
CHRISTOPHER R. PERRY |
02/23/2023 | PRR196438 | ||
MICHAEL ARTHUR PERRY |
04/28/2016 | PRR221438 | ||
RANDAL C. PETERS |
10/02/2002 | PRR40643 | ||
BRIAN PAUL PETERSON |
04/25/2005 | PRN53967 | ||
MICHAEL J. PETIX |
02/06/2003 | PRN89312 | ||
TIMOTHY J. PHILIPPI |
11/25/2015 | PRN146872 | ||
DAVID THOMAS PHILLIPS |
09/04/2024 | PRN18261 | ||
JONATHAN PHILPORT |
02/10/2025 | PRN398737 | ||
PHX FINANCIAL INC |
05/12/2022 | AGN355337 | ||
JAMES MICHAEL PIERCE |
07/05/2004 | PRR54486 | ||
PILLAR FINANCIAL SOLUTIONS LLC |
04/07/2020 | AGR339429 | ||
PINNACLE INVESTMENTS LLC |
08/10/2021 | AGN266965 | ||
LUIS MARIA PINO |
04/21/2022 | PRN357345 | ||
JAKE T. PINTO |
02/19/2020 | PRN336423 | ||
JUSTIN ADAM PIPPERT |
01/15/2025 | PRN498334 | ||
PKS FINANCIAL SERVICES INC |
04/14/2009 | AGN110519 | ||
PLANMEMBER SECURITIES CORPORATION |
11/21/2017 | AGN115764 | ||
PLATINUM FINANCIAL, LLC |
01/20/2023 | AGN441282 | ||
MARTIN EDWARD PLECINOGA |
09/08/2022 | PRN84107 | ||
CHARLES C. PLOURDE |
08/05/1996 | PRR18848 | ||
PNC INSURANCE SERVICES LLC |
03/02/2011 | AGN63109 | ||
ANTHOULA A. POLEONDAKIS |
12/28/2023 | PRN469500 | ||
LISA LYNNE POMERLEAU |
10/07/2004 | PRR89453 | ||
DONALD ALPHONSE POULIN |
11/01/1996 | PRR11037 | ||
NORMAND POULIN JR |
04/20/2004 | PRR43904 | ||
PREFERRED PRODUCT NETWORK INC OF MAINE |
08/04/2009 | AGN19480 | ||
THE PRESLEY GROUP LLC |
04/14/2025 | AGN512226 | ||
DONALD JOHN PRICE |
03/04/2025 | PRN506482 | ||
BRIAN R. PRICHARD |
06/08/2018 | PRR84312 | ||
PRIVATE CLIENT SERVICES LLC |
06/14/2011 | AGN183640 | ||
ERIC REJEAN PRONOVOST |
05/03/1997 | PRR37798 | ||
PROSPERA LIFE & ANNUITY SERVICES INC |
09/26/2011 | AGN127016 | ||
CHRISTOPHER PETER PROVO |
09/09/2009 | PRN169559 | ||
PRUDENTIAL INS AGENCY LLC |
11/20/2015 | AGN121102 | ||
MIKE D. PULS |
02/09/2018 | PRN178574 | ||
PURSHE KAPLAN STERLING INVESTMENTS INC |
01/28/2009 | AGN110520 | ||
HOLLY DIANE PYE |
10/03/2006 | PRR38687 | ||
EDMUND J. QUIRION II |
05/17/2024 | PRR14640 | ||
NICHOLE D. RAFTOPOULOS |
09/28/2020 | PRN149947 | ||
JAMES RAGAN |
05/21/2020 | PRN289194 | ||
DANIEL B. RAMER |
06/20/2019 | PRN331663 | ||
TRAVIS P. RAMSDELL |
03/31/2025 | PRN207146 | ||
MARK RANGER |
03/31/2022 | PRR206738 | ||
JOHN ARTHUR RAUDAT |
07/13/2015 | PRN162433 | ||
RAYMOND JAMES INS GROUP INC |
06/12/2014 | AGN233191 | ||
RBC CAPITAL MARKETS LLC |
06/17/2009 | AGN84770 | ||
CHRISTOPHER J. REARDON |
03/21/2013 | PRN214404 | ||
JONATHAN PAUL REARDON |
11/28/2023 | PRN108137 | ||
ANDRE REGUINHO |
05/17/2016 | PRN192720 | ||
CHRIS REILLY |
05/18/2010 | PRN155110 | ||
DANIEL JOSEPH REISBACHER |
08/02/2019 | PRN335309 | ||
RELAYER BENEFITS GROUP LLC |
07/25/2017 | AGN286468 | ||
DOROTHY CECILIA REMY |
05/18/2010 | PRN143448 | ||
JOSHUA G. RENT |
02/10/2025 | PRR167603 | ||
RETIREONE INVESTMENT SERVICES, LLC |
06/03/2016 | AGN259181 | ||
RORY JUDE RICHARD |
01/11/2023 | PRN441218 | ||
DANA A. RICKER |
10/25/2006 | PRR47290 | ||
BARRY JAMES RINGS JR |
09/30/2024 | PRN439873 | ||
ERIC RIOS |
01/13/2020 | PRN342959 | ||
MATTHEW ALAN RITTENHOUSE |
07/23/2024 | PRR473116 | ||
ANGELA ROACH |
04/10/2017 | PRR251279 | ||
GARY H. ROBERTS |
03/27/2009 | PRN164807 | ||
KAREN K. ROBERTS |
11/21/2012 | PRN187595 | ||
MARK FRANCIS ROBERTS |
12/21/2018 | PRR321450 | ||
MICHAEL ANDREW ROBICHAUD |
01/16/2019 | PRR59980 | ||
THOMAS ANTHONY ROBINSON |
12/30/2024 | PRN502694 | ||
H LOUIS ROCHELEAU III |
08/28/2023 | PRN70781 | ||
ROCKEFELLER CAPITAL MANAGEMENT INSURANCE SERVICES LLC |
05/15/2020 | AGN321527 | ||
JASON ROCKWELL |
09/10/2024 | PRN302477 | ||
MICHAEL RODERIGUE |
04/18/2003 | PRR75915 | ||
FRANCOIS RODRIGUEZ |
06/05/2015 | PRN238905 | ||
CHARLES ROE |
05/01/2006 | PRN126512 | ||
KYLIE ROMAN |
12/05/2024 | PRN501171 | ||
SUSAN J. ROMAN |
09/06/2019 | PRN337689 | ||
KRIS ANDREW ROSADO |
08/14/2019 | PRR166663 | ||
MARK ROSS |
09/13/2019 | PRN308265 | ||
STEVEN L. ROSSI |
10/20/2014 | PRN49344 | ||
CALVIN A. ROWLAND |
12/15/2010 | PRN183035 | ||
DAVID P. ROY |
10/05/2004 | PRN72969 | ||
CLAUDIA RUOTI |
10/16/2023 | PRN227386 | ||
SAGE RUTTY AND CO INC |
07/01/2011 | AGN106912 | ||
JOSEPH MICHAEL SALERNO |
10/23/2024 | PRN456232 | ||
KENT DAVID SALFI |
11/30/2012 | PRR71506 | ||
ELIZABETH SAMPSON |
12/26/2023 | PRN156515 | ||
BRIAN H. SARANOVITZ |
10/09/2020 | PRN328990 | ||
KAYVON A. SARMADI |
08/28/2019 | PRN335812 | ||
BRUCE ROBERT SAWYER |
09/09/2004 | PRR20266 | ||
HORST GERHARD SCHAPALS |
07/05/2012 | PRN204871 | ||
BRUCE TOWER SCHILLING |
12/05/2024 | PRN168802 | ||
GARY MICHAEL SCHMERTMANN |
06/22/2023 | PRN452469 | ||
MIKE SCHREMSER |
06/28/2019 | PRN333205 | ||
M JANE SCHULTZ |
02/21/2025 | PRN332531 | ||
EMILY SCHWARZ |
12/07/2018 | PRN190168 | ||
JESSICA MARIE SCOTT |
10/16/2024 | PRN203847 | ||
KEVIN C. SCOTT |
03/03/2022 | PRN168013 | ||
SAMANTHA J. SCOTT |
12/27/2021 | PRN285151 | ||
TORIA SCOTTO |
08/28/2019 | PRN335774 | ||
MARK F. SCRIBNER |
04/20/2023 | PRN205532 | ||
BRYAN C. SEAQUIST |
04/16/2024 | PRN480187 | ||
DAREN PHILLIP SEEKINS |
08/17/2007 | PRR83490 | ||
JEFFREY A. SEGAL |
10/19/2016 | PRN123238 | ||
BRIAN G. SENSIBAUGH |
11/19/2021 | PRN95819 | ||
SENTINEL INSURANCE AGENCY, LLC. |
03/05/2014 | AGN95852 | ||
MARC SERVODIO |
01/13/2025 | PRN503371 | ||
FANNY SESHIE |
09/20/2022 | PRN423027 | ||
ERIK LLOYD SEVERSON |
09/27/2017 | PRN290548 | ||
OKITA SEVI |
02/17/2023 | PRN282553 | ||
SFA INSURANCE SERVICES INC |
07/15/2011 | AGN117304 | ||
TINA X. SHAO |
04/14/2023 | PRN159426 | ||
AUSTIN K. SHAUGHNESSY |
03/31/2025 | PRN404745 | ||
COREY LEE SHAW |
01/11/2023 | PRN413852 | ||
ANTHONY WAYNE SHEFFIELD |
11/21/2012 | PRN157942 | ||
CHRISTOPHER J. SHELTON |
08/26/2024 | PRR218726 | ||
THOMAS OWEN SHEPARD |
04/09/2014 | PRR86013 | ||
JOSHUA RAJKUMAR SHERRARD |
09/06/2024 | PRN491956 | ||
KEVIN SHILLING |
03/24/2021 | PRN313138 | ||
THOMAS E. SHUPE JR |
03/10/2023 | PRR388017 | ||
BENJAMIN SICOLI |
04/02/2020 | PRR337670 | ||
MATTHEW W. SIEGEL |
11/27/2018 | PRN217139 | ||
SIGMA FINANCIAL CORP |
02/13/2008 | AGN112970 | ||
SIGNAL ADVISORS INSURANCE LLC |
04/19/2022 | AGN329048 | ||
PEDRO SILVA |
10/15/2009 | PRN169771 | ||
GARY S. SIMEL |
01/24/2018 | PRR191723 | ||
DEREK D. SIMKOWITZ |
07/08/2024 | PRR157990 | ||
JEFFREY SIMMONS |
02/05/2015 | PRN180693 | ||
JAMES STEPHEN SIMPSON |
04/04/2016 | PRN66952 | ||
AMANDA E. SMITH |
10/11/2023 | PRR274745 | ||
ANDREW C. SMITH |
03/25/2009 | PRN164469 | ||
CHRISTINE SMITH |
04/14/2025 | PRN511489 | ||
JOCELYN SMITH |
05/18/2010 | PRN154546 | ||
SARAH ELIZABETH SMITH-BRADY |
07/01/2022 | PRN415509 | ||
SNOWDEN INS SERVICES LLC |
03/04/2019 | AGN300016 | ||
SOFI INSURANCE AGENCY LLC |
06/06/2023 | AGN275435 | ||
SOMERSET SECURITIES INC |
07/21/2015 | AGN217433 | ||
SORRENTO PACIFIC FINANCIAL LLC |
12/08/2005 | AGN117455 | ||
DANIEL SPARTA |
08/29/2013 | PRN220776 | ||
RICHARD B. SPENCER |
12/13/2024 | PRN448697 | ||
BRENDAN T. SPILLANE |
09/13/2022 | PRN307136 | ||
GEORGE M. SPINO |
10/07/2024 | PRR18742 | ||
SPIRE INS AGENCY LLC |
10/08/2013 | AGN194337 | ||
RATTANAPOL SRIRATTANA |
05/02/2024 | PRN480383 | ||
KENNETH STAFFORD |
03/30/2018 | PRR88405 | ||
MARION RONALD STALLINGS |
11/16/2018 | PRN321458 | ||
PATRICIA ELIZABETH STAMM |
03/29/2022 | PRN127494 | ||
PAUL J. STAWINSKI |
04/19/2022 | PRN156130 | ||
SEAN THOMAS STEADY |
05/07/2009 | PRR75353 | ||
DANIEL W. STEFFES |
07/01/2024 | PRN486907 | ||
CHRISTOPHER ADAM STEINER |
11/18/2024 | PRR163545 | ||
STEPHENS INSURANCE LLC |
12/16/2010 | AGN131371 | ||
BROOKS W. STEVENS |
08/26/2014 | PRR198152 | ||
LESLIE EARLE STEVENS |
02/20/1996 | PRR39289 | ||
STEWARD PARTNERS GLOBAL ADVISORY LLC |
06/01/2022 | AGN261443 | ||
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC |
10/19/2022 | AGN170153 | ||
ANN HOLLAND STEWART |
03/26/2015 | PRN247834 | ||
JONATHAN DAVID STEWART |
05/05/2004 | PRR27354 | ||
ANDREW C. STICKNEY |
09/21/2009 | PRR52121 | ||
STIFEL INDEPENDENT ADVISORS LLC |
06/24/2011 | AGN172044 | ||
STIFEL NICOLAUS & COMPANY INCORPORATED |
03/13/2008 | AGN82502 | ||
ALEX FRANK STIVRINS |
07/19/2019 | PRN292196 | ||
BRYANT E. STONE JR |
10/20/2017 | PRN292367 | ||
STONEX SECURITIES INC |
02/01/2016 | AGN260207 | ||
SHANNON CLAIR STOPHEL |
10/07/2022 | PRN430092 | ||
JAMES STROTHER |
12/14/2017 | PRN299231 | ||
PETER J. SUCCOSO |
03/12/2018 | PRN186207 | ||
JONATHAN SUDKIN |
02/15/2019 | PRN324715 | ||
SUSAN SUKYS |
12/27/2021 | PRN406462 | ||
MIA KRISTINA SULAK |
05/25/2022 | PRN418743 | ||
SHAUN D. SULLIVAN |
10/30/2023 | PRR418006 | ||
RICHARD S. SUNDEN |
11/03/2009 | PRN160487 | ||
SHANE MICHAEL SWEIGART |
02/19/2020 | PRN336681 | ||
SYMPHONIC INSURANCE AGENCY |
03/14/2012 | AGN166351 | ||
MARION R. SYVERSEN |
06/10/2008 | PRR60958 | ||
JASON SZARY |
05/20/2016 | PRN228655 | ||
T FINANCIAL CONCEPTS, LLC |
04/19/2023 | AGN330915 | ||
AILEEN TAKIO |
02/06/2012 | PRN199270 | ||
PAUL M. TAMAGNI |
12/30/2024 | PRN503378 | ||
JOSEPH TANTILLO |
05/18/2010 | PRN123590 | ||
TBS AGENCY INC |
06/08/2006 | AGN50856 | ||
MARK TEMPLE |
05/19/2010 | PRN156193 | ||
BRYAN THOMAS |
03/29/2023 | PRN447010 | ||
SEAN C. THOMAS |
10/19/2018 | PRR141754 | ||
THOMPSON FINANCIAL GROUP LLC |
07/14/2009 | AGR135608 | ||
NEAL ALEXANDER THOMPSON |
11/13/2023 | PRN465364 | ||
VINCENTE GRANT THOMPSON |
04/19/2023 | PRN330898 | ||
JAN PAUL THORNTON |
05/31/2016 | PRN268204 | ||
THRIVE FINANCIAL LLC |
09/25/2023 | AGR351547 | ||
CHRIS ALAN THURMAN |
04/19/2023 | PRN448635 | ||
MARIO THYER |
10/20/2003 | PRR64301 | ||
BARBARA REID TILKA |
02/06/2025 | PRN401586 | ||
JOHN FRANCIS TILTON |
11/25/2019 | PRR293733 | ||
SAMUEL JAMES TIPPET |
12/02/2014 | PRR39848 | ||
TERRENCE M. TORMEY |
01/29/2025 | PRN494886 | ||
PETER L. TOTARO |
02/28/2025 | PRN504799 | ||
TRADE-PMR INSURANCE AGENCY LLC |
09/27/2019 | AGN325029 | ||
MICHELLE TRAVERS |
08/23/2022 | PRR421694 | ||
DOAN CHANH TRIEU |
02/05/2025 | PRN426850 | ||
JEFFREY MICHAEL TRUCHON |
04/10/2023 | PRR265119 | ||
TRUIST INVESTMENT SERVICES INC |
07/01/2011 | AGN113321 | ||
TRUSTMONT FINANCIAL GROUP INC |
07/05/2011 | AGN149786 | ||
DENNIS JULES TSAKIRIS |
09/15/2021 | PRN45579 | ||
MICHAEL STEPHEN TUELL |
05/29/2008 | PRR27284 | ||
EDWARD J. TURRISI |
03/25/2025 | PRR469891 | ||
UBS FINANCIAL SERVICES INSURANCE AGENCY INC |
11/07/2006 | AGN44426 | ||
UNITED BENEFITS LLC |
05/22/2020 | AGN216303 | ||
UNITED CAPITAL RISK MANAGEMENT LLC |
02/27/2019 | AGN181945 | ||
UNITED PLANNERS FINANCIAL SERVICES OF AMERICA |
11/08/1996 | AGN24197 | ||
TIMOTHY SEAN URBAN |
08/20/2024 | PRR135791 | ||
USA FINANCIAL SECURITIES, LLC |
07/11/2011 | AGN120572 | ||
USI SECURITIES INC |
07/05/2011 | AGN56585 | ||
RAYMOND L. VALLEE JR |
08/12/2002 | PRR16769 | ||
VALLEY NATIONAL INVESTMENTS INC |
07/05/2011 | AGN161025 | ||
VALMARK SECURITIES INC |
08/18/2016 | AGN245062 | ||
JEFFREY G. VAN SICLEN |
03/26/2021 | PRN218529 | ||
ROBERT T. VANASSE JR |
06/04/1998 | PRN53179 | ||
VANDERBILT SECURITIES LLC |
10/20/2010 | AGN173441 | ||
MARY KAY VANDERWEYST |
07/31/2018 | PRN311459 | ||
VANGUARD INSURANCE AGENCY INC |
08/18/2011 | AGN37571 | ||
PAUL JOSEPH VANNUKI |
10/01/2008 | PRN46941 | ||
VARIABLE CONTRACT AGENCY, LLC |
04/20/2020 | AGN349720 | ||
JONATHAN TRASS VARNER |
09/11/2024 | PRN487704 | ||
VERTIS WEALTH, LLC |
01/15/2025 | AGN498819 | ||
JAMES EDWARD VICENZI |
04/13/2018 | PRR134214 | ||
BRIAN KIRK VIESELMEYER |
04/11/2019 | PRN185782 | ||
ADDISON FREDETTE VIGARS |
10/19/2023 | PRR392359 | ||
DARREN JAMES VILARDO |
08/27/2024 | PRN492750 | ||
VENKATESWARLU VINJAMURI |
11/06/2023 | PRN393762 | ||
SCOTT ERIC VIOLETTE |
01/22/2019 | PRR140957 | ||
JEREMY ROGUE VLACH |
11/21/2024 | PRN149322 | ||
VOYA FINANCIAL ADVISORS INC |
10/29/1996 | AGN45587 | ||
VOYA INSURANCE SOLUTIONS INC |
07/08/2004 | AGN48395 | ||
STUART WAINSCOTT |
05/06/2024 | PRN310035 | ||
JACOB WALDMAN |
07/02/2021 | PRN313628 | ||
DAVID WALDO |
05/18/2016 | PRN190673 | ||
GARY F. WALLACE |
12/30/2003 | PRN35328 | ||
REBECCA WALSER |
05/09/2022 | PRN417384 | ||
JOHN WALSH |
05/10/2016 | PRN263775 | ||
COREY J. WALTHER |
02/15/1999 | PRN60029 | ||
WAMPLER SCHMITH WITKOWSKI, INC DBA WAMPLER INSURANCE & FINANCIAL GROUP |
09/11/2024 | AGN489411 | ||
ADAM WARD |
11/07/2019 | PRN341548 | ||
JOHN ISRAEL D WARD JR |
03/31/2025 | PRN510596 | ||
ANGEL R. WAY |
03/06/2023 | PRN444170 | ||
DAVID G. WEAVER |
11/04/2003 | PRN94796 | ||
CHADWICK AUGUST WEBER |
06/04/2018 | PRR86976 | ||
WEH INSURANCE AGENCY INC |
04/08/2025 | AGN420108 | ||
DEBRA LYNN WEIKEL |
07/13/2015 | PRR170523 | ||
RANDY S. WEISS |
11/18/2021 | PRN257555 | ||
WELLS FARGO ADVISORS FINANCIAL NETWORK LLC |
11/20/2015 | AGN197013 | ||
WELLS FARGO ADVISORS INSURANCE AGENCY LLC |
07/08/2004 | AGN61311 | ||
WELLS FARGO CLEARING SERVICES LLC |
12/31/2015 | AGN197012 | ||
WELLS FARGO WEALTH BROKERAGE INS AGENCY LLC |
03/22/2011 | AGN84772 | ||
SAMANTHA MICHELLE WELLS |
07/15/2024 | PRN488256 | ||
WENTWORTH FINANCIAL PARTNERS, LLC |
07/29/2013 | AGN217925 | ||
RICHARD WEST |
12/26/2023 | PRN272179 | ||
WESTMINSTER FINANCIAL AGENCIES INC |
01/31/2012 | AGN97776 | ||
THOMAS A. WHELAN |
06/08/2017 | PRN95885 | ||
CHARLES R. WHITE |
09/24/2024 | PRR192185 | ||
WILLIAM B. WHITING |
04/03/2003 | PRR91809 | ||
MILES WHITLOCK |
02/10/2022 | PRR214614 | ||
MATT A. WHITTEN |
05/31/2016 | PRN215938 | ||
ANDREW GREGORY WILLIAMS |
04/06/2020 | PRR204084 | ||
JONATHAN CODY WILLIAMS |
10/11/2021 | PRN303902 | ||
MARK WILLIS |
10/03/2022 | PRN301139 | ||
SUSAN L. WILSON |
10/23/2017 | PRN86617 | ||
DOUGLAS WISENTANER |
10/05/2022 | PRN432949 | ||
PATRICK G. WITHERIL |
09/05/2008 | PRN117230 | ||
CRAIG DRISKO WORCESTER |
06/10/2021 | PRR16105 | ||
WORLD EQUITY GROUP INC |
07/05/2011 | AGN157581 | ||
WORLD FINANCIAL GROUP INSURANCE AGENCY LLC |
10/22/2010 | AGN38174 | ||
WORLD INVESTMENTS, INC. |
07/05/2011 | AGN83976 | ||
DANDAN WU |
04/14/2023 | PRN391869 | ||
GRADY YORK |
09/28/2017 | PRN265438 | ||
ANN REBECCA YORKS |
03/30/2022 | PRR105506 | ||
ROBERT C. YORKS |
03/30/2022 | PRR4692 | ||
JOSHUA RAYMOND YOSKOSKY |
10/11/2023 | PRN462810 | ||
SAMUEL SIU-HONG YOUNG |
03/14/2023 | PRN432451 | ||
RODNEY A. ZABRISKIE |
03/29/2017 | PRN282454 | ||
MATTHEW R. ZAFT |
04/10/2025 | PRN511922 | ||
BRODERICK C. ZISKO |
03/29/2023 | PRN444497 |
Description | Issue Date | Termination Date | Status |
---|---|---|---|
LIFE | 03/01/1996 | Active | |
HEALTH | 03/01/1996 | Active | |
VARIABLE LIFE | 03/01/1996 | Active | |
VARIABLE ANNUITY | 03/01/1996 | Active | |
VARIABLE ANNUITY | 01/22/1991 | 09/20/1995 | Terminated |
VARIABLE LIFE & ANNUITY | 09/20/1995 | 03/01/1996 | Terminated |
HEALTH | 01/01/1901 | 07/01/1995 | Terminated |
LIFE AND HEALTH | 01/01/1901 | 03/01/1996 | Terminated |
LIFE | 01/01/1901 | 07/01/1995 | Terminated |
Type | Contact |
---|---|
PRODUCER LICENSING CONTACT | BETH ROBINSON BETH ROBINSON 5701 GOLDEN HILLS DR MINNEAPOLIS, MN 55416-1297 Phone: +1 (763) 582-6791 Email: eps.vr.team@allianzlife.com |
SERVICE OF PROCESS | CT CORPORATION SYSTEM 128 STATE ST # 3 AUGUSTA, ME 04330-5630 Phone: +1 (855) 316-8944 Email: info@ctadvantage.com |
License/Disciplinary Action
None.
GENERAL INFORMATION
NAIC Information
National Producer Number (NPN)
An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.
Date: 05/12/2025 11:54:39 PM