black and white state seal

DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE

ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA

INSURANCE COMPANY

License Number:
LHF846
Status:
First Licensure:
01/01/1981
Cancel Date:
None
Renewal Date:
08/10/2025
NAIC Code:
90611

Mailing:
DAN EBERHARD
CORP CONTROLLER
5701 GOLDEN HILLS DR
MINNEAPOLIS, MN 55416-1297
Phone:
+1 (763) 765-6500

History

License Type Start Date End Date
INSURANCE COMPANY 02/28/1990 08/10/2025

Employee

Name Issue Date License Number Expiration Date Cancel Date
&PARTNERS, LLC
12/30/2024 AGN481271
ABBOTT BENNETT GROUP LLC THE
11/19/2019 AGN311694
MICHAEL D. ABBOTT
11/18/2019 PRN149922
CHRISTOPHER ALAN ABRAMS
04/11/2022 PRN279088
JONATHAN ADAMS
08/02/2018 PRN302123
JAMES ADE
05/18/2010 PRN154911
AE FINANCIAL SERVICES LLC -000
09/18/2020 AGN354811
ANDREW A. AGEMY
12/08/2015 PRN155170
AGENCY HERO INSURANCE SERVICES, LLC
04/21/2022 AGN365787
NAVEED ADAM AHMADY
03/08/2019 PRR204007
NICHOLAS ROCCO ALEXANDER
01/18/2012 PRN199092
ALLSTATE FINANCIAL SERVICES LLC
11/18/2004 AGN77646
JOSEPH MICHAEL ALVAREZ
05/03/2022 PRR113801
CARIN RUTH AMARADIO
09/07/2004 PRN38382
JEFFREY AMELL
10/07/2024 PRR273928
AMERICAN GENERAL INSURANCE AGENCY INC
07/02/2004 AGN41169
AMERIPRISE FINANCIAL SERVICES LLC
11/28/2006 AGN55156
MARK THOMAS ANASTASOFF
06/20/1997 PRR17284
JARED WIELAND ANDERSON
08/06/2008 PRN103523
KYLE E. ANDERSON
03/03/2025 PRN259056
JANETTE C. ANGELINI
08/23/2021 PRN391788
LOIS F. ANTOMMARCHI
07/26/2005 PRN116181
AON FINANCIAL & INSURANCE SOLUTIONS INC
09/29/2015 AGN103615
JAC MICHAEL ARBOUR
08/21/2009 PRR136964
BRANDON W. ARCHIBALD
11/20/2019 PRN270286
ARETE INS AGENCY LLC
06/10/2013 AGN211730
ASH BROKERAGE LLC
03/31/2006 AGN56161
ANTHONY F. ASSANTE
05/30/2019 PRN331365
ASSET MARKETING SYSTEMS INSURANCE SERVICES LLC
09/14/2011 AGN111824
ASSOCIATED INVESTMENT SERVICES INC
07/06/2020 AGN355383
MAUREEN STEVENS AULT
04/21/2023 PRN449012
AURORA INSURANCE SERVICES INC
02/29/2012 AGN152626
AVANTAX INSURANCE AGENCY LLC
09/10/2002 AGN64706
THE AYCO SERVICES AGENCY LP
09/22/2011 AGN41213
THE AYCO SERVICES INS AGENCY INC
09/21/2011 AGN157463
B RILEY WEALTH MANAGEMENT INC
07/05/2011 AGN141295
BAIRD INSURANCE SERVICES INC
07/07/2004 AGN35509
BANKERS LIFE SECURITIES GENERAL AGENCY INC
01/19/2016 AGN251792
ERIC LAUREA BANSON
09/06/2023 PRN444500
CHARLES E. BARANICH JR
07/13/2012 PRN204105
PAUL BARBARINO
05/19/2010 PRN157549
GALEN DUANE BARGERSTOCK
06/12/2024 PRN326016
JEREMY P. BARNARD
04/05/2016 PRR242947
JOSHUA IRVING BARTLETT
11/03/2014 PRR233481
ROBERT JOSEPH BARTOLOTTA
01/02/2003 PRN86990
ROBERT SCOTT BATCHELAR
03/23/2023 PRN166555
JEAN MARIE BAUN
03/14/2016 PRN211638
MATTHEW W. BEACH
12/20/2011 PRN138302
WILLIAM JOSEPH BEAUDOIN
03/06/2018 PRR72807
RICHARD KENNETH BECKLEY
07/19/2019 PRN233760
PAUL R. BEEMAN
09/06/2023 PRN208220
CARLA KAY BEITZEL
11/02/2018 PRN45518
ROBERT GUERIN BELCUORE
02/23/2023 PRN444311
BENCHMARK INVESTMENTS LLC
11/14/2019 AGN335412
JUSTIN BENDER
02/05/2014 PRN224776
BENJAMIN F EDWARDS & CO INC
07/14/2011 AGN167739
BENNETT & TRUSSELL FINANCIAL SERVICES
04/21/1999 AGN38733
CHRISTOPHER BENNETT
11/18/2019 PRN149920
EDWARD HEATH BENWAY
09/23/2008 PRN158266
BRIAN MICHAEL BERNATCHEZ
09/16/1996 PRR26360
BERTHEL FISHER & COMPANY INSURANCE INC
03/31/2011 AGN100930
ETHAN C. BETTS
10/23/2024 PRN108580
MORRIS BEVERAGE
03/29/2023 PRN447011
CHRISTIAN PETER BISHOP
05/29/2003 PRR46581
JAKE BLAIS
05/30/2024 PRR453667
JOHN VINCENT BLANCHARD
05/12/2023 PRN450131
MINDEE BLANCO
09/10/2024 PRN356202
ERIC BLOOM
03/19/2021 PRN248268
BLUE GOOSE INC
09/22/2021 AGR154632
DEREK BOHM
06/10/2022 PRN418167
ANDREW KENNETH BONAMER
01/25/2022 PRN407866
STEVEN BONETTO
08/15/2019 PRN330167
MICHAEL BONO
07/14/2023 PRN272204
MARK T. BOURGEOIS
08/16/2023 PRN106267
RONALD FRANCIS BRADLEY
04/22/2003 PRN94255
GARY L. BRAGG
09/05/2014 PRR24741
BENJAMIN C. BRAYSHAW
09/28/2018 PRN287622
BRIAN P. BRENNAN
01/18/2012 PRN199094
PATRICK J. BRENNAN
08/26/2019 PRR48490
JENNIFER LYNN BRETON
04/05/2005 PRR43987
JOSHUA ROBERT BREWER
11/05/2015 PRR218966
DAVID BRINCKERHOFF
05/01/2009 PRN129983
BRIAN WILLIAM BRITT
07/13/2020 PRN355735
JACE L. BROCKEL
06/27/2011 PRN191207
BROKERS CHOICE OF AMERICA INC
05/02/2005 AGN54989
BROKERS INTERNATIONAL LLC
11/24/1998 AGN57682
BROOKLIGHT PLACE SECURITIES INC
06/29/2011 AGN176838
WILLIAM M. BROWNING III
09/30/2010 PRR143443
SCOTT REED BRUCE
05/08/2001 PRR16120
THOMAS E. BRUNELLE
04/01/2013 PRR64956
PAUL RICHARD BUCKLEY JR
06/21/2024 PRR19970
ROBERT C. BURNS JR
09/03/2024 PRN41060
STEPHEN WAYNE BURTON
06/29/2020 PRN347702
CADARET GRANT & CO INC
06/15/2023 AGN244739
YANG CAI
05/09/2024 PRN483560
CALTON & ASSOC INC
09/21/2012 AGN207282
ANDREW JOSEPH CAMLIN
01/28/2025 PRN333401
CAPE SECURITIES INC
04/17/2014 AGN173965
CAPITAL CHOICE FINANCIAL SERVICES INC
09/14/2011 AGN70614
CAPITAL INVESTMENT GROUP INC
03/01/2011 AGN170737
CAPITAL SYNERGY PARTNERS INC
02/17/2011 AGN186374
KEVIN PATRICK CARBIN JR
10/15/1998 PRR26741
DANIELLE MARIE CARLSON MURPHY
01/08/2024 PRN286920
WILLIAM TOREY CARR
05/19/2011 PRR67334
CARY STREET PARTNERS LLC
03/20/2019 AGN234930
PATRICK ALAN CASE
03/01/2010 PRN175135
DAVID M. CASS
10/13/2022 PRN345089
JONATHAN ROBERT CATLIN
06/10/2024 PRN360319
JOHN P. CAVANAUGH
06/10/2024 PRN77091
TIMOTHY J. CAVANAUGH
03/26/2019 PRN76459
CBIZ BENEFITS & INSURANCE SERVICES INC
03/06/2020 AGN67055
RICHARD CARMINE CELLA
09/30/2014 PRN172681
CENTAURUS FINANCIAL INC
07/02/2004 AGN39596
CES INSURANCE AGENCY LLC
07/01/1994 AGN23075
CETERA ADVISOR NETWORKS LLC
11/14/2005 AGN26604
CETERA ADVISORS INSURANCE SERVICES LLC
07/24/2015 AGN41566
CETERA ADVISORS LLC
01/05/2004 AGN47055
CETERA FINANCIAL SPECIALISTS LLC
06/19/2009 AGN70449
CETERA INVESTMENT SERVICES LLC
06/19/2001 AGN54272
CHERYL ANN CHALK
07/11/2023 PRN373509
WILLIAM CHAPIN
01/15/2014 PRN118372
JEFFREY P. CHAPMAN
07/09/2024 PRN198010
THEODORE EVERETT CHARLES
07/05/2004 PRN38789
CHASE INSURANCE AGENCY INC
06/09/2011 AGN51795
COLE CHASE
04/11/2025 PRR443293
JERRY ROBERT CITARELLA
03/31/2020 PRN351844
CITIGROUP LIFE AGENCY LLC
09/04/2009 AGN165158
JAMES PATRICK CLANCY
09/03/2021 PRN386879
JAIME CLARK
06/28/2024 PRR192435
MICHAEL P. CLARK
11/16/2011 PRR96165
SCOTT A. CLARK
08/09/2010 PRR93444
MICHAEL ADAM CLEARY
02/26/2021 PRR191098
ALEXANDRA CLEMENT
04/24/2024 PRR432148
BRIAN JEFFREY CLEMENT
04/24/2024 PRR94077
JENNIFER-LYNN CLIFFORD
02/14/2023 PRN391707
COASTAL EQUITIES INS AGENCY INC
06/16/2011 AGN187113
DONALD FRANCIS CODORI
11/11/1999 PRN10681
ROBERT NEAL COHEN
02/23/2016 PRN82520
COMBINED BENEFITS UNITED, INC.
07/16/2009 AGR149829
WILLIAM JOSEPH CONDON
03/05/2021 PRN174665
CONFIDENCE WEALTH & INSURANCE SOLUTIONS LLC
04/06/2023 AGN386681
COPPER FINANCIAL NETWORK, LLC
06/03/2014 AGN232589
JOHN A. COSTELLO
01/22/2024 PRN390476
MICHAEL KIRK COSTO
05/20/2010 PRN154554
LESLIE L. COUPER
09/22/2003 PRR78338
DAVID A. COURCHENE
05/19/2023 PRN258843
SETH ROBERT COURTWRIGHT
02/10/2025 PRN451105
JACKSON RYAN COUSINS
12/12/2016 PRR238777
GARY MICHAEL COWLES
07/14/2023 PRN76597
CREATIVE ONE MARKETING, LLC
05/13/2003 AGN42258
CREATIVEONE SECURITIES, LLC
01/04/2011 AGN183082
KEITH MILTON CROGAN
11/11/2024 PRN288960
JEROD MORSE CRONKITE
09/10/2024 PRR113675
GREGORY JAMES CRUPI
09/25/2023 PRR177822
MARIA CSENCSITZ
05/18/2016 PRN229044
CSFG INSURANCE AGENCY INC
12/16/2011 AGN170257
WILLIAM S. CUMMINGS
10/08/2021 PRR356622
CUNA MUTUAL INSURANCE AGENCY INC
07/07/2004 AGN34128
CORY CURRY
09/02/2022 PRN341155
CUTTER & CO BROKERAGE INC
05/17/2006 AGN126668
COREY CYR
08/05/2019 PRN335532
NATHAN CYR
12/26/2023 PRN459216
D A DAVIDSON & CO INC GREAT FALLS
06/27/2011 AGN140236
MICHELINE A. DAGHER
01/21/2021 PRN372795
ASHLEY DAIGLE
03/14/2023 PRR363504
SANDRA HEIDE DALTON
10/12/2022 PRN271422
MICHAEL J. DAMON
10/30/2023 PRN466676
LEONARD DANDRIDGE
02/23/2023 PRN444309
DAVENPORT & CO LLC
06/27/2011 AGN96496
JAMES STEPHEN DAVIS III
01/29/2008 PRR82984
CHARLES E. DE KRAFFT
03/31/2025 PRN304286
STEVEN ALBERT DEAN
06/02/2004 PRR41456
JAY PERIN DEANE
04/09/2024 PRR41458
CHRISTOPHER DEGNAN
05/13/2016 PRN262699
SHERI ANN DELISLE
11/27/2023 PRN355122
DELTA FINANCIAL INSURANCE BROKERAGE CORPORATION
06/08/2005 AGN111044
KAVYA DENDUKURI
04/06/2021 PRN368474
BRIAN S. DESOYE
11/27/2023 PRN264327
CAITLIN A. DESOYE
12/11/2023 PRN444205
JOSEPH L. DI VESTEA
04/29/2024 PRN310644
JAMES E. DIEMER
09/10/2024 PRN488877
LI DING
12/21/2020 PRN370918
DAVID PAUL DOANE
09/08/2011 PRR172833
JEFFREY D. DONOHUE
04/21/2014 PRN231100
MATTHEW S. DONOVAN
03/09/2023 PRN442970
JEAN DORRELL
09/25/2020 PRN361698
BEATA DRAGOVICS
04/17/2025 PRN108006
DANIEL JOSEPH DUBEAU
04/21/2025 PRN262890
GREGORY DUDZIK
11/29/2018 PRN314435
ABIGAIL GRACE DUENAS
05/12/2020 PRN353451
MARTIN EDWARD DUGGAN
03/09/1998 PRR24727
ADAM DUNBAR
07/27/2016 PRR110412
DAVID AUBREY DUNFEE
04/19/1999 PRR42047
MATTHEW JOHN DUNN
07/22/2014 PRN208406
JOSEPH LOUIS DURAN
11/16/2018 PRN320828
DAVID M. EARLS
02/08/2001 PRN64580
STEVEN RAY EARLY
04/14/2022 PRN414581
ECA MARKETING INC
09/24/2003 AGN56881
EDWARD D JONES & CO LP
02/08/1992 AGN32534
CHRISTOPHER LOUIS EKLUND
10/30/2023 PRN465922
TUPTIM ELICHALT
09/10/2024 PRN434155
GEORGE G. ELKIN
07/17/2019 PRN308843
KEITH W. ELLIS
12/08/2009 PRN172705
JEFFREY SCOTT ENGLER
04/23/2021 PRN322623
MICHAEL CHARLES ENRIGHT
05/18/2021 PRN48078
EQUITY SERVICES INC
07/12/1996 AGN23852
LESLIE SUSAN ESPOSITO
06/13/2017 PRN287933
ESTATE INSURANCE SERVICES INC
03/17/2016 AGN62073
DAVID EVANS
02/14/2019 PRN325985
SHAWN CHRISTIAN EVERETT
08/23/2024 PRN340960
EXECUTIVE INSURANCE AGENCY INC
10/04/2001 AGN59547
CHRISTOPHER E. FAHEY
02/16/2017 PRN111348
FAIRLANE FINANCIAL CORP
03/10/2005 AGN34758
DAVID SHELDON FALKENSTEIN
08/01/2017 PRN55090
NICHOLAS R. FAMILETTI
02/10/2025 PRN506193
DAVID JOSEPH FARAGO
04/18/2024 PRR279058
CHRISTOPHER D. FARLEY
06/16/2021 PRN163311
FARMERS FINANCIAL SOLUTIONS LLC
06/28/2011 AGN179755
ERIC FARNSWORTH
05/04/2016 PRR213599
JOSHUA FELLER
06/02/2023 PRN453183
PETER JOHN FENDLER
05/20/2005 PRR19663
GREGORY M. FERGUSON
10/12/2021 PRN394620
SERGIO FERNANDEZ
07/16/2020 PRN285284
FIDX GROUP LLC
12/09/2024 AGN476814
FINANCIAL INDEPENDENCE GROUP LLC
01/11/2023 AGN52364
RANDY SCOTT FINE
06/08/2017 PRN88961
FIRST ASSET FINANCIAL INC
06/28/2011 AGN189681
FIRST COMMAND INSURANCE SERVICES INC
04/06/2011 AGN185932
FIRST HEARTLAND CAPITAL INC
06/27/2011 AGN67994
FREDERICK H. FISCHER
10/26/2020 PRR11796
DANIEL FISHER
03/07/2022 PRN400674
SASHA FITZPATRICK
02/12/2025 PRR324889
JAMES WILLIAM FOGARTY
01/24/2025 PRN23357
DANIEL T. FORAN
03/04/2009 PRN163503
MARCUS NATHAN FORD
02/10/2022 PRN408429
ROBERT W. FORTIER
09/08/2000 PRN63254
RONALD R. FREDETTE
08/04/2009 PRN26514
JIAN WEI FU
08/19/2024 PRN492124
RANDALL JON GABRIELSON
11/08/2011 PRN99638
BRENDAN GALLAGHER
08/24/2021 PRN349181
KATHIE JEANNE GALLAGHER
02/26/2024 PRN475274
PIERRE GARCIA
04/06/2021 PRN332666
GARDEN STATE INS AGENCY INC
09/13/2018 AGN293305
VINCENZO P. GARGANESE
08/05/2024 PRR275877
PETER JOHN GAUTHIER
12/05/2024 PRN62768
GENEOS WEALTH MANAGEMENT INC
09/05/2006 AGN93118
MICHAEL E. GENETTI
10/16/1998 PRN15505
PATRICK JOHN GILLIS
06/06/2016 PRN154600
LANCE GILMAN
01/13/2023 PRR236870
MICHAEL GIORGETTI
05/22/2019 PRN244535
GK&L INVESTMENTS INC
05/06/2011 AGN139589
DAVID HAWLEY GLEESON
05/23/2013 PRN95844
WILLIAM D. GLUBIAK
10/03/2019 PRN339910
NEPETA GODEC
02/14/2019 PRN325984
DAVID W. GODFREY
05/09/2016 PRR121863
TIMOTHY PAUL GOLAND
11/08/2021 PRN209242
MARK EDWARD GOLDSMITH
04/09/2007 PRN121442
STEPHEN PRICE GOLDSMITH
04/21/2016 PRR22545
JERMAINE GOMES
05/16/2016 PRN212282
GERALD BRADLEY GOODCHILD II
06/08/2017 PRN97220
RICHARD P. GOSS III
06/20/2023 PRN204718
GOVERNMENT & CIVIL EMPLOYEE SERVICES, LLC
06/12/2024 AGN326232
GRADIENT SECURITIES LLC
12/06/2017 AGN167808
JOHN JOSEPH GRANDE JR
10/31/2016 PRN68337
JOHN S. GRANDE
06/06/2012 PRN185432
SEAN PATRICK GRATTAN
12/30/2024 PRN503823
MICHAEL W. GRAY
05/30/2019 PRN290736
CHRISTOPHER JAMES GREEN
08/03/2018 PRN311892
BRIDGET M. GRELLA
02/20/2014 PRN228644
THOMAS CARMEN GRELLA
02/20/2014 PRN34913
ROBERT M. GRENUS
03/15/2013 PRN185160
MICHELLE DH GRIFFIN
04/24/2023 PRN94104
GRIMARD MARTON FINANCIAL GROUP LLC
01/09/2025 AGN504687
ROBERT L. GRIMARD
12/31/2024 PRN503383
STEPHEN GROBECKER
06/28/2016 PRN190213
GROVE POINT INVESTMENTS LLC
02/27/2012 AGN199668
MICHAEL GROVE
11/04/2024 PRN492061
WILLIAM THOMAS GROVE
07/29/2004 PRN100576
CRAIG A. GROVER
03/31/2025 PRR83158
CAMERON GUILD
12/28/2023 PRN468742
GWN SECURITIES INC
01/27/2010 AGN142872
JOHN MILTON HAAS JR
12/06/2022 PRR165695
NATHANIEL BENJAMIN HAHN
12/27/2024 PRN175893
DAVID CLIFFORD HALL
09/10/2024 PRN413903
HALO INVESTING INSURANCE SERVICES, LLC
04/08/2021 AGN377392
BRIAN NORMAN HAMEL
07/14/2009 PRR113268
CLIFF GEORGE HANNON
05/04/2004 PRR32578
HANSON FINANCIAL SERVICES, LLC
02/08/2017 AGR280397
HANSON MCCLAIN RETIREMENT NETWORK LLC
06/27/2011 AGN84830
BRIAN PAUL HANSON
07/13/2020 PRN351837
PETER THOMAS HANSON
07/17/2014 PRR135953
HARBOUR INVESTMENTS INC
05/23/2011 AGN137848
JEFFREY MICHAEL HARDER
09/22/2021 PRR120452
THOMAS L. HARNISH
05/28/2019 PRR70560
GREGORY S. HARRISON
10/23/2024 PRN496588
PETER TRYON HART
01/09/2018 PRR62452
LENA-JO MARIE HARTLEY
07/24/1998 PRR46301
BRIAN ALAN HARTMAN
04/24/2025 PRN450362
BENJAMIN HATMAKER
03/01/2022 PRN410884
AARON HAUGLAND
02/19/2021 PRN373867
SHAUN HAWKINS
12/09/2024 PRR199598
HAZARD & SIEGEL AGENCY LLC
08/19/2011 AGN187397
PATRICK BRYAN HEALEY
01/09/2023 PRN333887
TODD A. HEATH-HAZLETT
01/15/2016 PRN262668
PETER JOHN HECKMAN
06/16/2022 PRN345722
THOMAS HENSBY
07/09/2024 PRN475569
MATTHEW E. HERMAN
03/16/2021 PRN103659
BRIAN HERTZBERG
01/13/2025 PRN503779
RICHARD E. HERTZBERG JR
01/08/2008 PRN147095
ROBERT J. HETHERINGTON
05/06/2021 PRN381298
HIGHTOWER SECURITIES LLC
08/02/2016 AGN161942
THOMAS HILL
03/29/2023 PRN447007
JONATHAN W. HILTZ
08/26/2024 PRR67830
JILLIAN ANNE HOFFMAN
03/04/2025 PRN138998
PIETER HOLLENBERG
07/27/2021 PRN387960
JUSTIN HOLLEY
06/02/2019 PRN218182
CARL B. HOLMQUIST
12/12/2008 PRR78593
HANNA LIZA HORENSTEIN
01/25/2024 PRN474620
JOHN E. HORN
09/23/2021 PRN282433
HORNOR TOWNSEND & KENT LLC
04/06/2001 AGN35004
R JASON HORWITZ
05/29/2024 PRN95500
HSBC INSURANCE AGENCY (USA) INC
03/18/2011 AGN80719
BRAD D. HUFFMAN
12/22/2023 PRN469499
FLORENCE W. HULL
07/29/2022 PRR309179
THERESA J. HUNTLEY
01/19/2021 PRN252184
HUOT FINANCIAL SERVICES, LLC
03/13/2020 AGR347590
DEREK R. HUOT
04/15/2016 PRR172997
ANTHONY D. HURT
05/03/2007 PRN138411
JEFFREY LOUIS HYMAN
06/06/2022 PRN346317
CHARLES IBACH
05/06/2024 PRN310026
ART ANTHONY IGNACIO
04/21/2009 PRN51668
INDEPENDENT FINANCIAL GROUP INC
01/26/2011 AGN112199
INFINITY SECURITIES INC
02/13/2019 AGN278392
JONATHAN J. INGALLS
09/16/2013 PRN207210
INTEGRITY ALLIANCE, LLC
09/13/2006 AGN130492
THE INVESTMENT CENTER INC
07/05/2011 AGN63261
INVESTMENT PLANNERS INC
06/28/2011 AGN170184
WILLIAM IRBY
07/09/2024 PRN475558
J ALDEN ASSOC INC
06/28/2011 AGN156640
J W COLE INS SERVICES INC
10/14/2008 AGN120682
J.M. ARBOUR
06/19/2017 AGR281337
JAMES L. JACKSON
01/09/2024 PRN473698
MARK S. JACOBSOHN
05/24/2013 PRR79194
GERALD S. JAMGOCHIAN
04/07/2006 PRN34355
JANNEY MONTGOMERY SCOTT LLC
07/02/2004 AGN88665
JOSHUA HOBBS JASIEN
03/23/2021 PRN374717
GAYLE JENDZEJEC
04/21/2025 PRN58016
COLBY JENKINS
02/23/2024 PRR359476
KIRSTEN LYNN JENKINS
02/12/2014 PRR127465
MARK K. JENSEN
07/19/2022 PRN423383
JEREMY P BARNARD, LLC
03/20/2017 AGR278336
WALTER D. JEZAK JR
11/27/2023 PRN213502
MICHELE JOHNSON
03/29/2023 PRN447014
VANCE M. JOHNSON
10/02/2007 PRR77628
WILLIE EDDIE JONES
06/20/2023 PRN351629
LUCAS JORDAN
04/17/2024 PRR471515
DONNA LORRAINE JUDGE
04/02/2019 PRN78520
MELODY A. JUGE
03/14/2023 PRN434133
JAMES PATRICK KACHMAR
04/15/2024 PRR80583
ROBERT JAY KAHNE
04/19/2024 PRN81426
JEREMY MICHAEL KANEER
02/06/2019 PRN283800
SAMUEL ADAMS KANY
09/08/2022 PRR414839
ANDREA KARKOS
01/10/2017 PRR216371
SAROJ KRISHNA KASTURI
02/23/2022 PRN408430
BERNADETTE KASZYNSKI
08/24/2005 PRN46516
MAX WILLIAMS KEELER
09/14/2021 PRN392336
STEVEN KEHOE
10/02/2023 PRN460771
PHILIP GEORGE KELLER
07/28/2021 PRN262500
THOMAS H. KELLEY
09/13/2018 PRN214782
PATRICK RICHARD KELLY JR
04/19/2022 PRN326682
KAREN KELLY-ARROYO
05/18/2016 PRN229081
MATTHEW D. KENNEDY
05/25/2017 PRN248565
MATTHEW TODD KENNEDY
04/14/2025 PRN512513
MARC ALAN KENVILLE
12/07/2018 PRN228496
KESTRA INVESTMENT SERVICES LLC
04/23/2009 AGN78771
KEYCORP INSURANCE AGENCY USA INC
02/29/2012 AGN98784
KFC INSURANCE AGENCY INC
07/08/2004 AGN56932
MAHA HILAL KHASHAN
04/10/2017 PRN283305
JOSHUA KING
09/28/2017 PRN269711
JEFFREY G. KINNESTON
11/10/2021 PRN402186
CRAIG LOUIS KIRSNER
08/16/2023 PRN432868
JOSEPH S. KLEIN
07/01/2021 PRN268512
KENNETH J. KLEIN
06/16/2022 PRN420901
RICHARD SCOTT KOBLICK
06/02/2023 PRN453180
JARED BRANT KOELKER
04/25/2012 PRR197276
JOHN M. KOSMICKI
11/21/2018 PRN318823
KOVACK SECURITIES INC
06/17/2010 AGN92960
VERONIKA KRECKOVA
11/18/2024 PRN501623
MICHAEL D. KRESH
10/04/2016 PRN271735
BEN KRONISH
10/27/2014 PRN112981
LINA KUANG-CHAN
03/30/2022 PRN333380
JONATHAN ERIC KUNIHOLM
02/15/2017 PRN281624
DAVID AARON KUTCHER
04/19/2024 PRN24102
ALAN BORMAN KWAN
03/03/2025 PRN509129
WESLEY E. LABELLE
06/21/2010 PRN142186
MICHAEL JAMES LABRIE
04/08/2022 PRN81675
LADDER INS SERVICES LLC
10/27/2021 AGN291836
KALI LAGANIERE
05/20/2024 PRR445350
LAKE GROWTH
10/03/2022 AGN301404
TUCKER LANDRY
09/16/2024 PRR438399
ANDREW JORDAN LANDSMAN
07/15/2024 PRN466943
TYLER RAE LANK
04/21/2025 PRR426716
ROBERT A. LARAIA
11/04/2008 PRN116137
ROBERT LAROCHELLE
02/23/2023 PRR313273
LASALLE ST SECURITIES LLC
07/09/2004 AGN81984
ANDREW LASLIE
09/09/2024 PRR260429
JAMES ROBERT LAUER
12/07/2023 PRN469902
PETER GEORGE LAVENTIS
09/15/2022 PRN430186
THE LEADERS GROUP INC
08/03/2006 AGN49672
RYAN RAYMOND LEBLANC
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GLENN W. LEBOEUF
09/12/2018 PRN170473
TERRY LEE
04/06/2021 PRN296272
MICHAEL J. LEHRHAUPT
05/28/2021 PRN196212
GLENDA HOLT LENOX
07/15/2021 PRN386994
MICHAEL C. LEONARD
09/10/2024 PRN489393
MICHAEL T. LEONARD
09/23/2021 PRN285083
THOMAS F. LEVASSEUR
01/01/1987 PRN20397
LEVEL FOUR FINANCIAL LLC
01/21/2016 AGN204881
THOMAS J. LIEDL
10/13/2022 PRN332897
LIFEMARK SECURITIES CORP
10/28/2011 AGN41403
LINCOLN INVESTMENT PLANNING LLC
06/05/2009 AGN69935
KIMBERLY STACY LINDSAY
09/24/2021 PRN77504
RYAN LINNEHAN
09/17/2021 PRN335212
LION STREET FINANCIAL LLC
11/05/2015 AGN253104
LION STREET INSURANCE SERVICES LLC
10/08/2014 AGN162588
CHAD MORGAN LISTON
01/23/2024 PRR80544
ZACHARY FARLEY LONGLEY
01/20/2010 PRR146227
ZACHARY MILES LONGLEY
11/19/2001 PRN38077
DAVID LONGO
02/14/2017 PRN281465
MELANIE LOUIE-TSO
10/08/2018 PRN317953
JAMES C. LOWELL
08/10/2022 PRR192127
LPA INSURANCE AGENCY INC
09/02/1999 AGN62230
LPL ENTERPRISE, LLC
10/02/2024 AGN481034
LPL FINANCIAL LLC
07/06/2004 AGN23010
MICHAEL ROBERT LYETH
08/23/2024 PRN50597
MEREDITH ANNE LYON
04/08/2019 PRR262288
MITCHELL W. LYONS
03/04/2025 PRN508968
MICHAEL S. LYTLE
05/11/2020 PRN161275
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08/12/2009 AGN65263
GEORGE THOMAS MACALLISTER
05/31/2022 PRN82398
JOSEPH R. MACDONALD
09/23/2019 PRN338248
DUNCAN G. MACEACHERN
01/27/2010 PRN171757
TRACY A. MACKINSTRY
12/30/2022 PRN429032
BRUCE MACOMBER
05/27/2009 PRR157482
RAE M. MACWILLIAM
02/21/2023 PRN44335
AMY MADDEN
09/16/2024 PRN401129
STEVEN BELA MAGYAR
04/07/2017 PRR261777
MAINE RETIREMENT ANNUITIES INC
03/30/2022 AGR203667
JUSTIN MANFREDO
07/25/2017 PRN269377
ANTHONY V. MARASCHIELLO
12/11/2003 PRN97365
LUKE PRESCOTT MARINO
03/24/2023 PRN428805
CHRISTOPHER ARTHUR MARKOS
07/10/2008 PRR155136
PETER B. MARMARAS
08/05/2024 PRN358611
CARL MARSH
03/20/2019 PRR205370
AMANDA MARTON
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JEFFREY R. MASE
02/05/2021 PRN368668
KEVIN COREY MASON
04/05/2018 PRN79146
DAVID COLIN MASTERMAN
05/30/1996 PRR8551
LISA S. MASTERS
10/15/2009 PRR86947
LINDA J. MC ANELLY
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MICHAEL JOSEPH MCADAM
03/29/2023 PRN298918
JAMES C. MCKENNA
04/19/2024 PRN62964
KEVIN E. MCKINNON
04/04/2016 PRN265344
DAVID C. MCKNIGHT
03/01/2021 PRN357117
LYNETTE G. MCLAUGHLIN
05/23/2024 PRR90624
DAVID NEWTON MECHE
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MAUREEN MEEHAN
11/25/2020 PRN150998
SHEILA S. MENAIR
01/27/2016 PRR74315
PETER LEIF MENDALL
01/21/2003 PRR90708
KEVIN MERLING
06/10/2021 PRN342693
MERRILL LYNCH LIFE AGENCY INC
07/06/2004 AGN47860
PETER ENGLISH METCALF JR
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JOHN MEUSE
11/19/2019 PRN343785
MORITZ MEWS
05/10/2017 PRN283844
MARK J. MEZZONE
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MICHAEL PAUL MICHAELSON
08/20/2019 PRN311137
DANIEL MICHAUD
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MATTHEW J. MIGLIORE
05/01/2017 PRR262705
JEFFREY R. MIGNEAULT
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ALAN W. MILLER
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ALEXANDER I. MILLS
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AARON ANTON MILNE
12/17/2019 PRN180618
JASON J. MINOR
12/07/2023 PRN120388
WILLIAM F. MITCHELL
01/10/2007 PRN77392
MML INSURANCE AGENCY LLC
07/15/1996 AGN34945
SARAH BRITTNEY MOIR
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EILEEN MARIAN MONAHAN
07/05/2004 PRR32172
KIMBERLEY JORDAN MONDONEDO
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MONEY CONCEPTS CAPITAL CORP
07/06/2004 AGN44204
PAUL J. MONTEFIORE
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JACKIE ALISON MONTOYA
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PARKER MOODY
09/23/2019 PRN295210
AMY L. MOORE
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WILLIAM MOORE
09/12/2018 PRN118245
MOORS & CABOT INC
02/21/2012 AGN175383
MICHAEL A. MORDENTI
05/01/2024 PRN168129
MORGAN STANLEY INSURANCE SERVICES INC
03/30/2007 AGN130525
LANCE T. MORGAN
06/14/2018 PRN289893
BRIAN PHILIP MORIN
06/26/2024 PRR230465
SALVATORE S. MOTTA
07/30/2024 PRN485730
MICHAEL LAWRENCE MULLEN
02/25/2022 PRN409137
GEORGE J. MUNDY
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CHRISTOPHER GERARD MURPHY
02/20/2025 PRN113968
MARY ELIZABETH MURPHY
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ANNE H. MURRAY
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THOMAS E. MUSUMECI
12/11/2006 PRN97236
MUTUAL OF OMAHA MARKETING CORPORATION
03/15/2010 AGN31225
MUTUAL SECURITIES INC OF CALIFORNIA
05/13/2014 AGN200407
MWA FINANCIAL SERVICES INC
07/07/2004 AGN94734
MWAGIA INC
07/07/2004 AGN84352
FREDRICK JAY NADEAU JR
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STEPHEN EDWARD NAPIER
05/18/2021 PRN117064
NATIONWIDE FINANCIAL GENERAL AGENCY INC
08/23/2007 AGN48647
NAVY FEDERAL INVESTMENT SERVICES, LLC
02/08/2012 AGN125498
AMANDA NEELY
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RONALD R. NEMSHICK
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RYAN RONALD NEMSHICK
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NEXT FINANCIAL GROUP INC
07/02/2004 AGN65625
NEXT FINANCIAL INS SERVICES CO
04/24/2022 AGN200931
KEITH T. NEZUH
10/27/2016 PRN277705
NFP INSURANCE SERVICES INC
06/19/2012 AGN36972
JOSHUA NG
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NATHAN S. NICHOLS
04/07/2017 PRR255368
JASON D. NICOLOFF
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JAMES KEVIN NOLES
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KRISTIN ANN NORDAHL
12/11/2023 PRN52415
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC
02/19/2002 AGN82119
KENNETH RAYMOND NOTT
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JARON SCOTT NUNEZ
05/26/2023 PRN452015
MATTHEW ERNEST NYE
11/16/2017 PRR141752
NYLIFE SECURITIES LLC
01/28/2016 AGN139649
NYLINK INSURANCE AGENCY INC
01/18/2006 AGN50637
JAMES NYLUND
08/05/2013 PRR216969
RAYMOND O BANNION
03/31/2025 PRN510591
WILLIAM O CONNELL
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DAVID M. O'DONNELL
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RANDY THOMAS ODOM
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MATTHEW ROBERT OGIER
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CASEY P. OGORMAN
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OHIO NATIONAL INSURANCE AGENCY INC
07/07/2004 AGN97505
JOHN OLSON
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ONE RESOURCE GROUP LLC
06/02/2004 AGN92719
ONEAMERICA SECURITIES INC
06/30/2011 AGN84968
BERTRAND CANEGA ONG
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OPPENHEIMER LIFE AGENCY LTD
07/06/2004 AGN26497
OSAIC INSTITUTIONS, INC
04/20/2009 AGN88278
OSAIC WEALTH INC
07/06/2004 AGN31197
ROBERT HOWARD OSUR
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MATTHEW ROLAND OUELLETTE
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CATHERINE R. PAIGE
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JOSEPH MICHAEL PALUZZI
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BRYAN PAPA
04/07/2021 PRN277672
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PARK AVENUE SECURITIES LLC
07/06/2004 AGN65324
PARKLAND SECURITIES LLC
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ALEXA PARRA CABRERA
02/05/2025 PRN504832
JEFFREY A. PARSONS
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KEEGAN PARSONS
01/07/2025 PRN503571
JOHN C. PASTORE JR
07/02/2015 PRN251374
RISHI PATEL
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MAURICE H. PATTERSON JR
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THOMAS G. PAULBECK
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CHRISTOPHER GERARD PAZIENZA
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JUSTIN PELLETIER
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KAYLA MARIE PELLETIER
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NORMAN R. PELLETIER JR
08/09/2019 PRN99992
DWAYNE M. PELTIER
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PENSIONMARK SECURITIES, LLC
09/28/2021 AGN322422
JOE VICTOR PEPPER
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TODD ANDREW PERKINS
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CHRISTOPHER R. PERRY
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MICHAEL ARTHUR PERRY
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RANDAL C. PETERS
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BRIAN PAUL PETERSON
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MICHAEL J. PETIX
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TIMOTHY J. PHILIPPI
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DAVID THOMAS PHILLIPS
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JONATHAN PHILPORT
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PHX FINANCIAL INC
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JAMES MICHAEL PIERCE
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PILLAR FINANCIAL SOLUTIONS LLC
04/07/2020 AGR339429
PINNACLE INVESTMENTS LLC
08/10/2021 AGN266965
LUIS MARIA PINO
04/21/2022 PRN357345
JAKE T. PINTO
02/19/2020 PRN336423
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01/15/2025 PRN498334
PKS FINANCIAL SERVICES INC
04/14/2009 AGN110519
PLANMEMBER SECURITIES CORPORATION
11/21/2017 AGN115764
PLATINUM FINANCIAL, LLC
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MARTIN EDWARD PLECINOGA
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CHARLES C. PLOURDE
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PNC INSURANCE SERVICES LLC
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ANTHOULA A. POLEONDAKIS
12/28/2023 PRN469500
LISA LYNNE POMERLEAU
10/07/2004 PRR89453
DONALD ALPHONSE POULIN
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NORMAND POULIN JR
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PREFERRED PRODUCT NETWORK INC OF MAINE
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THE PRESLEY GROUP LLC
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DONALD JOHN PRICE
03/04/2025 PRN506482
BRIAN R. PRICHARD
06/08/2018 PRR84312
PRIVATE CLIENT SERVICES LLC
06/14/2011 AGN183640
ERIC REJEAN PRONOVOST
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PROSPERA LIFE & ANNUITY SERVICES INC
09/26/2011 AGN127016
CHRISTOPHER PETER PROVO
09/09/2009 PRN169559
PRUDENTIAL INS AGENCY LLC
11/20/2015 AGN121102
MIKE D. PULS
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PURSHE KAPLAN STERLING INVESTMENTS INC
01/28/2009 AGN110520
HOLLY DIANE PYE
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NICHOLE D. RAFTOPOULOS
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JAMES RAGAN
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DANIEL B. RAMER
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TRAVIS P. RAMSDELL
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MARK RANGER
03/31/2022 PRR206738
JOHN ARTHUR RAUDAT
07/13/2015 PRN162433
RAYMOND JAMES INS GROUP INC
06/12/2014 AGN233191
RBC CAPITAL MARKETS LLC
06/17/2009 AGN84770
CHRISTOPHER J. REARDON
03/21/2013 PRN214404
JONATHAN PAUL REARDON
11/28/2023 PRN108137
ANDRE REGUINHO
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CHRIS REILLY
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DANIEL JOSEPH REISBACHER
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RELAYER BENEFITS GROUP LLC
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DOROTHY CECILIA REMY
05/18/2010 PRN143448
JOSHUA G. RENT
02/10/2025 PRR167603
RETIREONE INVESTMENT SERVICES, LLC
06/03/2016 AGN259181
RORY JUDE RICHARD
01/11/2023 PRN441218
DANA A. RICKER
10/25/2006 PRR47290
BARRY JAMES RINGS JR
09/30/2024 PRN439873
ERIC RIOS
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MATTHEW ALAN RITTENHOUSE
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ANGELA ROACH
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GARY H. ROBERTS
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KAREN K. ROBERTS
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MARK FRANCIS ROBERTS
12/21/2018 PRR321450
MICHAEL ANDREW ROBICHAUD
01/16/2019 PRR59980
THOMAS ANTHONY ROBINSON
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ROCKEFELLER CAPITAL MANAGEMENT INSURANCE SERVICES LLC
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JASON ROCKWELL
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MICHAEL RODERIGUE
04/18/2003 PRR75915
FRANCOIS RODRIGUEZ
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CHARLES ROE
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KYLIE ROMAN
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SUSAN J. ROMAN
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KRIS ANDREW ROSADO
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MARK ROSS
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STEVEN L. ROSSI
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CALVIN A. ROWLAND
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DAVID P. ROY
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CLAUDIA RUOTI
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SAGE RUTTY AND CO INC
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JOSEPH MICHAEL SALERNO
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KENT DAVID SALFI
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BRIAN H. SARANOVITZ
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KAYVON A. SARMADI
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BRUCE ROBERT SAWYER
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HORST GERHARD SCHAPALS
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BRUCE TOWER SCHILLING
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GARY MICHAEL SCHMERTMANN
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MIKE SCHREMSER
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M JANE SCHULTZ
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EMILY SCHWARZ
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JESSICA MARIE SCOTT
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KEVIN C. SCOTT
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SAMANTHA J. SCOTT
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TORIA SCOTTO
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MARK F. SCRIBNER
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BRYAN C. SEAQUIST
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DAREN PHILLIP SEEKINS
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JEFFREY A. SEGAL
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BRIAN G. SENSIBAUGH
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SENTINEL INSURANCE AGENCY, LLC.
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MARC SERVODIO
01/13/2025 PRN503371
FANNY SESHIE
09/20/2022 PRN423027
ERIK LLOYD SEVERSON
09/27/2017 PRN290548
OKITA SEVI
02/17/2023 PRN282553
SFA INSURANCE SERVICES INC
07/15/2011 AGN117304
TINA X. SHAO
04/14/2023 PRN159426
AUSTIN K. SHAUGHNESSY
03/31/2025 PRN404745
COREY LEE SHAW
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ANTHONY WAYNE SHEFFIELD
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CHRISTOPHER J. SHELTON
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THOMAS OWEN SHEPARD
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JOSHUA RAJKUMAR SHERRARD
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KEVIN SHILLING
03/24/2021 PRN313138
THOMAS E. SHUPE JR
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BENJAMIN SICOLI
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MATTHEW W. SIEGEL
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SIGMA FINANCIAL CORP
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SIGNAL ADVISORS INSURANCE LLC
04/19/2022 AGN329048
PEDRO SILVA
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GARY S. SIMEL
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DEREK D. SIMKOWITZ
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JEFFREY SIMMONS
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JAMES STEPHEN SIMPSON
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AMANDA E. SMITH
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JOCELYN SMITH
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SARAH ELIZABETH SMITH-BRADY
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SNOWDEN INS SERVICES LLC
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SOFI INSURANCE AGENCY LLC
06/06/2023 AGN275435
SOMERSET SECURITIES INC
07/21/2015 AGN217433
SORRENTO PACIFIC FINANCIAL LLC
12/08/2005 AGN117455
DANIEL SPARTA
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RICHARD B. SPENCER
12/13/2024 PRN448697
BRENDAN T. SPILLANE
09/13/2022 PRN307136
GEORGE M. SPINO
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SPIRE INS AGENCY LLC
10/08/2013 AGN194337
RATTANAPOL SRIRATTANA
05/02/2024 PRN480383
KENNETH STAFFORD
03/30/2018 PRR88405
MARION RONALD STALLINGS
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PATRICIA ELIZABETH STAMM
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PAUL J. STAWINSKI
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SEAN THOMAS STEADY
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DANIEL W. STEFFES
07/01/2024 PRN486907
CHRISTOPHER ADAM STEINER
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STEPHENS INSURANCE LLC
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BROOKS W. STEVENS
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LESLIE EARLE STEVENS
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STEWARD PARTNERS GLOBAL ADVISORY LLC
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STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
10/19/2022 AGN170153
ANN HOLLAND STEWART
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JONATHAN DAVID STEWART
05/05/2004 PRR27354
ANDREW C. STICKNEY
09/21/2009 PRR52121
STIFEL INDEPENDENT ADVISORS LLC
06/24/2011 AGN172044
STIFEL NICOLAUS & COMPANY INCORPORATED
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ALEX FRANK STIVRINS
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BRYANT E. STONE JR
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STONEX SECURITIES INC
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SHANNON CLAIR STOPHEL
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JAMES STROTHER
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PETER J. SUCCOSO
03/12/2018 PRN186207
JONATHAN SUDKIN
02/15/2019 PRN324715
SUSAN SUKYS
12/27/2021 PRN406462
MIA KRISTINA SULAK
05/25/2022 PRN418743
SHAUN D. SULLIVAN
10/30/2023 PRR418006
RICHARD S. SUNDEN
11/03/2009 PRN160487
SHANE MICHAEL SWEIGART
02/19/2020 PRN336681
SYMPHONIC INSURANCE AGENCY
03/14/2012 AGN166351
MARION R. SYVERSEN
06/10/2008 PRR60958
JASON SZARY
05/20/2016 PRN228655
T FINANCIAL CONCEPTS, LLC
04/19/2023 AGN330915
AILEEN TAKIO
02/06/2012 PRN199270
PAUL M. TAMAGNI
12/30/2024 PRN503378
JOSEPH TANTILLO
05/18/2010 PRN123590
TBS AGENCY INC
06/08/2006 AGN50856
MARK TEMPLE
05/19/2010 PRN156193
BRYAN THOMAS
03/29/2023 PRN447010
SEAN C. THOMAS
10/19/2018 PRR141754
THOMPSON FINANCIAL GROUP LLC
07/14/2009 AGR135608
NEAL ALEXANDER THOMPSON
11/13/2023 PRN465364
VINCENTE GRANT THOMPSON
04/19/2023 PRN330898
JAN PAUL THORNTON
05/31/2016 PRN268204
THRIVE FINANCIAL LLC
09/25/2023 AGR351547
CHRIS ALAN THURMAN
04/19/2023 PRN448635
MARIO THYER
10/20/2003 PRR64301
BARBARA REID TILKA
02/06/2025 PRN401586
JOHN FRANCIS TILTON
11/25/2019 PRR293733
SAMUEL JAMES TIPPET
12/02/2014 PRR39848
TERRENCE M. TORMEY
01/29/2025 PRN494886
PETER L. TOTARO
02/28/2025 PRN504799
TRADE-PMR INSURANCE AGENCY LLC
09/27/2019 AGN325029
MICHELLE TRAVERS
08/23/2022 PRR421694
DOAN CHANH TRIEU
02/05/2025 PRN426850
JEFFREY MICHAEL TRUCHON
04/10/2023 PRR265119
TRUIST INVESTMENT SERVICES INC
07/01/2011 AGN113321
TRUSTMONT FINANCIAL GROUP INC
07/05/2011 AGN149786
DENNIS JULES TSAKIRIS
09/15/2021 PRN45579
MICHAEL STEPHEN TUELL
05/29/2008 PRR27284
EDWARD J. TURRISI
03/25/2025 PRR469891
UBS FINANCIAL SERVICES INSURANCE AGENCY INC
11/07/2006 AGN44426
UNITED BENEFITS LLC
05/22/2020 AGN216303
UNITED CAPITAL RISK MANAGEMENT LLC
02/27/2019 AGN181945
UNITED PLANNERS FINANCIAL SERVICES OF AMERICA
11/08/1996 AGN24197
TIMOTHY SEAN URBAN
08/20/2024 PRR135791
USA FINANCIAL SECURITIES, LLC
07/11/2011 AGN120572
USI SECURITIES INC
07/05/2011 AGN56585
RAYMOND L. VALLEE JR
08/12/2002 PRR16769
VALLEY NATIONAL INVESTMENTS INC
07/05/2011 AGN161025
VALMARK SECURITIES INC
08/18/2016 AGN245062
JEFFREY G. VAN SICLEN
03/26/2021 PRN218529
ROBERT T. VANASSE JR
06/04/1998 PRN53179
VANDERBILT SECURITIES LLC
10/20/2010 AGN173441
MARY KAY VANDERWEYST
07/31/2018 PRN311459
VANGUARD INSURANCE AGENCY INC
08/18/2011 AGN37571
PAUL JOSEPH VANNUKI
10/01/2008 PRN46941
VARIABLE CONTRACT AGENCY, LLC
04/20/2020 AGN349720
JONATHAN TRASS VARNER
09/11/2024 PRN487704
VERTIS WEALTH, LLC
01/15/2025 AGN498819
JAMES EDWARD VICENZI
04/13/2018 PRR134214
BRIAN KIRK VIESELMEYER
04/11/2019 PRN185782
ADDISON FREDETTE VIGARS
10/19/2023 PRR392359
DARREN JAMES VILARDO
08/27/2024 PRN492750
VENKATESWARLU VINJAMURI
11/06/2023 PRN393762
SCOTT ERIC VIOLETTE
01/22/2019 PRR140957
JEREMY ROGUE VLACH
11/21/2024 PRN149322
VOYA FINANCIAL ADVISORS INC
10/29/1996 AGN45587
VOYA INSURANCE SOLUTIONS INC
07/08/2004 AGN48395
STUART WAINSCOTT
05/06/2024 PRN310035
JACOB WALDMAN
07/02/2021 PRN313628
DAVID WALDO
05/18/2016 PRN190673
GARY F. WALLACE
12/30/2003 PRN35328
REBECCA WALSER
05/09/2022 PRN417384
JOHN WALSH
05/10/2016 PRN263775
COREY J. WALTHER
02/15/1999 PRN60029
WAMPLER SCHMITH WITKOWSKI, INC DBA WAMPLER INSURANCE & FINANCIAL GROUP
09/11/2024 AGN489411
ADAM WARD
11/07/2019 PRN341548
JOHN ISRAEL D WARD JR
03/31/2025 PRN510596
ANGEL R. WAY
03/06/2023 PRN444170
DAVID G. WEAVER
11/04/2003 PRN94796
CHADWICK AUGUST WEBER
06/04/2018 PRR86976
WEH INSURANCE AGENCY INC
04/08/2025 AGN420108
DEBRA LYNN WEIKEL
07/13/2015 PRR170523
RANDY S. WEISS
11/18/2021 PRN257555
WELLS FARGO ADVISORS FINANCIAL NETWORK LLC
11/20/2015 AGN197013
WELLS FARGO ADVISORS INSURANCE AGENCY LLC
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WELLS FARGO CLEARING SERVICES LLC
12/31/2015 AGN197012
WELLS FARGO WEALTH BROKERAGE INS AGENCY LLC
03/22/2011 AGN84772
SAMANTHA MICHELLE WELLS
07/15/2024 PRN488256
WENTWORTH FINANCIAL PARTNERS, LLC
07/29/2013 AGN217925
RICHARD WEST
12/26/2023 PRN272179
WESTMINSTER FINANCIAL AGENCIES INC
01/31/2012 AGN97776
THOMAS A. WHELAN
06/08/2017 PRN95885
CHARLES R. WHITE
09/24/2024 PRR192185
WILLIAM B. WHITING
04/03/2003 PRR91809
MILES WHITLOCK
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MATT A. WHITTEN
05/31/2016 PRN215938
ANDREW GREGORY WILLIAMS
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SUSAN L. WILSON
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DOUGLAS WISENTANER
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PATRICK G. WITHERIL
09/05/2008 PRN117230
CRAIG DRISKO WORCESTER
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WORLD EQUITY GROUP INC
07/05/2011 AGN157581
WORLD FINANCIAL GROUP INSURANCE AGENCY LLC
10/22/2010 AGN38174
WORLD INVESTMENTS, INC.
07/05/2011 AGN83976
DANDAN WU
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GRADY YORK
09/28/2017 PRN265438
ANN REBECCA YORKS
03/30/2022 PRR105506
ROBERT C. YORKS
03/30/2022 PRR4692
JOSHUA RAYMOND YOSKOSKY
10/11/2023 PRN462810
SAMUEL SIU-HONG YOUNG
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RODNEY A. ZABRISKIE
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MATTHEW R. ZAFT
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BRODERICK C. ZISKO
03/29/2023 PRN444497

Authority

Description Issue Date Termination Date Status
LIFE 03/01/1996 Active
HEALTH 03/01/1996 Active
VARIABLE LIFE 03/01/1996 Active
VARIABLE ANNUITY 03/01/1996 Active
VARIABLE ANNUITY 01/22/1991 09/20/1995 Terminated
VARIABLE LIFE & ANNUITY 09/20/1995 03/01/1996 Terminated
HEALTH 01/01/1901 07/01/1995 Terminated
LIFE AND HEALTH 01/01/1901 03/01/1996 Terminated
LIFE 01/01/1901 07/01/1995 Terminated

Contacts

Type Contact
PRODUCER LICENSING CONTACT BETH ROBINSON
BETH ROBINSON
5701 GOLDEN HILLS DR
MINNEAPOLIS, MN 55416-1297
Phone: +1 (763) 582-6791
Email: eps.vr.team@allianzlife.com
SERVICE OF PROCESS CT CORPORATION SYSTEM
128 STATE ST # 3
AUGUSTA, ME 04330-5630
Phone: +1 (855) 316-8944
Email: info@ctadvantage.com

License/Disciplinary Action

None.

GENERAL INFORMATION

NAIC Information

National Producer Number (NPN)

An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.

Date: 05/12/2025 11:54:39 PM