black and white state seal

DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE

DANIEL SPARTA

PRODUCER NON-RESIDENT

License Number:
PRN220776
Status:
Active
First Licensure:
08/29/2013
Cancel Date:
None

Mailing:
BURLINGTON, MA 01803
Phone:
+1 (781) 273-1400
Fax:
+1 (781) 273-1402
Email:
dsparta@axialfg.com

History
License Type Start Date End Date
PRODUCER NON-RESIDENT 08/29/2013

Agency
Name Issue Date License Number Expiration Date Cancel Date
CES INSURANCE AGENCY LLC
 08/29/2013 AGN23075

Employer
Name Issue Date License Number Expiration Date Cancel Date
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA
 08/29/2013 LHF846
AMERICAN GENERAL LIFE INSURANCE COMPANY
 08/29/2013 LHF119 12/23/2019
AMERICAN NATIONAL INSURANCE COMPANY
 08/29/2013 LHF11 02/20/2015
AMERITAS LIFE INSURANCE CORP
 04/29/2018 LHF944 06/25/2021
BANNER LIFE INSURANCE COMPANY
 11/12/2023 LHF50047
BRIGHTHOUSE LIFE INSURANCE COMPANY
 10/10/2014 LHF277
EQUITABLE FINANCIAL LIFE INSURANCE COMPANY
 11/12/2013 LHF407 01/22/2024
FORTITUDE LIFE INSURANCE & ANNUITY COMPANY
 09/23/2020 LHF770 04/16/2024
GENWORTH LIFE INS CO
 08/29/2013 LHF46264 04/21/2014
GUARDIAN INSURANCE & ANNUITY COMPANY INC
 07/17/2015 LHF27827
INTEGRITY LIFE INSURANCE COMPANY
 12/03/2022 LHF262166
JACKSON NATIONAL LIFE INSURANCE COMPANY
 08/29/2013 LHF45199
LINCOLN NATIONAL LIFE INSURANCE COMPANY-THE
 08/29/2013 LHF619 01/21/2014
LINCOLN NATIONAL LIFE INSURANCE COMPANY-THE
 01/26/2015 LHF619 04/02/2018
LINCOLN NATIONAL LIFE INSURANCE COMPANY-THE
 07/02/2018 LHF619
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
 02/10/2017 LHF17
METLIFE INVESTORS USA INSURANCE COMPANY
 08/29/2013 LHF934 11/14/2014
METROPOLITAN LIFE INSURANCE COMPANY
 05/10/2022 LHF380
MUTUAL OF OMAHA INSURANCE COMPANY
 10/13/2021 LHF84
NATIONWIDE LIFE & ANNUITY INSURANCE COMPANY
 10/10/2016 LHF62021 09/23/2019
NATIONWIDE LIFE & ANNUITY INSURANCE COMPANY
 06/01/2022 LHF62021 09/18/2023
NATIONWIDE LIFE INSURANCE COMPANY
 02/13/2023 LHF29
NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION
 08/29/2013 LHF867
PACIFIC LIFE INSURANCE COMPANY
 08/29/2013 LHF237 03/24/2014
PACIFIC LIFE INSURANCE COMPANY
 12/20/2018 LHF237 03/08/2022
PENN INSURANCE AND ANNUITY COMPANY
 08/29/2013 LHF65787 02/17/2016
PENN MUTUAL LIFE INSURANCE COMPANY
 08/29/2013 LHF242 02/17/2016
PRINCIPAL LIFE INSURANCE COMPANY
 08/29/2013 LHF406
PRINCIPAL NATIONAL LIFE INSURANCE COMPANY
 10/28/2015 LHF161852
PROVIDENT LIFE & ACCIDENT INSURANCE COMPANY
 08/29/2013 LHF250
PRUCO LIFE INSURANCE COMPANY
 08/29/2013 LHF768
TALCOTT RESOLUTION LIFE INSURANCE COMPANY
 08/29/2013 LHF822 10/15/2013
TRANSAMERICA LIFE INSURANCE COMPANY
 04/22/2016 LHF726 03/17/2020
UNITED OF OMAHA LIFE INSURANCE COMPANY
 07/10/2018 LHF28
UNUM LIFE INSURANCE COMPANY OF AMERICA
 08/29/2013 LHD145

Authority
Description Issue Date Termination Date Status
HEALTH 08/29/2013 Active
LIFE 08/29/2013 Active
VARIABLE CONTRACTS 08/29/2013 Active

License/Disciplinary Action

None.

PRODUCER RESIDENT

License Number:
PRR126695
Status:
Withdrawn/Terminated by Licensee
First Licensure:
04/27/2006
Cancel Date:
08/29/2013
Renewal Date:
08/29/2013

Mailing:
BURLINGTON, MA 01803
Phone:
+1 (781) 273-1400
Fax:
+1 (781) 273-1402
Email:
dsparta@axialfg.com

History
License Type Start Date End Date
PRODUCER RESIDENT 04/27/2006 08/28/2013

Agency
Name Issue Date License Number Expiration Date Cancel Date
BANCNORTH INVESTMENT GROUP INC
 04/27/2006 AGN65500 03/11/2010
TD WEALTH MANAGEMENT SERVICES INC
 11/18/2009 AGN168720 12/12/2011

Employer
Name Issue Date License Number Expiration Date Cancel Date
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA
 06/24/2009 LHF846 08/29/2013
AMERICAN GENERAL LIFE INSURANCE COMPANY
 06/12/2013 LHF119 08/29/2013
AMERICAN NATIONAL INSURANCE COMPANY
 10/24/2006 LHF11 01/15/2010
AMERICAN NATIONAL INSURANCE COMPANY
 05/05/2010 LHF11 08/29/2013
C M LIFE INSURANCE COMPANY
 12/12/2006 LHF906 12/28/2010
EVERLAKE LIFE INSURANCE COMPANY
 07/29/2009 LHF112 05/29/2013
FORTITUDE LIFE INSURANCE & ANNUITY COMPANY
 08/30/2007 LHF770 05/11/2010
GENWORTH LIFE & ANNUITY INSURANCE COMPANY
 11/13/2006 LHF966 04/28/2009
GENWORTH LIFE & ANNUITY INSURANCE COMPANY
 01/07/2010 LHF966 05/14/2012
GENWORTH LIFE INS CO
 11/16/2006 LHF46264 05/27/2009
GENWORTH LIFE INS CO
 12/21/2010 LHF46264 08/29/2013
JACKSON NATIONAL LIFE INSURANCE COMPANY
 10/25/2006 LHF45199 06/03/2010
JACKSON NATIONAL LIFE INSURANCE COMPANY
 09/06/2011 LHF45199 08/29/2013
JOHN HANCOCK LIFE INSURANCE COMPANY (USA)
 08/22/2007 LHF210 04/12/2012
LINCOLN NATIONAL LIFE INSURANCE COMPANY-THE
 12/19/2008 LHF619 08/29/2013
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
 12/12/2006 LHF17 12/28/2010
METLIFE INVESTORS INSURANCE COMPANY
 12/02/2008 LHF134734 06/01/2010
METLIFE INVESTORS USA INSURANCE COMPANY
 10/12/2006 LHF934 06/01/2010
METLIFE INVESTORS USA INSURANCE COMPANY
 09/15/2010 LHF934 08/29/2013
METROPOLITAN LIFE INSURANCE COMPANY
 03/03/2009 LHF380 06/01/2010
MUTUAL OF OMAHA INSURANCE COMPANY
 12/25/2010 LHF84 05/15/2013
NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION
 09/27/2006 LHF867 08/29/2013
PACIFIC LIFE INSURANCE COMPANY
 10/24/2006 LHF237 10/06/2010
PACIFIC LIFE INSURANCE COMPANY
 08/23/2011 LHF237 08/29/2013
PENN INSURANCE AND ANNUITY COMPANY
 01/14/2011 LHF65787 08/29/2013
PENN MUTUAL LIFE INSURANCE COMPANY
 01/14/2011 LHF242 08/29/2013
PRINCIPAL LIFE INSURANCE COMPANY
 06/20/2006 LHF406 08/29/2013
PROVIDENT LIFE & ACCIDENT INSURANCE COMPANY
 04/03/2013 LHF250 08/29/2013
PRUCO LIFE INSURANCE COMPANY
 08/30/2007 LHF768 05/11/2010
PRUCO LIFE INSURANCE COMPANY
 01/31/2011 LHF768 08/29/2013
PRUDENTIAL INSURANCE COMPANY OF AMERICA
 08/30/2007 LHF252 05/11/2010
SUNAMERICA ANNUITY AND LIFE ASSURANCE COMPANY
 07/15/2009 LHF646 11/29/2010
SYMETRA LIFE INSURANCE COMPANY
 10/25/2006 LHF777 03/21/2012
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY
 11/17/2006 LHF660 09/26/2011
TALCOTT RESOLUTION LIFE INSURANCE COMPANY
 11/17/2006 LHF822 08/29/2013
TRANSAMERICA LIFE INSURANCE COMPANY
 02/10/2009 LHF726 09/10/2012
UNITEDHEALTHCARE INSURANCE COMPANY
 08/30/2010 LHF700 01/26/2012
UNUM LIFE INSURANCE COMPANY OF AMERICA
 04/03/2013 LHD145 08/29/2013
VANTIS LIFE INSURANCE COMPANY
 10/24/2006 LHF95267 04/29/2010
WESTERN NATIONAL LIFE INSURANCE COMPANY
 09/22/2006 LHF50722 09/26/2011

Authority
Description Issue Date Termination Date Status
LIFE AND HEALTH 04/27/2006 08/29/2013 Terminated
VARIABLE CONTRACTS 04/27/2006 08/29/2013 Terminated

License/Disciplinary Action

None.

GENERAL INFORMATION

NAIC Information

National Producer Number (NPN):
8779025

Other Addresses
Address Type
BURLINGTON, MA 01803
 Office

CE Courses
Date Description Course Number Content Areas
11/17/2022 ANNUITY SUITABILITY AND BEST INTEREST STANDARDS 27515
4
credits in Annuities - Best Interest
Total:
4
08/23/2013 ETHICAL STANDARDS FOR PRODUCERS ME17656
3
credits in Ethics
Total:
3
07/24/2013 UNVEILING THE RETIREMENT MYTH ME16592
19
credits in General Education
Total:
19
07/24/2013 MANAGING RETIREMENT INCOME ME17284
1
credits in General Education
Total:
1
11/04/2012 MANAGING TAXES: WORKING WITH THREE LEVELS OF TAXATION ME17709
1
credits in General Education
Total:
1
11/04/2012 THE 7 DEADLY MISTAKES OF SOCIAL SECURITY & MEDICARE PLANNING 21001
1
credits in General Education
Total:
1
11/03/2012 AHEAD OF THE TRENDS 20236
1
credits in General Education
Total:
1
09/19/2012 RETIREMENT PLANS FOR BUSINESSES 21297
1
credits in General Education
Total:
1
09/19/2012 WHAT IS YOUR RETIREMENT INCOME PLAN 21301
1
credits in General Education
Total:
1
09/19/2012 25 COMMON ANNUITY PLANNING MISTAKES & HOW TO AVOID THEM 21305
1
credits in General Education
Total:
1
09/19/2012 TAX ASPECTS OF THE AFFORDABLE CARE ACT 21303
1
credits in General Education
Total:
1
09/19/2012 INSURANCE PROFESSIONAL ETHICS: BUREAU OF INSURANCE 21221
1
credits in Ethics
Total:
1
09/19/2012 QUALIFIED TUITION PROGRAMS 21296
1
credits in General Education
Total:
1
09/19/2012 WORKING WITH THE OLDER POPULATION 21299
1
credits in General Education
Total:
1
09/27/2011 INSURANCE FOR ESTATE PLANNING ME10420
5
credits in General Education
Total:
5
09/27/2011 VARIABLE ANNUITIES ME14718
12
credits in General Education
Total:
12
12/08/2010 LONG TERM CARE PARTNERSHIP 4-HOUR TRAINING ME16160
4
credits in General Education
Total:
4
11/16/2009 PRODUCER COMPLIANCE TIPS FROM THE BUREAU OF INSURANCE ME16365
3
credits in Ethics
Total:
3
03/05/2009 ETHICS FOR PRODUCERS: CASES AND COMMENTS ME14865
3
credits in Ethics
Total:
3
11/19/2008 RETIREMENT PLANNING & EMPLOYEE BENEFITS ME15040
30
credits in General Education
Total:
30
09/09/2008 INVESTMENT PLANNING ME15038
30
credits in General Education
Total:
30
06/24/2008 INCOME TAX PLANNING ME15039
30
credits in General Education
Total:
30
06/03/2008 LONG TERM CARE: PROGRAMS, POLICIES AND PARTNERSHIPS ME15068
8
credits in General Education
Total:
8
04/21/2008 CRPC CHARTERED RETIREMENT PLANNING COUNSELOR ME9083
30
credits in General Education
Total:
30
03/25/2008 RISK MANAGEMENT AND INSURANCE ME15037
30
credits in General Education
Total:
30
01/01/2008 CARRYOVER COURSE WITH ETHICS CEU3
1
credits in Ethics
0
credits in General Education
Total:
1
12/21/2007 ETHICS ME13740
9
credits in Ethics
Total:
9
12/12/2007 ANNUITIES FOR TODAY'S INVESTOR ME13310
4
credits in General Education
Total:
4
03/23/2007 TRANSITION WAIVER CEU1
3
credits in Ethics
9
credits in General Education
Total:
12

An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.

Date: 05/13/2025 05:24:25 AM