Search → CETERA INVESTMENT SERVICES LLC
DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE
CETERA INVESTMENT SERVICES LLC
NON-RESIDENT PRODUCER AGENCY
License Number:
AGN54272
Status:
First Licensure:
03/17/1998
Cancel Date:
None
Renewal Date:
04/01/2027
Street Location:
400 1ST ST S STE 300
SAINT CLOUD, MN 56301-3661
SAINT CLOUD, MN 56301-3661
Mailing:
2301 ROSECRANS AVE STE 5100
EL SEGUNDO, CA 90245-5109
EL SEGUNDO, CA 90245-5109
Phone:
+1 (866) 489-3100 x77576
Fax:
+1 (310) 784-1110
Email:
jackie.smith@cetera.com
| License Type | Start Date | End Date |
|---|---|---|
| NON-RESIDENT PRODUCER AGENCY | 03/17/1998 | 04/01/2027 |
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| ANTHONY JOSEPH ACCETTA JR |
05/06/2020 | PRN353568 | ||
| NATHAN ALDRICH |
01/24/2025 | PRR464021 | ||
| DURAN F. ALLEN |
09/24/2018 | PRN316443 | ||
| JENNIFER LYNNE ARPS |
11/10/2011 | PRR100395 | ||
| TERRY ATHAS |
07/09/2019 | PRN67187 | ||
| SANDRA ANN BAILEY |
03/22/2010 | PRR43962 | ||
| RICHARD BELANGER |
01/06/2023 | PRN441012 | ||
| BRADLEY BERTHIAUME |
04/22/2009 | PRR82840 | ||
| ADAM RONALD BITHER |
10/16/2012 | PRR128873 | ||
| EDWARD ALAN BUTLER |
02/05/2025 | PRN506893 | ||
| ANDREW JOSEPH CAMLIN |
01/24/2025 | PRN333401 | ||
| DREW FISHER CATANESE |
01/24/2022 | PRN355860 | ||
| COLE CHASE |
04/12/2024 | PRR443293 | ||
| ADAM CHESHIRE |
02/28/2024 | PRN423951 | ||
| CHRISTOPHER D. CHICHILITTI |
04/13/2023 | PRN448938 | ||
| JEANETTE COLBY |
06/25/2019 | PRN293843 | ||
| MATTHEW ALLEN CYR |
08/18/2010 | PRR180474 | ||
| JASON DEGOLYER |
07/10/2024 | PRN189714 | ||
| ANNE THERESA DUNNE |
04/22/2009 | PRR32781 | ||
| JUSTIN EHLE |
01/29/2020 | PRN180131 | ||
| DAVID A. FATTIZZO |
08/23/2022 | PRN427270 | ||
| LAURA FEDOR |
12/01/2015 | PRN188008 | ||
| THOMAS D. FISHER |
02/01/2023 | PRN87288 | ||
| CRYSTA C. FROST |
04/11/2022 | PRR415655 | ||
| DANIEL ROBERT GALLOGLY |
12/13/2023 | PRN93283 | ||
| AMANDA J. GARDNER |
02/01/2019 | PRR193047 | ||
| CHRISTOPHER GRAW |
03/09/2020 | PRN147646 | ||
| JONATHAN M. GREEN |
02/01/2023 | PRN324863 | ||
| JESSICA HARDY |
04/04/2023 | PRN448211 | ||
| CASEY KOMENICH HENCZ |
02/21/2024 | PRN476206 | ||
| JASON ROBERT HOLT |
12/09/2010 | PRN185396 | ||
| RICHARD JOHN HOWELL |
06/25/2019 | PRN80938 | ||
| MICHAEL JAMES IRWIN |
03/18/2014 | PRN229535 | ||
| ADAM JONES |
05/17/2022 | PRN418680 | ||
| SAMUEL ADAMS KANY |
03/31/2022 | PRR414839 | ||
| LESLIE KENG |
04/06/2023 | PRN231332 | ||
| MICHAEL BRIAN KMAN |
03/14/2025 | PRN215384 | ||
| JANAL M. KRUZEL |
06/01/2022 | PRN386472 | ||
| ELENI LIAKAKIS |
02/23/2024 | PRN477219 | ||
| JARROD M. LIEBEL |
03/05/2025 | PRN288125 | ||
| STEVEN CHRISTOPHER LOVELL |
12/02/2024 | PRN450955 | ||
| ARTHUR W. MACGREGOR |
01/24/2025 | PRN22225 | ||
| LUKE PRESCOTT MARINO |
10/20/2022 | PRN428805 | ||
| JUDITH ELAINE MCDONALD |
03/22/2010 | PRR55565 | ||
| BENJAMIN S. MERSKY |
06/20/2024 | PRN486699 | ||
| JOHN MUELLER |
05/30/2023 | PRR413545 | ||
| GIORDANIO PATRICE NEVIL |
04/29/2022 | PRN416871 | ||
| JASON D. NICOLOFF |
10/07/2020 | PRN363259 | ||
| DAVID ALLEN O'CONNELL |
01/13/2016 | PRN96034 | ||
| JOHN P. OBERLANDER |
06/25/2019 | PRN276348 | ||
| JOHN D. OLERIO |
01/24/2025 | PRN494006 | ||
| DAMON ROBERT PAULL |
06/20/2024 | PRN387015 | ||
| MICHAEL RICHARD PERKINS |
06/25/2019 | PRN261203 | ||
| RICHARD COOLEY RISLEY JR |
06/25/2019 | PRN220981 | ||
| DAVID ROCKWELL |
01/11/2016 | PRN242258 | ||
| LEANN RENEE RUMMEL |
03/17/1998 | PRN53840 | ||
| PARKER GENE SANDERSON |
02/12/2025 | PRR349838 | ||
| JACOB C. SCATTERGOOD |
06/15/2023 | PRN453914 | ||
| SABRA SCOTT |
07/19/2024 | PRR489375 | ||
| CHRISTOPHER J. SHELTON |
02/13/2020 | PRR218726 | ||
| STANLEY ROBERT SMILEY |
03/20/2006 | PRN98535 | ||
| DANIEL N. STEINBERG |
06/02/2016 | PRN126390 | ||
| JESSICA L. SZEFLIN |
03/24/2021 | PRN378489 | ||
| GARY TREMPE |
12/21/2022 | PRN440139 | ||
| ADAM TRUITT |
02/14/2017 | PRN214041 | ||
| CHRISTOPHER T. VAN TASSELL |
04/25/2023 | PRN449999 | ||
| JORGE L. VAZQUEZ |
06/07/2019 | PRN233019 | ||
| KOREN L. VINING |
11/17/2022 | PRN437271 | ||
| BENJAMIN WEINBERGER |
08/29/2022 | PRN428340 | ||
| JONATHAN WIDRIG |
03/09/2017 | PRN228186 | ||
| JESSICA L. WUERZ |
06/25/2019 | PRN267405 | ||
| HONS M. YU |
01/06/2023 | PRN441018 |
Supervised Entity
None.
| Name | License Number |
|---|---|
| STANLEY ROBERT SMILEY | PRN98535 |
License/Disciplinary Action
None.
GENERAL INFORMATION
NAIC Information
National Producer Number (NPN):
654009
An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.
Date: 05/13/2025 04:57:03 AM
