black and white state seal

DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE

NICHOLAS ROCCO ALEXANDER

PRODUCER NON-RESIDENT

License Number:
PRN199092
Status:
First Licensure:
01/14/2012
Cancel Date:
None

Mailing:
CLEVELAND, OH 44114
Phone:
+1 (216) 736-3618
Email:
nicholas.alexander@ubs.com

History

License Type Start Date End Date
PRODUCER NON-RESIDENT 01/14/2012

Agency

Name Issue Date License Number Expiration Date Cancel Date
UBS FINANCIAL SERVICES INSURANCE AGENCY INC
03/07/2012 AGN44426

Employer

Name Issue Date License Number Expiration Date Cancel Date
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA
01/18/2012 LHF846
BANNER LIFE INSURANCE COMPANY
04/24/2013 LHF50047 12/13/2015
EQUITABLE FINANCIAL LIFE INSURANCE COMPANY
01/19/2012 LHF407 10/01/2015

Authority

Description Issue Date Termination Date Status
HEALTH 01/14/2012 Active
LIFE 01/14/2012 Active
VARIABLE CONTRACTS 01/14/2012 Active

License/Disciplinary Action

None.

GENERAL INFORMATION

NAIC Information

National Producer Number (NPN):
5692377

Other Addresses

Address Type
UBS FINANCIAL SERVICES
30050 CHAGRIN BLVD STE 200
PEPPER PIKE, OH 44124-5704
Office

An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.

Date: 05/13/2025 05:12:12 AM