black and white state seal

DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE

CETERA INVESTMENT SERVICES LLC (PORTLAND ME)

BRANCH AGENCY NON-RESIDENT

Registration Number:
BRN196987
Status:
First Licensure:
11/08/2011
Cancel Date:
None

Street Location:
2 CANAL PLZ
PORTLAND, ME 04101-4040
Mailing:
2 CANAL PLZ
PORTLAND, ME 04101-4040
Phone:
+1 (207) 518-5610
Fax:
+1 (207) 582-8029
Email:
licensing@ceterafi.com

History

License Type Start Date End Date
BRANCH AGENCY NON-RESIDENT 11/08/2011

Main Office

Name Issue Date License Number Expiration Date Cancel Date
CETERA INVESTMENT SERVICES LLC
11/08/2011 AGN54272

License/Disciplinary Action

None.

GENERAL INFORMATION

NAIC Information

National Producer Number (NPN)

An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.

Date: 05/13/2025 09:33:01 AM