black and white state seal

DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE

CETERA INVESTMENT SERVICES LLC (PORTLAND ME)

BRANCH AGENCY NON-RESIDENT

Registration Number:
BRN286467
Status:
First Licensure:
05/03/2017
Cancel Date:
None

Street Location:
136 COMMERCIAL ST
PORTLAND, ME 04101-4746
Mailing:
252 MAIN ST
SACO, ME 04072-1511
Phone:
+1 (888) 978-7526
Email:
cisregistration@cetera.com

History

License Type Start Date End Date
BRANCH AGENCY NON-RESIDENT 05/03/2017

Main Office

Name Issue Date License Number Expiration Date Cancel Date
CETERA INVESTMENT SERVICES LLC
05/03/2017 AGN54272

License/Disciplinary Action

None.

GENERAL INFORMATION

NAIC Information

National Producer Number (NPN)

An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.

Date: 05/13/2025 10:49:56 AM