Search → CETERA INVESTMENT SERVICES LLC (WATERVILLE ME)
DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE
CETERA INVESTMENT SERVICES LLC (WATERVILLE ME)
BRANCH AGENCY NON-RESIDENT
Registration Number:
BRN196995
Status:
First Licensure:
11/08/2011
Cancel Date:
None
Street Location:
C/O THE BANK OF MAINE
104 MAIN ST
WATERVILLE, ME 04901-6602
104 MAIN ST
WATERVILLE, ME 04901-6602
Mailing:
C/O THE BANK OF MAINE
104 MAIN ST
WATERVILLE, ME 04901-6602
104 MAIN ST
WATERVILLE, ME 04901-6602
Phone:
+1 (207) 873-0175
Fax:
+1 (207) 582-8029
Email:
licensing@ceterafi.com
| License Type | Start Date | End Date |
|---|---|---|
| BRANCH AGENCY NON-RESIDENT | 11/08/2011 |
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| CETERA INVESTMENT SERVICES LLC |
11/08/2011 | AGN54272 |
License/Disciplinary Action
None.
GENERAL INFORMATION
NAIC Information
National Producer Number (NPN)
An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.
Date: 05/13/2025 10:03:54 AM
