black and white state seal

DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE

AMERICAN UNITED LIFE INSURANCE COMPANY

One or more of the licenses listed below were subject to license/disciplinary action. Details regarding each action can be found below under the affected license.

INSURANCE COMPANY

License Number:
LHF35996
Status:
First Licensure:
11/19/1992
Cancel Date:
None
Renewal Date:
08/10/2026
NAIC Code:
60895

Mailing:
JAY B. WILLIAMS
VP COMPLIANCE & MARKET CONDUCT
ONE AMERICA SQUARE
PO BOX 368
INDIANAPOLIS, IN 46206-0368
Phone:
+1 (317) 285-7267
Fax:
+1 (317) 285-5510

History

License Type Start Date End Date
INSURANCE COMPANY 11/19/1992 08/10/2026

Employee

Name Issue Date License Number Expiration Date Cancel Date
JERRY THOMAS ALBERICO
09/18/2025 PRN527654
AMERIPRISE FINANCIAL SERVICES LLC
03/23/2022 AGN55156
JUSTIN R. ATKINSON
11/21/2019 PRN344558
BANKERS LIFE AGENCY, INC.
06/18/2019 AGN49352
CODY ALLEN BARTON
07/22/2024 PRN465943
BRUCE JAMES BLOCK
07/20/2008 PRN154809
DALE ALFRED BOEHM III
02/22/2017 PRN282932
WADE E. BORTH
02/22/2020 PRN349760
BOSTON INSURANCE GROUP INC
12/23/2004 AGN60914
TIMOTHY S. BOYLE
08/29/2024 PRN489396
JOHN W. BREEDLOVE
02/12/2012 PRN40569
BRENT KESLER AGENCY LLC
12/07/2020 AGN353485
SEAN STEPHEN BRISCOMBE
02/07/2024 PRN442614
GREGORY POWELL BURGE
04/16/2014 PRN231474
DEVIN BURR
10/13/2022 PRN432871
NATHAN RANDY BUTLER
11/14/2014 PRN242013
JOHN LOUIS CARBONE
09/14/2017 PRN205405
BRIAN K. CARROLL
11/01/2013 PRN43048
MATTHEW CARY
09/23/2025 PRN199557
THE CASH COMPOUND
12/07/2020 AGN367649
BRAYAM ALEXIS CASTILLO VALENZUELA
12/26/2022 PRN440284
CBIZ BENEFITS & INSURANCE SERVICES INC
10/02/2018 AGN67055
CBU BENEFITS
08/07/2017 AGR280873
CES INSURANCE AGENCY LLC
11/22/2009 AGN23075
CETERA WEALTH SERVICES, LLC
09/01/2008 AGN26604
TIMOTHY JOSEPH CONNOR
02/03/2020 PRN332382
CROSS INSURANCE, INC. - NEW HAMPSHIRE
10/19/2011 AGR136219
JAMES JOSEPH CROVO
11/22/2021 PRN223933
STEPHEN MICHAEL CUNHA
04/17/2012 PRN133597
MICHAEL DEMING
12/03/2023 PRR466607
JONAH MICHAEL DEW
12/07/2020 PRN367304
DIVERSIFIED GROUP BROKERAGE CORPORATION
12/20/2001 AGN31194
PATRICK H. DONOHOE
12/13/2012 PRN197769
KAREN LAUREL DRAHER
01/09/2025 PRN418386
TAMMY M. DYER
03/23/2022 PRR281876
THOMAS R. DYER
03/20/2001 PRN77051
EDWARD D JONES & CO LP
07/26/2012 AGN32534
RAYMOND A. EMERY
01/25/2021 PRN373655
PETER JOHN FENDLER
11/22/2009 PRR19663
KEVIN JAY FORSMAN
07/26/2013 PRN219255
FORTRESS FINANCIAL GROUP LLC
12/31/2024 AGN469127
KYLE HAMILTON FULLER
07/25/2024 PRN485081
GALLAGHER BENEFIT SERVICES INC
05/21/2009 AGN79141
BRADEN K. GALLOWAY
10/17/2015 PRN258821
GEORGE T. GATZUNIS
09/06/2014 PRN237926
EMILY JEANNE GETCHELL
01/02/2020 PRR213780
GIS BENEFITS INC
01/31/2024 AGN283088
PHILLIP GOODRUM
10/27/2015 PRN252082
JOSHUA I. GORRA
09/01/2020 PRN355799
CHAD E. HANSON
02/27/2019 PRN262425
DEAN E. HARDER
10/26/2018 PRN320240
ANDREW L. HARTHAN
08/07/2024 PRR390743
WARREN REID HAVENOR
09/22/2018 PRN317599
HEALEY & ASSOCIATES INC
06/02/2001 AGR16403
CARSON HERLEAN
06/29/2022 PRN422602
BRYAN HOFFMAN
01/10/2022 PRN346045
HUB INTERNATIONAL NEW ENGLAND LLC
01/10/2024 AGN38279
MARY JO IRMEN
02/22/2020 PRN349795
MICHAEL G. ISOM
02/23/2016 PRN196035
CLAIRE LEE JACKSON
11/18/2018 PRR122209
BRANDON F. JENSEN
04/11/2023 PRN147233
BRENT LOWELL KESLER
12/07/2020 PRN353455
HANNAH N. KESLER
03/15/2023 PRN440932
RAMIE KHALIL
12/31/2024 PRN411657
JENNIFER A. KLECKNER
11/27/2024 PRN502491
JOSEPH KOVACEVIC
10/01/2022 PRN432773
KOVACK SECURITIES INC
10/06/2014 AGN92960
HARRY MARC KRIGMAN
04/21/2009 PRR94757
RYAN LAMBERT
01/03/2025 PRN325030
CHRISTOPHER SCOTT LANGE
03/08/2023 PRN311361
ALEXANDRE LEGRAND
06/04/2025 PRN408938
LIFEVA INC.
05/13/2025 AGN492332
THOMAS F. LOVE
04/12/2021 PRN240040
SCOTT RUSSELL MAIBOR
04/23/2016 PRN267402
JOHN L. MARTIN
10/27/2004 PRR2773
MATRIX GROUP BENEFITS LLC
12/16/2014 AGR80746
MART G. MC CLELLAN
01/15/2024 PRN221091
TOMAS PHILIP MCFIE
06/15/2010 PRN178632
AARON P. MCMORROW
01/03/2024 PRR88007
MICHAEL PHILLIP MCTIGUE
12/27/2021 PRR70441
BRIAN P. MICHAUD
07/21/2022 PRN234815
AUSTIN MITCHELL
03/06/2025 PRN509690
MML INSURANCE AGENCY LLC
05/02/2000 AGN34945
MR BRRRR LLC
03/29/2023 AGN447571
FREDRICK JAY NADEAU JR
04/29/2024 PRR186503
NORMAN A. NADEAU
01/04/2020 PRN346837
STEPHEN GREGORY NAGY
06/02/2022 PRN400673
JOANN ROSE NAPOLI-WINANT
04/15/2014 PRN145473
NAUGLE INSURANCE AGENCY LLC
07/19/2024 AGN487326
CHRISTOPHER M. NAUGLE
05/18/2022 PRN356174
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC
10/10/2005 AGN82119
CHEY O BRIEN
11/27/2024 PRN502486
JOHN PAUL ORTHMAN
09/29/2012 PRN208552
PARADIGM LIFE
01/15/2015 AGN197870
PENSIONMARK SECURITIES, LLC
01/02/2020 AGN322422
PLAN MARKETING INSURANCE AGENCY INC
01/26/2005 AGN41082
PREFERRED PRODUCT NETWORK INC OF MAINE
10/22/2009 AGN19480
EMILY W. PRENDIVILLE
04/05/2021 PRN256026
ROBERT J. REID
12/24/2018 PRN181397
BRYAN ALLEN REPPLE
11/04/2015 PRN259796
GLENN ALLEN REPPLE
06/11/2013 PRN41002
CRAIG E. RICHARDSON
04/17/2018 PRN307678
JONATHAN J. ROTTER
06/01/2020 PRN176459
TAMI NOLL RUSSO
05/30/2013 PRN217077
PAUL EUGENE SACCARDO
06/27/2020 PRN355828
DEBORAH SCHULTZ
05/09/2022 PRN292455
ROBERT SCRANTON
11/14/2023 PRN469693
JOSEPH WILLIAM SEGERS
02/01/2022 PRN356915
JASON PATRICK SIPPLE
09/29/2022 PRN432413
CHRISTOPHER SMALLWOOD
04/17/2025 PRN512728
JOHN L. SMALLWOOD
03/25/2025 PRN70663
STEVEN L. SORENSON
10/22/2012 PRN189453
JENNIFER J. STEED
11/25/2014 PRN242796
MARK C. STEFFEN
09/29/2017 PRN294795
JOHN W. STEWART
11/18/2013 PRN220695
TIMOTHY J. STREID
01/15/2024 PRN221088
EDGARDO JAUIER SUSSMANN
08/06/2004 PRN96825
EDWIN W. THAUER JR
06/01/2012 PRN203677
NOAH JAMES THOMPSON
01/24/2023 PRN442298
HANS WILLIAM TOOHEY
02/12/2023 PRN437538
PAUL DELMAS TORRES
11/03/2020 PRN367676
CHRISTY A. VANN
05/18/2025 PRN507998
VARIABLE CONTRACT AGENCY, LLC
02/08/2021 AGN349720
JARROD SCOTT WARREN
12/23/2022 PRN440281
JOSHUA WAXMAN
04/06/2025 PRN512349
WEALTH DESIGNS INC
01/24/2024 AGN474719
WELLS FARGO ADVISORS INSURANCE AGENCY LLC
05/21/1999 AGN61311
SHAUN CHRISTOPHER WEYER
02/12/2025 PRN501862
BRANDON STIERWALT WILLETT
03/12/2019 PRN327534
LISA KAY WILLIAMS
12/31/2024 PRN443332
MAX O. WILLIAMS
02/25/2002 PRN83964
WORLD INVESTMENTS, INC.
07/10/2008 AGN83976
CRAIG PHILLIP YENNI
04/27/2023 PRN450238
DAVID ALBERTO ZAPATA
07/25/2024 PRN485080
JOHN WILLIAM ZEIGLER
11/08/2000 PRN74079
KAMRAN ZOHOORI
04/19/2024 PRN469198

Authority

Description Issue Date Termination Date Status
LIFE 03/01/1996 Active
HEALTH 03/01/1996 Active
VARIABLE LIFE 03/18/1998 Active
VARIABLE ANNUITY 11/24/1997 Active
HEALTH 11/19/1992 07/01/1995 Terminated
LIFE AND HEALTH 11/19/1992 03/01/1996 Terminated
LIFE 11/19/1992 07/01/1995 Terminated

Contacts

Type Contact
PRODUCER LICENSING CONTACT JAMI KROGMEIER
JAMI KROGMEIER
PO BOX 368
INDIANAPOLIS, IN 46206-0368
Phone: +1 (317) 285-4889
Fax: +1 (317) 285-1792
Email: licensing.corpfin@oneamerica.com
SERVICE OF PROCESS CORPORATION SERVICE COMPANY
45 MEMORIAL CIR
AUGUSTA, ME 04330-6400
Phone: +1 (800) 927-9800
Fax: +1 (302) 636-5454
Email: sop@cscglobal.com

License/Disciplinary Action

Case Action Taken Date
RIRS-181 Consent Order 11/19/1992

GENERAL INFORMATION

NAIC Information

National Producer Number (NPN):
60895

An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.

Date: 10/11/2025 01:29:27 PM