Search → RAYMOND A. EMERY
DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE
RAYMOND A. EMERY
PRODUCER NON-RESIDENT
License Number:
PRN373655
Status:
First Licensure:
01/25/2021
Cancel Date:
None
Mailing:
SOUTH PORTLAND, ME 04106
Phone:
+1 (207) 829-3450
Fax:
+1 (207) 829-6350
Email:
remery@hubinvestmentservices.com
| License Type | Start Date | End Date |
|---|---|---|
| PRODUCER NON-RESIDENT | 01/25/2021 |
Agency
None.
| Description | Issue Date | Termination Date | Status |
|---|---|---|---|
| CASUALTY | 01/25/2021 | Active | |
| HEALTH | 01/25/2021 | Active | |
| LIFE | 01/25/2021 | Active | |
| PROPERTY | 01/25/2021 | Active | |
| VARIABLE CONTRACTS | 01/25/2021 | Active |
License/Disciplinary Action
None.
CONSULTANT RESIDENT
License Number:
COR202331
Status:
First Licensure:
04/24/2012
Cancel Date:
03/10/2021
Renewal Date:
03/10/2021
Mailing:
SOUTH PORTLAND, ME 04106
Phone:
+1 (207) 829-3450
Fax:
+1 (207) 829-6350
Email:
remery@hubinvestmentservices.com
| License Type | Start Date | End Date |
|---|---|---|
| CONSULTANT RESIDENT | 04/24/2012 | 03/09/2021 |
Agency
None.
| Description | Issue Date | Termination Date | Status |
|---|---|---|---|
| LIFE AND HEALTH | 04/24/2012 | 03/10/2021 | Terminated |
License/Disciplinary Action
None.
PRODUCER RESIDENT
License Number:
PRR23199
Status:
First Licensure:
07/28/1989
Cancel Date:
01/25/2021
Renewal Date:
01/25/2021
Mailing:
SOUTH PORTLAND, ME 04106
Phone:
+1 (207) 829-3450
Fax:
+1 (207) 829-6350
Email:
remery@hubinvestmentservices.com
| License Type | Start Date | End Date |
|---|---|---|
| PRODUCER RESIDENT | 12/20/2000 | 01/24/2021 |
| *** NOT ACTIVE *** | 02/22/1999 | 12/19/2000 |
| PRODUCER RESIDENT | 12/02/1997 | 02/21/1999 |
| *** NOT ACTIVE *** | 05/25/1995 | 12/01/1997 |
| PRODUCER RESIDENT | 09/12/1994 | 05/24/1995 |
| *** NOT ACTIVE *** | 08/22/1994 | 09/11/1994 |
| PRODUCER RESIDENT | 11/20/1990 | 08/21/1994 |
| *** NOT ACTIVE *** | 10/17/1990 | 11/19/1990 |
| PRODUCER RESIDENT | 07/28/1989 | 10/16/1990 |
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| DEAN WITTER REYNOLDS INSURANCE SERVICES (MAINE)INC |
12/20/2000 | AGR65479 | 06/19/2002 | |
| INVESTMENT & INSURANCE SERVICES INC |
07/23/1998 | AGR45314 | 02/22/1999 | |
| NORTON FINANCIAL SERVICES INC |
12/08/2006 | AGR23122 | 03/01/2017 |
| Description | Issue Date | Termination Date | Status |
|---|---|---|---|
| CASUALTY | 04/25/2017 | 01/25/2021 | Terminated |
| VARIABLE ANNUITY | 09/12/1994 | 05/25/1995 | Terminated |
| VARIABLE LIFE & ANNUITY | 12/18/1990 | 08/22/1994 | Terminated |
| FIXED ANNUITIES | 12/02/1997 | 02/22/1999 | Terminated |
| HEALTH | 12/20/2000 | 01/25/2021 | Terminated |
| LIFE AND HEALTH | 11/20/1990 | 08/22/1994 | Terminated |
| LIFE AND HEALTH | 08/13/1988 | 10/17/1990 | Terminated |
| LIFE | 12/20/2000 | 01/25/2021 | Terminated |
| LIFE | 09/12/1994 | 05/25/1995 | Terminated |
| PROPERTY AND CASUALTY | 11/20/1990 | 08/22/1994 | Terminated |
| PROPERTY AND CASUALTY | 07/28/1989 | 10/17/1990 | Terminated |
| PROPERTY | 04/25/2017 | 01/25/2021 | Terminated |
| VARIABLE CONTRACTS | 12/20/2000 | 01/25/2021 | Terminated |
License/Disciplinary Action
None.
GENERAL INFORMATION
NAIC Information
National Producer Number (NPN):
3682587
| Address | Type |
|---|---|
| HUB INTERNATIONAL NEW ENGLAND LLC 30 DONALD B DEAN DR SOUTH PORTLAND, ME 04106-3261 |
Office |
| Date | Description | Course Number | Content Areas |
|---|---|---|---|
| 10/07/2020 | LONG TERM CARE - AN IN DEPTH VIEW | ME14567 |
8
credits in Long Term Care
Total:
8
|
| 11/18/2019 | NAIC SUITABILITY IN ANNUITY TRANSACTIONS MODEL REGULATION | ME17595 |
4
credits in Annuities
Total:
4
|
| 06/05/2019 | ETHICS: DO NO HARM | 20681 |
4
credits in Ethics
Total:
4
|
| 05/16/2019 | IT'S ALL ABOUT INCOME | 25114 |
1
credits in General Education
Total:
1
|
| 05/16/2019 | GUIDE TO RETIREMENT PLANNING STRATEGIES | 24968 |
21
credits in General Education
Total:
21
|
| 09/08/2017 | ASSET ALLOCATION STRATEGIES | ME11423 |
4
credits in General Education
Total:
4
|
| 09/05/2017 | BUY SELL AGREEMENTS | ME11469 |
6
credits in General Education
Total:
6
|
| 08/31/2017 | EMPLOYING VARIOUS TYPES OF TRUSTS IN THE ESTATE PLANNING PROCESS | ME16598 |
3
credits in General Education
Total:
3
|
| 08/30/2017 | ETHICS FOR INSURANCE PROFESSIONALS | 20891 |
3
credits in Ethics
Total:
3
|
| 07/10/2017 | EXPECT THE UNEXPECTED: A GUIDE TO LONG - TERM CARE, 4 HOUR TRAINING | 21249 |
4
credits in Long Term Care
Total:
4
|
| 11/05/2016 | THE ADVISOR'S GUIDE TO WORKING WITH WIDOWS | 22812 |
1
credits in General Education
Total:
1
|
| 11/04/2016 | PLANNING FORE HEALTHCARE IN RETIREMENT | 23776 |
1
credits in General Education
Total:
1
|
| 11/14/2015 | INVESTING IN A CHALLENGING TAX ENVIRONMENT: EXPLORING THE TAX EFFICIENT FRONTIER | 22869 |
1
credits in General Education
Total:
1
|
| 11/13/2015 | CONCENTRATED WEALTH AT WORK | 23306 |
1
credits in General Education
Total:
1
|
| 08/11/2015 | LONG TERM CARE - 4 HOUR TRAINING REQUIREMENT | ME17126 |
4
credits in General Education
Total:
4
|
| 08/06/2015 | DISABILITY INCOME INSURANCE | ME11415 |
6
credits in General Education
Total:
6
|
| 08/05/2015 | RETIREMENT PLANNING FOR SENIORS: HELPING OUT CLIENTS TAKE CHARGE | ME13572 |
7
credits in General Education
Total:
7
|
| 08/05/2015 | A WALK THROUGH THE ETHICAL INSURANCE PRACTICE | 20094 |
3
credits in Ethics
Total:
3
|
| 12/27/2013 | EXPECT THE UNEXPECTED: A GUIDE TO LONG - TERM CARE, 4 HOUR TRAINING | 21249 |
4
credits in General Education
Total:
4
|
| 11/08/2013 | NEW OPPORTUNITIES IN CREATIVE ESTATE PLANNING: HYBRID ANNUITIES | 21936 |
1
credits in General Education
Total:
1
|
| 10/08/2013 | SOCIAL SECURITY NUANCES | 21771 |
1
credits in General Education
Total:
1
|
| 08/30/2013 | ETHICAL ISSUES IN THE FINANCIAL SERVICES INDUSTRY | ME14552 |
3
credits in Ethics
2
credits in General Education
Total:
5
|
| 08/28/2013 | AN OVERVIEW OF BUSINESS INSURANCE | ME11462 |
13
credits in General Education
Total:
13
|
| 08/28/2013 | ANNUITY TRANSACTIONS: ENSURING SUITABILITY | 21846 |
3
credits in General Education
Total:
3
|
| 04/25/2013 | FMLA & ADA | 21081 |
1
credits in General Education
Total:
1
|
| 11/04/2012 | HOW SOCIAL SECURITY CAN MAXIMIZE CLIENTS' LIFESTYLE, LEGACY AND LIVELIHOOD | 20727 |
1
credits in General Education
Total:
1
|
| 11/04/2012 | MANAGING TAXES: WORKING WITH THREE LEVELS OF TAXATION | ME17709 |
1
credits in General Education
Total:
1
|
| 03/26/2012 | 4-HOUR LONG TERM CARE REVIEW | 20650 |
4
credits in General Education
Total:
4
|
| 11/05/2011 | AHEAD OF THE TRENDS | 20236 |
1
credits in General Education
Total:
1
|
| 10/29/2010 | NAVIGATING A CHANGING TAX ENVIRONMENT | ME17367 |
1
credits in General Education
Total:
1
|
| 10/28/2010 | PLANNING FOR RETIREMENT INCOME IN AN UNCERTAIN TAX ENVIRONMENT | ME17383 |
1
credits in General Education
Total:
1
|
| 03/23/2010 | LONG TERM CARE PARTNERSHIPS - 4 HR | ME16208 |
4
credits in General Education
Total:
4
|
| 03/23/2010 | LONG-TERM CARE PARTNERSHIPS - 4 HR | ME16198 |
4
credits in General Education
Total:
4
|
| 03/16/2010 | CRAFTING A PLAN FOR LONG-TERM CARE & FUNDING IT ETC | ME16062 |
3
credits in General Education
Total:
3
|
| 03/16/2010 | CLTC 7 HOUR MASTER COURSE | ME16181 |
7
credits in General Education
Total:
7
|
| 03/15/2010 | NAIC 8 HOUR LTC PARTNERSHIP TRAINING | ME16192 |
8
credits in General Education
Total:
8
|
| 11/03/2009 | PRODUCER COMPLIANCE TIPS FROM THE BUREAU OF INSURANCE | ME16365 |
3
credits in Ethics
Total:
3
|
| 10/06/2009 | ETHICS FOR INSURANCE PROFESSIONALS | ME12946 |
6
credits in Ethics
Total:
6
|
| 06/23/2009 | ANNUITIES SALES PRACTICES FROM THE BUREAU OF INSURANCE ETC | ME16100 |
3
credits in Ethics
Total:
3
|
| 04/23/2008 | LONG TERM CARE PARTNERSHIP | ME14260 |
8
credits in General Education
Total:
8
|
| 01/01/2008 | CARRYOVER COURSE | CEU2 |
19
credits in General Education
Total:
19
|
| 12/17/2007 | HS-325 GROUP BENEFITS | ME-67 |
30
credits in General Education
Total:
30
|
| 03/23/2007 | TRANSITION WAIVER | CEU1 |
3
credits in Ethics
9
credits in General Education
Total:
12
|
| 11/02/2006 | ESTATE PLANNING | ME13826 |
1
credits in General Education
Total:
1
|
| 06/12/2006 | HS 324 LIFE INSURANCE LAW (REVISED) | ME4706 |
30
credits in General Education
Total:
30
|
An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.
Date: 10/11/2025 04:36:46 PM
