Search → JOEL E. BROTHERTON
DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE
JOEL E. BROTHERTON
PRODUCER RESIDENT
License Number:
PRR467604
Status:
First Licensure:
10/20/2023
Cancel Date:
None
Renewal Date:
09/30/2027
Continuing Education:
Required by 09/30/2027
Hours Required:
Ethics:
3
Total Required:
24
Hours Acquired:
Ethics:
4
Total Acquired:
13
Mailing:
ELLSWORTH, ME 04605
Phone:
+1 (636) 778-9938
Fax:
+1 (866) 488-0903
Email:
brotherton.joel@principal.com
| License Type | Start Date | End Date |
|---|---|---|
| PRODUCER RESIDENT | 10/20/2023 | 09/30/2027 |
Agency
None.
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| AMERICAN GENERAL LIFE INSURANCE COMPANY |
12/16/2025 | LHF119 | ||
| ATHENE ANNUITY AND LIFE COMPANY |
11/01/2023 | LHF64369 | ||
| FORETHOUGHT LIFE INSURANCE COMPANY |
08/27/2026 | LHF1013 | ||
| MINNESOTA LIFE INSURANCE COMPANY |
07/14/2025 | LHF216 | ||
| NATIONWIDE LIFE & ANNUITY INSURANCE COMPANY |
07/03/2024 | LHF62021 | ||
| NATIONWIDE LIFE INSURANCE COMPANY |
07/03/2024 | LHF29 | ||
| NORTH AMERICAN COMPANY FOR LIFE AND HEALTH INSURANCE |
10/20/2023 | LHF231 | ||
| PRINCIPAL LIFE INSURANCE COMPANY |
10/20/2023 | LHF406 | ||
| PRINCIPAL NATIONAL LIFE INSURANCE COMPANY |
10/20/2023 | LHF161852 |
| Description | Issue Date | Termination Date | Status |
|---|---|---|---|
| HEALTH | 10/20/2023 | Active | |
| LIFE | 10/20/2023 | Active | |
| VARIABLE CONTRACTS | 10/20/2023 | Active |
License/Disciplinary Action
None.
PRODUCER NON-RESIDENT
License Number:
PRN340635
Status:
First Licensure:
10/09/2019
Cancel Date:
10/20/2023
Renewal Date:
10/20/2023
Mailing:
ELLSWORTH, ME 04605
Phone:
+1 (636) 778-9938
Fax:
+1 (866) 488-0903
Email:
brotherton.joel@principal.com
| License Type | Start Date | End Date |
|---|---|---|
| PRODUCER NON-RESIDENT | 10/09/2019 | 10/19/2023 |
Agency
None.
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| NORTH AMERICAN COMPANY FOR LIFE AND HEALTH INSURANCE |
10/16/2022 | LHF231 | 10/20/2023 | |
| PRINCIPAL LIFE INSURANCE COMPANY |
07/14/2022 | LHF406 | 10/20/2023 | |
| PRINCIPAL NATIONAL LIFE INSURANCE COMPANY |
07/14/2022 | LHF161852 | 10/20/2023 |
| Description | Issue Date | Termination Date | Status |
|---|---|---|---|
| HEALTH | 10/09/2019 | 10/20/2023 | Terminated |
| LIFE | 10/09/2019 | 10/20/2023 | Terminated |
| VARIABLE CONTRACTS | 10/09/2019 | 10/20/2023 | Terminated |
License/Disciplinary Action
None.
GENERAL INFORMATION
NAIC Information
National Producer Number (NPN):
7965621
| Address | Type |
|---|---|
| 17600 CHESTERFIELD AIRPORT RD STE B2 CHESTERFIELD, MO 63005-1246 |
Office |
| Date | Description | Course Number | Content Areas |
|---|---|---|---|
| 10/29/2026 | A WALK THROUGH THE ETHICAL INSURANCE PRACTICE | 20094 |
3
credits in Ethics
Total:
3
|
| 10/27/2026 | ANNUITIES IN YOUR CLIENT'S PORTFOLIO | 24288 |
3
credits in General Education
Total:
3
|
| 10/23/2026 | DIVERSIFICATION: A STRATEGY FOR ASSET PROTECTION & GROWTH | ME11566 |
1
credits in General Education
Total:
1
|
| 10/23/2026 | AN OVERVIEW OF TERM & PERMANENT INSURANCE | ME11429 |
3
credits in General Education
Total:
3
|
| 10/22/2026 | ADVANCED CONCEPTS IN ANTI-MONEY LAUNDERING COMPLIANCE | ME14140 |
1
credits in Ethics
2
credits in General Education
Total:
3
|
An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.
Date: 11/07/2026 02:26:34 AM
