black and white state seal

DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE

KESTRA INVESTMENT SERVICES LLC

NON-RESIDENT PRODUCER AGENCY

License Number:
AGN78771
Status:
First Licensure:
05/31/2001
Cancel Date:
None
Renewal Date:
04/01/2027

Street Location:
BLDG 2
5707 SOUTHWEST PKWY STE 400
AUSTIN, TX 78735-6213
Mailing:
BLDG 2
5707 SOUTHWEST PKWY STE 400
AUSTIN, TX 78735-6213
Phone:
+1 (800) 428-0469
Fax:
+1 (800) 428-0469
Email:
stephen.smith@kestrafinancial.com

History

License Type Start Date End Date
NON-RESIDENT PRODUCER AGENCY 05/31/2001 04/01/2027

Employer

Name Issue Date License Number Expiration Date Cancel Date
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA
04/23/2009 LHF846
AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY
12/08/2015 LHF62908
AMERICAN GENERAL LIFE INSURANCE COMPANY
01/23/2002 LHF119 11/06/2012
AMERICAN GENERAL LIFE INSURANCE COMPANY
12/14/2012 LHF119
BRIGHTHOUSE LIFE INSURANCE COMPANY
06/18/2007 LHF277 05/28/2009
BRIGHTHOUSE LIFE INSURANCE COMPANY
11/07/2011 LHF277
DELAWARE LIFE INSURANCE COMPANY
02/17/2009 LHF720 10/18/2013
EAGLE LIFE INSURANCE COMPANY
05/19/2025 LHF188352
EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA
10/05/2015 LHF874
EQUITABLE FINANCIAL LIFE INSURANCE COMPANY
02/07/2007 LHF407 01/22/2024
EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA
07/22/2024 LHF916
EQUITABLE LIFE INSURANCE COMPANY OF IOWA
03/26/2003 LHF47546 01/01/2004
FORETHOUGHT LIFE INSURANCE COMPANY
04/16/2013 LHF1013
FORTITUDE LIFE INSURANCE & ANNUITY COMPANY
05/13/2021 LHF770
GENWORTH LIFE & ANNUITY INSURANCE COMPANY
11/27/2002 LHF966 10/29/2009
GUARDIAN INSURANCE & ANNUITY COMPANY INC
07/27/2004 LHF27827 10/06/2005
JACKSON NATIONAL LIFE INSURANCE COMPANY
03/27/2003 LHF45199
JOHN HANCOCK LIFE INSURANCE COMPANY
05/23/2007 LHF264 12/31/2009
JOHN HANCOCK LIFE INSURANCE COMPANY (USA)
02/26/2008 LHF210
LINCOLN NATIONAL LIFE INSURANCE COMPANY-THE
10/10/2007 LHF619
METLIFE INVESTORS USA INSURANCE COMPANY
09/21/2006 LHF934 11/14/2014
METROPOLITAN LIFE INSURANCE COMPANY
04/03/2013 LHF380
NASSAU LIFE INSURANCE COMPANY
06/01/2007 LHF248 04/10/2013
NATIONWIDE LIFE & ANNUITY INSURANCE COMPANY
09/17/2025 LHF62021
NATIONWIDE LIFE INSURANCE COMPANY
09/17/2025 LHF29
NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION
03/30/2018 LHF867
PACIFIC LIFE INSURANCE COMPANY
07/26/2016 LHF237
PRINCIPAL LIFE INSURANCE COMPANY
08/13/2019 LHF406
PROTECTIVE LIFE INSURANCE COMPANY
01/01/2021 LHF888
PRUCO LIFE INSURANCE COMPANY
03/16/2022 LHF768
STANDARD INSURANCE COMPANY
10/09/2016 LHF991
SUNAMERICA ANNUITY AND LIFE ASSURANCE COMPANY
05/27/2010 LHF646 12/31/2012
SYMETRA LIFE INSURANCE COMPANY
10/28/2024 LHF777
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY
02/07/2007 LHF660
TALCOTT RESOLUTION LIFE INSURANCE COMPANY
02/07/2007 LHF822
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY
03/05/2007 LHF298
TRANSAMERICA LIFE INSURANCE COMPANY
10/29/2013 LHF726
TRANSAMERICA PREMIER LIFE INSURANCE COMPANY
10/29/2013 LHF825 10/01/2020
VENERABLE INSURANCE AND ANNUITY COMPANY
03/28/2002 LHF841 04/27/2018
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY
07/11/2017 LHF766

Affiliated Agent

Name Issue Date License Number Expiration Date Cancel Date
KAREN BEAN GIAMUNDO
10/26/2015 PRN257485

Branch Office

None.

Supervised Entity

None.

Responsible Individual

Name License Number
STEPHEN GARRETT SMITH PRN355749

License/Disciplinary Action

None.

GENERAL INFORMATION

NAIC Information

National Producer Number (NPN):
4573230

An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.

Date: 10/07/2025 09:21:40 AM