black and white state seal

DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE

SURPLEX UNDERWRITERS INC

RESIDENT PRODUCER AGENCY

License Number:
AGR32363
Status:
Active
First Licensure:
03/18/1991
Cancel Date:
None
Renewal Date:
12/01/2026

Street Location:
16 WESTBROOK COMMONS
WESTBROOK, ME 04092-3963
Mailing:
PO BOX 105
WESTBROOK, ME 04098-0105
Phone:
+1 (207) 856-0261
Email:
djp@surplexuw.com

History
License Type Start Date End Date
RESIDENT PRODUCER AGENCY 03/18/1991 12/01/2026

Employer
Name Issue Date License Number Expiration Date Cancel Date
ACE AMERICAN INSURANCE COMPANY
 05/18/2006 PCF640 11/15/2010
ACE AMERICAN INSURANCE COMPANY
 11/22/2010 PCF640 12/10/2010
AGCS MARINE INSURANCE COMPANY
 06/09/2015 PCF48335
AMERICAN ALTERNATIVE INSURANCE CORP
 11/11/1999 PCF381 09/15/2003
AMERICAN AUTOMOBILE INSURANCE COMPANY
 03/30/2011 PCF356
AMERICAN GUARANTEE & LIABILITY INSURANCE COMPANY
 01/02/2009 PCF366 08/14/2019
AMERICAN MODERN HOME INSURANCE COMPANY
 05/05/2005 PCF808 10/28/2021
AMERICAN MODERN PROPERTY & CASUALTY INSURANCE COMPANY
 01/24/2018 PCF234561
AMERICAN MODERN SELECT INSURANCE COMPANY
 02/19/2008 PCF123448 10/28/2021
AMERICAN ZURICH INSURANCE COMPANY
 01/02/2009 PCF914 08/14/2019
ARGONAUT INSURANCE COMPANY
 10/15/2018 PCF384
AXIS INSURANCE COMPANY
 07/11/2008 PCF134278 12/09/2009
COLONIAL AMERICAN CASUALTY AND SURETY COMPANY
 03/12/2007 PCF72568
COREGIS INSURANCE COMPANY
 01/15/2002 PCF436 06/09/2006
DIAMOND STATE INSURANCE COMPANY
 08/24/2009 PCF47446 08/17/2017
EMPIRE FIRE AND MARINE INSURANCE COMPANY
 04/07/2009 PCF429 12/01/2010
FIDELITY AND DEPOSIT COMPANY OF MARYLAND
 03/12/2007 PCF868
FIREMANS FUND INSURANCE COMPANY
 06/13/2008 PCF443
GREAT AMERICAN ALLIANCE INSURANCE COMPANY
 07/12/2018 PCF46804
GREAT AMERICAN ASSURANCE COMPANY
 07/12/2018 PCF702
GREAT AMERICAN INSURANCE COMPANY
 07/12/2018 PCF764
GREAT AMERICAN INSURANCE COMPANY OF NEW YORK
 07/12/2018 PCF326
NATIONAL INDEMNITY COMPANY
 05/06/1999 PCF524
NATIONAL LIABILITY & FIRE INSURANCE COMPANY
 02/25/2000 PCF50199
NATIONAL SURETY CORPORATION
 03/30/2011 PCF689
PHILADELPHIA INDEMNITY INSURANCE COMPANY
 12/14/2006 PCF46041 02/01/2007
THE PIE INSURANCE COMPANY
 03/30/2011 PCF368 09/02/2022
SENECA INSURANCE COMPANY INC
 06/10/2022 PCF803
SENTRY SELECT INSURANCE COMPANY
 08/13/2001 PCF34738 09/03/2003
WCF SELECT INSURANCE COMPANY
 03/30/2011 PCF386 02/18/2022
WESTCHESTER FIRE INSURANCE COMPANY
 11/28/2007 PCF335 01/01/2011
WESTCHESTER FIRE INSURANCE COMPANY
 11/18/2010 PCF177973
ZURICH AMERICAN INSURANCE COMPANY
 01/02/2009 PCF61397 08/14/2019
ZURICH AMERICAN INSURANCE COMPANY OF ILLINOIS
 05/07/2009 PCF165251 08/14/2019

Affiliated Agent
Name Issue Date License Number Expiration Date Cancel Date
DENISE N. JOY
 01/15/1993 PRR36104
KATHLEEN A. MOCCIOLA
 11/15/2001 PRR82060
DOUGLAS J. PRATT
 04/01/1994 PRR20871

Branch Office

None.

Supervised Entity

None.

Responsible Individual
Name License Number
DENISE N. JOY PRR36104

License/Disciplinary Action

None.

GENERAL INFORMATION

NAIC Information

National Producer Number (NPN):
2330453

An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.

Date: 05/16/2025 03:28:02 PM