Search → CALEB STEPHENS
DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE
CALEB STEPHENS
PRODUCER NON-RESIDENT
License Number:
PRN493622
Status:
First Licensure:
08/30/2024
Cancel Date:
None
Mailing:
GEORGETOWN, TX 78626
Phone:
+1 (207) 680-0512
Fax:
+1 (207) 781-5686
Email:
caleb@stephenswealth.com
| License Type | Start Date | End Date |
|---|---|---|
| PRODUCER NON-RESIDENT | 08/30/2024 |
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| LPL FINANCIAL LLC |
08/30/2024 | AGN23010 |
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| AMERICAN GENERAL LIFE INSURANCE COMPANY |
08/30/2024 | LHF119 | ||
| BERKSHIRE LIFE INSURANCE COMPANY OF AMERICA |
08/30/2024 | LHF804 | ||
| BRIGHTHOUSE LIFE INSURANCE COMPANY |
08/30/2024 | LHF277 | 01/09/2025 | |
| EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA |
08/30/2024 | LHF916 | ||
| GUARDIAN INSURANCE & ANNUITY COMPANY INC |
08/30/2024 | LHF27827 | ||
| GUARDIAN LIFE INSURANCE COMPANY OF AMERICA |
08/30/2024 | LHF644 | ||
| LINCOLN NATIONAL LIFE INSURANCE COMPANY-THE |
08/30/2024 | LHF619 |
| Description | Issue Date | Termination Date | Status |
|---|---|---|---|
| HEALTH | 08/30/2024 | Active | |
| LIFE | 08/30/2024 | Active | |
| VARIABLE CONTRACTS | 08/30/2024 | Active |
License/Disciplinary Action
None.
PRODUCER RESIDENT
License Number:
PRR192020
Status:
First Licensure:
07/15/2011
Cancel Date:
08/30/2024
Renewal Date:
08/30/2024
Mailing:
GEORGETOWN, TX 78626
Phone:
+1 (207) 680-0512
Fax:
+1 (207) 781-5686
Email:
caleb@stephenswealth.com
| License Type | Start Date | End Date |
|---|---|---|
| PRODUCER RESIDENT | 11/22/2021 | 08/29/2024 |
| *** NOT ACTIVE *** | 10/01/2021 | 11/21/2021 |
| PRODUCER RESIDENT | 12/06/2017 | 09/30/2021 |
| *** NOT ACTIVE *** | 10/01/2017 | 12/05/2017 |
| PRODUCER RESIDENT | 07/15/2011 | 09/30/2017 |
| Start Date | End Date |
|---|---|
| 10/01/2021 | 11/22/2021 |
| 10/01/2017 | 11/30/2017 |
| Name |
|---|
| STEPHENS WEALTH MANAGEMENT |
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| EDWARD D JONES & CO LP |
09/27/2011 | AGN32534 | 05/24/2021 | |
| LPL FINANCIAL LLC |
12/30/2021 | AGN23010 | 08/30/2024 |
| Description | Issue Date | Termination Date | Status |
|---|---|---|---|
| HEALTH | 07/15/2011 | 08/30/2024 | Terminated |
| LIFE | 07/15/2011 | 08/30/2024 | Terminated |
| VARIABLE CONTRACTS | 07/15/2011 | 08/30/2024 | Terminated |
License/Disciplinary Action
None.
GENERAL INFORMATION
NAIC Information
National Producer Number (NPN):
16298972
| Address | Type |
|---|---|
| STEPHENS WEALTH MANAGEMENT 361 US ROUTE 1 STE 3 FALMOUTH, ME 04105-1376 |
Office |
| Phone Number | Type |
|---|---|
| +1 (207) 680-0512 | Office |
| Date | Description | Course Number | Content Areas |
|---|---|---|---|
| 07/30/2023 | DEVELOPING A CLIENT-CENTERED CODE OF ETHICS | 24868 |
3
credits in Ethics
Total:
3
|
| 12/14/2022 | 4-HOUR LONG TERM CARE REVIEW | 20650 |
4
credits in Long Term Care
Total:
4
|
| 09/13/2022 | ANNUITY SUITABILITY AND BEST INTEREST STANDARDS | 27515 |
4
credits in Annuities - Best Interest
Total:
4
|
| 12/02/2021 | GUIDE TO RETIREMENT PLANNING STRATEGIES | 26226 |
21
credits in General Education
Total:
21
|
| 11/08/2021 | LIFE AND HEALTH INSURANCE PRINCIPLES | ME14075 |
10
credits in General Education
Total:
10
|
| 11/02/2021 | LIFE INSURANCE CONCEPTS | ME12370 |
10
credits in General Education
Total:
10
|
| 09/19/2021 | ETHICAL PRACTICE STANDARDS FOR TODAY'S PRODUCER | ME16117 |
4
credits in Ethics
Total:
4
|
| 06/30/2019 | 4-HOUR LONG TERM CARE REVIEW | 20650 |
4
credits in Long Term Care
Total:
4
|
| 06/30/2019 | 4-HOUR ANNUITY TRAINING COURSE | 20922 |
4
credits in Annuities
Total:
4
|
| 06/25/2019 | DEVELOPING A CLIENT-CENTERED CODE OF ETHICS | 24868 |
3
credits in Ethics
Total:
3
|
| 05/24/2018 | THE ADVISOR'S GUIDE TO 401(K) PLANS | 24045 |
13
credits in General Education
Total:
13
|
| 08/15/2017 | DOL FIDUCIARY RULE | 24080 |
2
credits in General Education
Total:
2
|
| 08/08/2017 | ETHICS AND THE TRUST FACTOR | 22704 |
3
credits in Ethics
Total:
3
|
| 05/15/2017 | RETIREMENT PLANS FOR SMALL BUSINESSES | 23102 |
20
credits in General Education
Total:
20
|
| 06/30/2015 | ESTATE PLANNING TECHNIQUES FOR SMALL BUSINESS OWNERS | 22662 |
5
credits in General Education
Total:
5
|
| 06/30/2015 | LIVING TRUSTS AND AVOIDING PROBATE | ME10412 |
6
credits in General Education
Total:
6
|
| 06/30/2015 | IRREVOCABLE LIFE INSURANCE TRUSTS | 20631 |
6
credits in General Education
Total:
6
|
| 06/29/2015 | ETHICS AND THE TRUST FACTOR | 22704 |
3
credits in Ethics
Total:
3
|
| 06/29/2015 | LONG TERM CARE PARTNERSHIP 4-HOUR TRAINING | ME16160 |
4
credits in General Education
Total:
4
|
| 06/30/2013 | SECTION 1035 EXCHANGES | ME15656 |
4
credits in General Education
Total:
4
|
| 06/29/2013 | PERSONAL LIFE INSURANCE PLANNING | ME13935 |
4
credits in General Education
Total:
4
|
| 06/27/2013 | ACCELERATED BENEFITS - THE NEW INSURANCE | ME9944 |
3
credits in General Education
Total:
3
|
| 06/18/2013 | ETHICS FOR PRODUCERS: CASES AND COMMENTS | ME14865 |
3
credits in Ethics
Total:
3
|
| 06/17/2013 | LONG TERM CARE: PROGRAMS, POLICIES AND PARTNERSHIPS | ME15068 |
8
credits in General Education
Total:
8
|
| 06/20/2012 | PLANNING & INVESTING FOR THE INCOME CLIENT | ME16401 |
1
credits in General Education
Total:
1
|
| 06/20/2012 | IRA MISTAKES AND OPPORTUNITIES | ME12593 |
1
credits in General Education
Total:
1
|
An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.
Date: 12/06/2025 07:32:13 PM
