black and white state seal

DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE

TD WEALTH MANAGEMENT SERVICES INC

NON-RESIDENT PRODUCER AGENCY

License Number:
AGN168720
Status:
First Licensure:
08/11/2009
Cancel Date:
None
Renewal Date:
04/01/2027

Street Location:
ONE COMMERCE SQ
2005 MARKET ST STE 200
PHILADELPHIA, PA 19103-7022
Mailing:
TD WEALTH MANAGEMENT SERVICES INC
2059 SPRINGDALE RD
CHERRY HILL, NJ 08003-4011
Phone:
+1 (856) 751-2726
Fax:
+1 (856) 685-5292
Email:
weatlhmanagementcompliance@td.com

History

License Type Start Date End Date
NON-RESIDENT PRODUCER AGENCY 08/11/2009 04/01/2027

Alias, DBA or Trade Name

Name
COMMERCE CAPITAL MARKETS, INC

Employer

Name Issue Date License Number Expiration Date Cancel Date
AMERICAN GENERAL LIFE INSURANCE COMPANY
07/25/2018 LHF119
BRIGHTHOUSE LIFE INSURANCE COMPANY
11/23/2009 LHF277
DELAWARE LIFE INSURANCE COMPANY
11/12/2009 LHF720 02/14/2012
EAGLE LIFE INSURANCE COMPANY
08/07/2018 LHF188352
EQUITABLE FINANCIAL LIFE INSURANCE COMPANY
12/15/2009 LHF407 05/13/2011
FIDELITY & GUARANTY LIFE INSURANCE COMPANY
09/22/2020 LHF168
FORETHOUGHT LIFE INSURANCE COMPANY
01/24/2025 LHF1013
FORTITUDE LIFE INSURANCE & ANNUITY COMPANY
01/15/2010 LHF770
INTEGRITY LIFE INSURANCE COMPANY
03/09/2023 LHF262166
JACKSON NATIONAL LIFE INSURANCE COMPANY
11/11/2009 LHF45199 06/07/2010
JACKSON NATIONAL LIFE INSURANCE COMPANY
02/09/2011 LHF45199 01/04/2016
JOHN HANCOCK LIFE INSURANCE COMPANY (USA)
11/10/2009 LHF210 03/04/2019
LINCOLN LIFE ASSURANCE COMPANY OF BOSTON
05/14/2013 LHF339 10/29/2019
LINCOLN NATIONAL LIFE INSURANCE COMPANY-THE
10/19/2009 LHF619
MASSMUTUAL ASCEND LIFE INSURANCE COMPANY
07/15/2016 LHF878
METLIFE INVESTORS INSURANCE COMPANY
11/23/2009 LHF134734 06/02/2010
METLIFE INVESTORS USA INSURANCE COMPANY
11/23/2009 LHF934 06/02/2010
METROPOLITAN LIFE INSURANCE COMPANY
11/19/2009 LHF380
MINNESOTA LIFE INSURANCE COMPANY
11/05/2018 LHF216
NATIONAL INTEGRITY LIFE INSURANCE COMPANY
03/09/2023 LHF681
NATIONAL WESTERN LIFE INSURANCE COMPANY
06/04/2020 LHF227
NATIONWIDE LIFE & ANNUITY INSURANCE COMPANY
11/18/2009 LHF62021 08/10/2010
NATIONWIDE LIFE INSURANCE COMPANY
11/18/2009 LHF29 08/10/2010
NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION
11/18/2009 LHF867
PACIFIC LIFE INSURANCE COMPANY
11/30/2009 LHF237 06/29/2010
PRINCIPAL LIFE INSURANCE COMPANY
12/17/2009 LHF406
PROTECTIVE LIFE INSURANCE COMPANY
07/13/2010 LHF888
PRUCO LIFE INSURANCE COMPANY
01/06/2010 LHF768 12/20/2013
PRUCO LIFE INSURANCE COMPANY
01/04/2016 LHF768 12/20/2019
STANDARD INSURANCE COMPANY
01/09/2025 LHF991
STATE LIFE INSURANCE COMPANY
10/22/2009 LHF984 11/15/2024
SUN LIFE ASSURANCE COMPANY OF CANADA - US BRANCH
12/08/2009 LHF271 02/14/2012
SYMETRA LIFE INSURANCE COMPANY
10/28/2009 LHF777
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY
11/10/2009 LHF660
TALCOTT RESOLUTION LIFE INSURANCE COMPANY
11/10/2009 LHF822
TRANSAMERICA LIFE INSURANCE COMPANY
11/19/2009 LHF726 09/24/2010
VANTIS LIFE INSURANCE COMPANY
11/03/2009 LHF95267 10/07/2019
WESTERN NATIONAL LIFE INSURANCE COMPANY
11/20/2009 LHF50722 12/31/2012
WESTERN-SOUTHERN LIFE ASSURANCE COMPANY
03/09/2023 LHF308086

Affiliated Agent

Name Issue Date License Number Expiration Date Cancel Date
YAZAN ATRA
11/18/2021 PRN403428
JAMES L. BAGLINI
12/04/2024 PRN269764
DUILIO S. BALTODANO
06/11/2021 PRN275042
AYDIN BEDEL
05/09/2023 PRR450760
ERIC BONNETTE
05/01/2018 PRR308021
SARAH BROOKS SMETS
02/21/2023 PRN322472
ANNA CARROLL
08/29/2024 PRN491766
AARON VINCENT CASE
07/18/2022 PRR172872
MARC R. CHARETTE
11/08/2023 PRN282084
BENJAMIN JOSEPH CHASSE JR.
04/10/2025 PRR464117
CINDY CHUK
08/10/2021 PRN390158
ANDREW PERRY CISZEWSKI
02/19/2020 PRR323000
MARGARET COOK
01/30/2020 PRR201049
JOHN COX
06/20/2022 PRN421088
TYLER CYR
08/25/2023 PRR152627
PAOLA DA LUZ BAYNE
08/17/2023 PRN458955
TYLER DECKER
10/01/2021 PRN397445
JUSTIN DELANEY
03/21/2023 PRN446334
JOEL DIGREGORIO
11/17/2020 PRN368834
SHAYNA DUNNE
07/28/2021 PRN388796
HYLA KATE FAHSHOLTZ
12/31/2016 PRR280700
BARRY FORD
02/07/2024 PRN474919
JAMES FOSTER
10/01/2021 PRN397135
JENNIFER GLYNN
06/11/2021 PRN385365
DAVID GUIDERA
07/03/2018 PRR311825
KALEIGH HAYES
03/30/2021 PRN378234
MONTSERRAT HERNANDEZ MELO
08/09/2023 PRN458733
PENELOPE P. HOGAN
03/11/2010 PRR100049
NICOLE JALBERT
01/11/2023 PRR441174
ALYSON KLUG
11/11/2010 PRN184538
JEFF KRAEBEL
10/17/2024 PRN198093
ALAN R. LABRIE
10/12/2023 PRN292804
DANIEL LOGAN
03/27/2025 PRN510675
DANIEL LORD
10/08/2024 PRN496576
ADAM MACALUSO
03/11/2025 PRN477187
BRIAN MADRID
02/14/2023 PRN336657
LAURA MAZZOLA
02/23/2022 PRN411326
WILLIAM MCCONVILLE
10/30/2023 PRN121127
PATRICK MEEHAN
01/23/2025 PRN505743
KYLE FORREST MEEK
11/08/2023 PRN347169
KAREN S. MILLIARD
12/12/2011 PRN189867
KIMBERLY MILLS
05/07/2014 PRR232285
TODD MILLS
02/07/2023 PRR41163
JOSEPH MIRARCHI
08/16/2024 PRN490927
JUSTIN MURRAY
12/15/2023 PRN471816
MICHAEL J. MURRAY
08/09/2023 PRN402484
DANIEL MYRBECK
02/15/2022 PRR410375
MICHAEL NIRODA
02/23/2022 PRN178582
JOE NORWOOD
10/20/2022 PRR434191
HARRISON O BRIEN
11/14/2022 PRN435764
LOVE OLOWU
10/31/2022 PRN435416
BEATRIZ PALLARES
10/31/2023 PRN467865
NICHOLAS PAOLINI
09/30/2020 PRN350388
YEOUL PARK
09/22/2023 PRR462544
BRETT T. PAYNE
10/17/2024 PRR276182
CAMERON PAYNE
02/14/2023 PRR443478
CHRISTOPHER PERRY
08/05/2021 PRN389613
CHRISTOPHER PERRY
06/17/2022 PRN248446
MATTHEW PRIFTI
10/19/2023 PRN232685
KYLE PUCKETT
02/14/2023 PRN443594
STACY PUTNAM
10/31/2023 PRN467950
JOEL REICHARD
11/24/2021 PRN403656
KAELIN F. RIDEOUT
07/30/2015 PRR185529
GRANT ROBINSON
09/22/2023 PRN464180
RYAN ROBINSON
05/05/2023 PRN450607
THOMAS ROBINSON
10/21/2014 PRR240314
KURT B. SCHAEFER
08/09/2023 PRN321674
MICHAEL STEVEN SCOTT
01/16/2024 PRR343060
KELSEY SEAVEY
03/30/2021 PRR378432
WILLIAM SESSOMS
11/02/2023 PRN468360
LUIS SOTO
02/10/2023 PRN443274
KRASIMIRA STANCHEVA
02/07/2022 PRN409678
BRANDON STEVENS
08/30/2022 PRN427856
BRITTANY STUART
07/15/2022 PRN423296
JOEL SWANEY
02/15/2022 PRN410321
TAMAS SZALAI
01/25/2022 PRN408448
JAMES TAYLOR
07/16/2021 PRN387905
ANDREW TEICHMAN
10/11/2024 PRN222433
CHRISTOPHER ULIANO
01/23/2023 PRN441723
JOHN R. VANDERLEEUW
03/03/2010 PRN175465
PATRICIA A. VERONEAU
08/31/2021 PRN384182
STEVEN WALLACE
10/19/2023 PRN467158
ALYSSA-LEE WATSON
05/25/2017 PRR287288
JOSHUA LEE WINKLER
05/12/2022 PRR344179
MICHAEL YACOUB
03/03/2022 PRN411703
JUSTIN B. ZELEN
10/11/2024 PRN346567
DAVID ZIERATH
10/25/2023 PRN467298

Branch Office

Name Issue Date License Number Expiration Date Cancel Date
TD WEALTH MANAGEMENT SERVICES INC (AUBURN ME)
12/14/2009 BRN173288
TD WEALTH MANAGEMENT SERVICES INC (AUGUSTA ME)
12/14/2009 BRN173290
TD WEALTH MANAGEMENT SERVICES INC (BANGOR ME)
12/14/2009 BRN173293
TD WEALTH MANAGEMENT SERVICES INC (BANGOR ME)
12/14/2009 BRN173291
TD WEALTH MANAGEMENT SERVICES INC (BANGOR ME)
05/15/2012 BRN203078
TD WEALTH MANAGEMENT SERVICES INC (BRIDGTON ME)
12/14/2009 BRN173296
TD WEALTH MANAGEMENT SERVICES INC (BRUNSWICK ME)
12/14/2009 BRN173297
TD WEALTH MANAGEMENT SERVICES INC (CAMDEN ME)
12/15/2009 BRN173326
TD WEALTH MANAGEMENT SERVICES INC (CARIBOU ME)
12/15/2009 BRN173327
TD WEALTH MANAGEMENT SERVICES INC (ELLSWORTH ME)
12/15/2009 BRN173329
TD WEALTH MANAGEMENT SERVICES INC (FAIRFIELD ME)
12/15/2009 BRN173330
TD WEALTH MANAGEMENT SERVICES INC (FALMOUTH ME)
12/15/2009 BRN173331
TD WEALTH MANAGEMENT SERVICES INC (FARMINGTON ME)
12/15/2009 BRN173332
TD WEALTH MANAGEMENT SERVICES INC (FARMINGTON ME)
12/15/2009 BRN173333
TD WEALTH MANAGEMENT SERVICES INC (FORT KENT ME)
12/15/2009 BRN173334
TD WEALTH MANAGEMENT SERVICES INC (GORHAM ME)
12/15/2009 BRN173335
TD WEALTH MANAGEMENT SERVICES INC (GRAY ME)
12/15/2009 BRN173336
TD WEALTH MANAGEMENT SERVICES INC (HOULTON ME)
12/15/2009 BRN173337
TD WEALTH MANAGEMENT SERVICES INC (KENNEBUNK ME)
12/15/2009 BRN173338
TD WEALTH MANAGEMENT SERVICES INC (KITTERY ME)
12/15/2009 BRN173339
TD WEALTH MANAGEMENT SERVICES INC (LEWISTON ME)
12/15/2009 BRN173341
TD WEALTH MANAGEMENT SERVICES INC (LINCOLN ME)
12/15/2009 BRN173342
TD WEALTH MANAGEMENT SERVICES INC (LISBON FALLS)
12/15/2009 BRN173343
TD WEALTH MANAGEMENT SERVICES INC (MECHANIC FALLS ME)
12/15/2009 BRN173344
TD WEALTH MANAGEMENT SERVICES INC (NEWPORT ME)
12/15/2009 BRN173345
TD WEALTH MANAGEMENT SERVICES INC (NORTH WINDHAM ME)
12/15/2009 BRN173346
TD WEALTH MANAGEMENT SERVICES INC (OAKLAND ME)
12/15/2009 BRN173347
TD WEALTH MANAGEMENT SERVICES INC (OXFORD ME)
12/15/2009 BRN173348
TD WEALTH MANAGEMENT SERVICES INC (PITTSFIELD ME)
12/15/2009 BRN173349
TD WEALTH MANAGEMENT SERVICES INC (PORTLAND ME)
12/15/2009 BRN173354
TD WEALTH MANAGEMENT SERVICES INC (PORTLAND ME)
12/15/2009 BRN173355
TD WEALTH MANAGEMENT SERVICES INC (PORTLAND ME)
12/15/2009 BRN173356
TD WEALTH MANAGEMENT SERVICES INC (PORTLAND ME)
12/15/2009 BRN173350
TD WEALTH MANAGEMENT SERVICES INC (PORTLAND)
05/15/2012 BRN203079
TD WEALTH MANAGEMENT SERVICES INC (PRESQUE ISLE ME)
12/15/2009 BRN173357
TD WEALTH MANAGEMENT SERVICES INC (ROCKLAND ME)
12/15/2009 BRN173358
TD WEALTH MANAGEMENT SERVICES INC (SACO ME)
12/15/2009 BRN173359
TD WEALTH MANAGEMENT SERVICES INC (SANFORD ME)
12/16/2009 BRN173379
TD WEALTH MANAGEMENT SERVICES INC (SCARBOROUGH ME)
12/16/2009 BRN173381
TD WEALTH MANAGEMENT SERVICES INC (SOUTH PORTLAND ME)
12/16/2009 BRN173385
TD WEALTH MANAGEMENT SERVICES INC (SOUTH PORTLAND ME)
12/16/2009 BRN173383
TD WEALTH MANAGEMENT SERVICES INC (SOUTH PORTLAND ME)
12/16/2009 BRN173384
TD WEALTH MANAGEMENT SERVICES INC (STANDISH ME)
12/16/2009 BRN173386
TD WEALTH MANAGEMENT SERVICES INC (THOMASTON ME)
12/16/2009 BRN173387
TD WEALTH MANAGEMENT SERVICES INC (WATERVILLE ME)
12/16/2009 BRN173389
TD WEALTH MANAGEMENT SERVICES INC (WESTBROOK ME)
12/16/2009 BRN173390
TD WEALTH MANAGEMENT SERVICES INC (YARMOUTH ME)
12/16/2009 BRN173391
TD WEALTH MANAGEMENT SERVICES INC (YORK ME)
12/16/2009 BRN173392

Supervised Entity

None.

Responsible Individual

Name License Number
JOSEPH MIRARCHI PRN490927

License/Disciplinary Action

None.

GENERAL INFORMATION

NAIC Information

National Producer Number (NPN):
8761773

Other Phone Numbers

Phone Number Type
+1 (646) 344-4786 Office

An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.

Date: 05/14/2025 04:01:54 AM