Search → CETERA WEALTH SERVICES, LLC
DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE
CETERA WEALTH SERVICES, LLC
NON-RESIDENT PRODUCER AGENCY
License Number:
AGN26604
Status:
First Licensure:
12/01/1989
Cancel Date:
None
Renewal Date:
04/01/2027
Street Location:
2301 ROSECRANS AVE STE 5100
EL SEGUNDO, CA 90245-5109
EL SEGUNDO, CA 90245-5109
Mailing:
2301 ROSECRANS AVE STE 5100
EL SEGUNDO, CA 90245-5109
EL SEGUNDO, CA 90245-5109
Phone:
+1 (800) 879-8100
Email:
maxine.simms@cetera.com
| License Type | Start Date | End Date |
|---|---|---|
| NON-RESIDENT PRODUCER AGENCY | 12/01/1989 | 04/01/2027 |
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| JONATHAN R. ABBETT |
09/12/2023 | PRN396287 | ||
| MATTHEW TAYLOR ADAMS |
09/09/2025 | PRN77262 | ||
| DARBY LEE AFFELDT |
09/12/2023 | PRN394236 | ||
| DAVID ALEXANDER |
09/09/2025 | PRN407657 | ||
| JASON ALLEN |
09/09/2025 | PRN412914 | ||
| STACY M. ANDERSON |
09/09/2025 | PRN297315 | ||
| ERIK RONALD ANDREWS |
09/12/2023 | PRN296229 | ||
| KARSTEN AUGUSTIN |
09/12/2023 | PRN378039 | ||
| SCOTT E. AUGUSTINE |
09/12/2023 | PRN228676 | ||
| JAMES W. BAKER JR |
09/12/2023 | PRN388325 | ||
| ROBERT DALE BARBONI |
09/12/2023 | PRN209549 | ||
| THOMAS W. BARKALOW |
09/12/2023 | PRN353783 | ||
| THOMAS M. BAUMGARTNER |
01/17/2001 | PRN69108 | ||
| ROBERT H. BEESE |
09/12/2023 | PRN430693 | ||
| DAVIN JOHN BELL |
09/12/2023 | PRN291429 | ||
| MATTHEW BELLIN |
09/12/2023 | PRN231179 | ||
| JUSTIN DEAN BERRY |
09/12/2023 | PRN424778 | ||
| MORRIS BEVERAGE |
09/09/2025 | PRN447011 | ||
| SALVATORE BONETTI |
07/11/2025 | PRR43367 | ||
| MICHAEL BOUDWAY |
09/12/2023 | PRN428286 | ||
| MATTHEW RICHARD BOUTHILLETTE |
09/12/2023 | PRN381155 | ||
| CHASE E. BRAKKE |
09/12/2023 | PRN228909 | ||
| TODD DAVID BRAMSON |
09/12/2023 | PRN67563 | ||
| ANDREW CHRISTOPHER BRAND |
09/12/2023 | PRN389288 | ||
| RAYMOND F. BREE JR |
09/12/2023 | PRN75278 | ||
| ROBERT B. BROSEKER |
05/05/2025 | PRN455341 | ||
| MATTHEW BROSSEAU |
09/09/2025 | PRN402337 | ||
| LAKISHA BROWN |
09/09/2025 | PRN331035 | ||
| ROGER DALE BRUNK |
09/09/2025 | PRN454625 | ||
| STEVEN ROBERT BRUNK |
02/26/2025 | PRN92929 | ||
| CARMAN BRUNO |
09/12/2023 | PRN208771 | ||
| LAWRENCE BUCCHERI |
09/12/2023 | PRN445694 | ||
| STEPHEN P. BURK |
02/26/2025 | PRN55350 | ||
| ROSARIO MATTHEW CAMERATTA |
09/12/2023 | PRN305801 | ||
| JOE SCOTT CANTRELL |
09/12/2023 | PRN208794 | ||
| THOMAS CAROLAN |
09/12/2023 | PRN67936 | ||
| JOSEPH E. CAROLLO |
09/09/2025 | PRN313787 | ||
| JANET E. CARPENTER |
09/09/2025 | PRN268160 | ||
| ANTHONY F. CARUSO |
09/12/2023 | PRN259188 | ||
| LOURDES DUDAN CHAIVEERA |
02/26/2025 | PRN188586 | ||
| WAYNE A. CHRIST |
02/26/2025 | PRN163643 | ||
| PAUL A. CIAVARELLA |
09/12/2023 | PRN258436 | ||
| JOHN P. CLARK |
02/26/2025 | PRN181292 | ||
| GEOFFREY COHN |
09/12/2023 | PRN296077 | ||
| ARTHUR JASON COLELLO |
09/12/2023 | PRN108082 | ||
| THOMAS JAMES CONNERAN |
02/26/2025 | PRN189467 | ||
| JOHN CULHANE |
09/09/2025 | PRN463078 | ||
| RONALD DEAN DAWSON SR |
09/12/2023 | PRN210044 | ||
| BRYAN ANTHONY DECKER |
09/09/2025 | PRN255411 | ||
| MARC J. DELGAUDIO |
09/12/2023 | PRN170208 | ||
| EDWARD G. DEUTSCHLANDER |
09/12/2023 | PRN128492 | ||
| ROBERT PHILLIP DIBELLA |
09/12/2023 | PRN78654 | ||
| DAVID JAMES DOMINICI |
08/07/2025 | PRN90629 | ||
| MAXWELL JAY DOWDY |
01/08/2026 | PRN537093 | ||
| ROBERT WAYNE DOWNING |
09/09/2025 | PRN176903 | ||
| JOHN W. DURKIN |
09/12/2023 | PRN149164 | ||
| MICHAEL DURSTEIN |
09/12/2023 | PRN452760 | ||
| ROBERT FRIESS EBERT |
09/12/2023 | PRN415333 | ||
| WILLIAM D. ECKERT II |
12/26/2023 | PRN303338 | ||
| SCOTT ELLIS |
09/09/2025 | PRN504336 | ||
| BRETT T. EMMONS |
10/31/2024 | PRN359927 | ||
| TURILL ANTHONY ENGELMAN |
06/11/2025 | PRN376405 | ||
| BULENT EROL |
07/05/2017 | PRN77126 | ||
| HOSS ESMAEILI |
09/09/2025 | PRN173499 | ||
| JOSHUA EVENSON |
09/12/2023 | PRN72212 | ||
| MICHAEL J. FALKOWSKI |
09/09/2025 | PRN517182 | ||
| TANNER FEDELL |
09/12/2023 | PRN356096 | ||
| HARLAN J. FISCHER |
04/26/2024 | PRN95291 | ||
| RYAN FISCHER |
09/09/2025 | PRN247504 | ||
| LYNN DAVID FLETCHER |
09/09/2025 | PRN111236 | ||
| DAVID BENJAMIN FRANK |
08/22/2024 | PRN59098 | ||
| MELISSA A. GALLANT |
03/09/2020 | PRN329508 | ||
| ANDREW GLENN GIFFORD |
09/12/2023 | PRN265740 | ||
| MARSHALL W. GIFFORD |
09/12/2023 | PRN116776 | ||
| EDWARD BRITT GILBERT |
09/12/2023 | PRN269804 | ||
| KEVIN GOERING |
09/09/2025 | PRN385864 | ||
| TROY GOLDBERG |
09/09/2025 | PRN471636 | ||
| RICHARD P. GOSS III |
09/09/2025 | PRN204718 | ||
| JOHN P. GRACYALNY |
09/12/2023 | PRN420025 | ||
| DWAYNE L. GRADY |
12/27/2017 | PRN154153 | ||
| KENNETH B. GRAVES |
09/09/2025 | PRN113354 | ||
| WILLIAM JASON HAGERMAN |
09/12/2023 | PRN74608 | ||
| LEVI HAIGHT |
09/09/2025 | PRN366752 | ||
| VICTORIA HALE |
02/26/2025 | PRN347351 | ||
| WILLIAM D. HANZLIK |
09/12/2023 | PRN70036 | ||
| THOMAS S. HEDRICK |
09/27/2019 | PRN309768 | ||
| EUGENE P. HEITMAN II |
09/09/2025 | PRN220968 | ||
| DAVID C. HELFRICH |
09/12/2023 | PRN75308 | ||
| BRIAN HENRY HENSEN |
09/12/2023 | PRN123496 | ||
| ERIN LYNN HINZMANN |
09/09/2025 | PRN221800 | ||
| NATHANIEL DAVID HOFFMAN |
09/12/2023 | PRN389597 | ||
| KELSEY HYMAN |
09/09/2025 | PRN250762 | ||
| JAMES ERIK JADERBORG |
09/12/2023 | PRN276956 | ||
| BHARATKUMAR H. JANI |
09/09/2025 | PRN100242 | ||
| JEFFREY K. JARNES |
09/12/2023 | PRN350606 | ||
| THOMAS MCRAE JENKINS |
03/07/2024 | PRN478125 | ||
| CHARLES WILLARD JOHNSON |
09/15/2021 | PRN159750 | ||
| CHRISTOPHER JOHNSON |
09/09/2025 | PRN192171 | ||
| DAVID JAMES JOHNSON |
09/12/2023 | PRN228679 | ||
| ERIK JOHN JOHNSON |
09/12/2023 | PRN457051 | ||
| TIMOTHY LEE JOHNSON |
09/12/2023 | PRN323946 | ||
| JAMES O. JUDD |
12/27/2017 | PRN136182 | ||
| SARAH ANNE KAPLAN |
09/09/2025 | PRN481207 | ||
| RICHARD KASPRAK |
09/09/2025 | PRN268964 | ||
| JOHN GREGORY KELLER |
09/12/2023 | PRN324558 | ||
| FRANK H. KELLY |
09/09/2025 | PRN344185 | ||
| KEVIN KELLY |
09/09/2025 | PRN435601 | ||
| AARON KEMPEN |
09/09/2025 | PRN216028 | ||
| FADI W. KHOURY |
09/09/2025 | PRN439797 | ||
| DAVID KING |
09/09/2025 | PRN485790 | ||
| CHRISTOPHER KIRKLAND |
09/09/2025 | PRN435847 | ||
| MICHAEL R. KOBS |
09/09/2025 | PRN318625 | ||
| KRISTIN E. KORNEMANN |
09/12/2023 | PRN412118 | ||
| AMY LEIGH LACAVERA |
09/09/2025 | PRR277937 | ||
| EDWARD M. LADERS |
02/26/2025 | PRN198182 | ||
| RILEY JAMES LANDUYT |
09/12/2023 | PRN459227 | ||
| KYLE ERIC LARSEN |
09/12/2023 | PRN257232 | ||
| DAVID A. LAUBE |
09/12/2023 | PRN43525 | ||
| ROBERT LEWIS LEE |
12/27/2017 | PRN42297 | ||
| DALE LEWIS |
09/09/2025 | PRN432719 | ||
| DAMON G. LICHTENBERGER |
09/12/2023 | PRN364956 | ||
| JASON H. LIPPEATT |
02/26/2025 | PRN347315 | ||
| JOSE EMANUEL GOMES LOPES |
01/03/2025 | PRN349571 | ||
| WILLIAM M. MACDONALD |
09/09/2025 | PRR93148 | ||
| JOEL D. MALICK |
09/12/2023 | PRN214286 | ||
| JEFFREY EDWARD MARSICO |
09/12/2023 | PRN331932 | ||
| JOHN MARTENS |
09/12/2023 | PRN312467 | ||
| CHRISTOPHER JOHN MARTIN |
07/27/2021 | PRN95786 | ||
| SUSAN ENFINGER MARTIN |
09/12/2023 | PRN180995 | ||
| MICHAEL JOSEPH MCCARTHY |
02/15/2024 | PRN295945 | ||
| COLIN MICHAEL MCCOY |
09/12/2023 | PRN125389 | ||
| PHILLIP SHAUN MCDUFFEE |
09/12/2023 | PRN290750 | ||
| COLIN MCGEE |
09/09/2025 | PRN439800 | ||
| ERIN MACKENZIE MCMANN |
09/12/2023 | PRN195410 | ||
| LEO JAMES MCMANUS |
03/30/2020 | PRN226640 | ||
| ARCHIBALD W. MCMICHAEL III |
09/09/2025 | PRN421002 | ||
| GREGORY SCOTT MCMULLEN |
02/26/2025 | PRN78382 | ||
| MITCHELL I. MERBER |
09/12/2023 | PRN108636 | ||
| RYAN C. MICKIEWICZ |
09/12/2023 | PRN359814 | ||
| MARK DANIEL MILLER |
09/12/2023 | PRN300031 | ||
| CRAIG P. MOLLDREM |
09/12/2023 | PRN276654 | ||
| WILLIAM H. MONTAG |
09/12/2023 | PRN117404 | ||
| JAMES DAVID MONTIJO |
09/12/2023 | PRN388385 | ||
| RICHARD JOHN MORAN |
09/12/2023 | PRN406854 | ||
| MICHAEL JOSEPH MUNGENAST |
02/26/2025 | PRN92451 | ||
| SHAUN ROY MURPHY |
02/26/2025 | PRN277567 | ||
| WILLIAM STEPHEN MURRAY |
07/05/2017 | PRN207721 | ||
| MICHELLE L. MUTHIANI |
09/12/2023 | PRN381474 | ||
| KEVAL D. NAGDA |
09/12/2023 | PRN353636 | ||
| JASON R. NEWCOMB |
09/12/2023 | PRN205247 | ||
| BRIAN NEWTON |
09/09/2025 | PRN252329 | ||
| AARON D. NIEDERMAN |
09/12/2023 | PRN285869 | ||
| DAVID S. OBEDIN |
09/12/2023 | PRN218185 | ||
| BRIAN EDWARD ORR |
09/09/2025 | PRN410580 | ||
| THOMAS AARON OSTLER |
09/12/2023 | PRN270810 | ||
| MICHAEL PARTEE |
09/09/2025 | PRN205511 | ||
| NARESH PATEL |
09/09/2025 | PRN454535 | ||
| MICHAEL G. PATTERSON |
02/26/2025 | PRN179390 | ||
| MICHAEL PAULUS |
09/12/2023 | PRN302338 | ||
| NICHOLAS PAURUS |
09/12/2023 | PRN312474 | ||
| EARL PEDERSEN |
09/12/2023 | PRN347803 | ||
| NUNO T. PEREIRA |
08/19/2022 | PRN192813 | ||
| RANDAL C. PETERS |
09/09/2025 | PRR40643 | ||
| WILLIAM R. PICKERING |
02/26/2025 | PRN68223 | ||
| WILLIAM REED PICKERING |
01/08/2026 | PRN536765 | ||
| DEVON ORION PILNEY |
09/12/2023 | PRN263391 | ||
| DAVID C. PITCHER |
09/09/2025 | PRN272205 | ||
| MICHAEL VERNON POWELL II |
09/12/2023 | PRN293247 | ||
| JUSTIN STEVEN PRESCOTT |
09/09/2025 | PRN372353 | ||
| WILLIAM PRETORY |
09/09/2025 | PRN369766 | ||
| FLETCHER R. PREUSS |
09/12/2023 | PRN159029 | ||
| LAWRENCE JOHN RAFF |
10/16/2006 | PRN132311 | ||
| RICHARD LEE RALSTON |
02/26/2025 | PRN430311 | ||
| STEPHEN RAYMOND |
10/04/2022 | PRN207295 | ||
| JOSHUA R. READY |
10/02/2025 | PRN199605 | ||
| JAMES CARLOS REED |
02/26/2025 | PRN109164 | ||
| MATTHEW RICE |
09/09/2025 | PRN443018 | ||
| JEFFREY T. RIDDLE |
09/09/2025 | PRN77326 | ||
| ADAM RIEMAN |
11/20/2023 | PRN301357 | ||
| JAMES FRANK RIES |
09/12/2023 | PRN265829 | ||
| JACOB SCOTT RITTER |
09/12/2023 | PRN350149 | ||
| NEAL ROBINSON |
09/09/2025 | PRN328291 | ||
| GLORIA ROSEN |
09/12/2023 | PRN248240 | ||
| MARK ROSS |
09/09/2025 | PRN308265 | ||
| JASON T. ROY |
09/09/2025 | PRR163488 | ||
| CARY DWIGHT RUBMAN |
09/09/2025 | PRN138076 | ||
| JAY ADAM RUBMAN |
09/09/2025 | PRN430955 | ||
| EDWARD RYAN |
09/09/2025 | PRN475643 | ||
| CARLOS SALMON |
12/06/2023 | PRN220085 | ||
| ALAN M. SALOWE |
09/12/2023 | PRN163838 | ||
| ANTHONY J. SCHAU |
09/12/2023 | PRN231311 | ||
| RICHARD ANTHONY SCHIENDLER |
09/12/2023 | PRN84278 | ||
| BRIAN THOMAS SCHMIDT |
09/09/2025 | PRN182798 | ||
| MARK F. SCRIBNER |
04/20/2023 | PRN205532 | ||
| HARDIK B. SHAH |
09/12/2023 | PRN408393 | ||
| WESLEY R. SHARP |
09/12/2023 | PRN293191 | ||
| RYAN CLYDE SHAW |
09/12/2023 | PRR88033 | ||
| MATTHEW SIMON |
09/12/2023 | PRN444733 | ||
| ERIK LOUIS SIVERSON |
09/12/2023 | PRN228899 | ||
| NEAL AARON SLAFSKY |
12/27/2017 | PRN181498 | ||
| STANLEY ROBERT SMILEY |
09/18/2003 | PRN98535 | ||
| DWAYNE L. SNYDER |
09/09/2025 | PRN411537 | ||
| STUART STEIN |
09/09/2025 | PRN262757 | ||
| RYAN ROBERT STOVASH |
09/09/2025 | PRN476754 | ||
| MATTHEW ETHAN SUAREZ |
09/12/2023 | PRN335355 | ||
| BRIAN SCOTT SURAF |
09/09/2025 | PRN254595 | ||
| TIFFANI LEAH THERRIEN |
09/09/2025 | PRN244394 | ||
| BRYAN THOMAS |
09/09/2025 | PRN447010 | ||
| DWAN ANTHONY THOMAS |
09/09/2025 | PRN208002 | ||
| JOHN TIDWELL |
09/12/2023 | PRN372085 | ||
| MICHAEL S. TIVNAN |
10/04/2021 | PRN116048 | ||
| JENNALYNN MARIE TORGERSON |
10/31/2016 | PRN195486 | ||
| JACK BRAME TURNER |
10/29/2024 | PRN20569 | ||
| WINSTON CASEY VENTURA |
06/29/2023 | PRN324063 | ||
| RICHARD DENE VONDERLAGE |
09/12/2023 | PRN405909 | ||
| CRAIG GERALD WALTERS |
09/12/2023 | PRN40547 | ||
| LESLEY E. WEINER |
09/12/2023 | PRN69150 | ||
| DOUGLAS J. WEISENBERGER |
09/12/2023 | PRN195392 | ||
| MATTHEW L G WELLS |
09/12/2023 | PRN377653 | ||
| MICHAEL R. WHITE |
09/12/2023 | PRN70378 | ||
| DAVID M. WIESENECK |
02/26/2025 | PRN205647 | ||
| MATTHEW GRANT WILSON |
09/12/2023 | PRN391718 | ||
| JASON PETER WINDHAM |
03/14/2023 | PRN419679 | ||
| ALBERT F. WISIALKO |
02/26/2025 | PRN370267 | ||
| ROBERT BRIAN WOLFE |
12/27/2017 | PRN187833 | ||
| TADANOBU YASUOKA |
02/26/2025 | PRN331068 | ||
| JON CHARLES YLINEN |
09/12/2023 | PRN200933 | ||
| ROBERT A. ZAPPITELLI |
09/09/2025 | PRN277319 | ||
| STEVEN ANDREW ZBOROWSKI |
09/12/2023 | PRN445320 | ||
| TODD ZEIDENBERG |
09/12/2023 | PRN90594 | ||
| SCOTT ZURAWSKI |
01/31/2024 | PRN322972 |
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| FINANCIAL NETWORK INVESTMENT CORPORATION (FLORHAM PARK NJ) |
07/22/1999 | BRN63527 | ||
| FINANCIAL NETWORK INVESTMENT CORPORATION (MINNEAPOLIS MN) |
01/24/2001 | BRN75795 | ||
| FINANCIAL NETWORK INVESTMENT CORPORATION (SCOTTSDLE AZ) |
01/26/2000 | BRN67392 | ||
| FINANCIAL NETWORK INVESTMENT CORPORATION (ST PAUL MN) |
01/24/2001 | BRN75796 |
Supervised Entity
None.
| Name | License Number |
|---|---|
| STANLEY ROBERT SMILEY | PRN98535 |
License/Disciplinary Action
None.
GENERAL INFORMATION
NAIC Information
National Producer Number (NPN):
136390
An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.
Date: 01/24/2026 05:36:48 AM
