black and white state seal

DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE

FORTITUDE LIFE INSURANCE & ANNUITY COMPANY

INSURANCE COMPANY

License Number:
LHF770
Status:
First Licensure:
05/01/1977
Cancel Date:
None
Renewal Date:
08/10/2026
NAIC Code:
86630

Street Location:
10 EXCHANGE PL
JERSEY CITY, NJ 07302-3918
Mailing:
10 EXCHANGE PL
JERSEY CITY, NJ 07302-3918
Phone:
+1 (877) 301-1212
Email:
regulatory.request@fortitude-re.com

History

License Type Start Date End Date
INSURANCE COMPANY 03/01/1990 08/10/2026

Employee

Name Issue Date License Number Expiration Date Cancel Date
&PARTNERS, LLC
09/18/2024 AGN481271
JOSEPH MICHAEL ALVAREZ
03/23/2015 PRR113801
DAVID MCFARLAND AMANN
02/09/2022 PRN268425
AMERICAN GENERAL INSURANCE AGENCY INC
06/17/2010 AGN41169
AMERIPRISE FINANCIAL SERVICES LLC
07/28/2009 AGN55156
BARBARA A. APPLEBY
06/06/1998 PRR53552
ARETE INS AGENCY LLC
01/04/2013 AGN211730
ARKADIOS CAPITAL, LLC
12/08/2022 AGN436496
ASH BROKERAGE LLC
05/05/2020 AGN56161
ASSET MARKETING SYSTEMS INSURANCE SERVICES LLC
03/22/2007 AGN111824
DAVID A. ATALLAH
04/06/2026 PRR316232
AVANTAX INSURANCE AGENCY LLC
12/19/2017 AGN64706
AVANTAX INSURANCE SERVICES INC
01/10/2001 AGN53210
THE AYCO SERVICES AGENCY LP
03/13/2019 AGN41213
JOHANN AZZOPARDI
01/18/2018 PRR111291
MARTIN L. BAILEY
01/14/2022 PRN408162
BAIRD INSURANCE SERVICES INC
01/28/2000 AGN35509
BANKERS LIFE SECURITIES GENERAL AGENCY INC
03/28/2017 AGN251792
EDWARD E. BAO JR
04/28/2025 PRN221552
DAVID E. BARNES
06/15/2011 PRN190206
GEORGE R. BARNES
12/10/2024 PRN501915
KEVIN BARRY
11/09/2020 PRN63767
JAMES JOSEPH BARTON
04/21/2025 PRN325080
PHILLIP JOSEPH BATCHELDER
09/29/2020 PRN344939
JANE REBECCA BELL
08/14/2006 PRR97913
JUSTIN BENDER
10/13/2014 PRN224776
BENJAMIN F EDWARDS & CO INC
10/12/2010 AGN167739
EDWARD HEATH BENWAY
01/17/2018 PRN158266
BRIAN MICHAEL BERNATCHEZ
01/09/1998 PRR26360
BERTHEL FISHER & COMPANY INSURANCE INC
10/21/2008 AGN100930
STEVEN MARK BLANCHARD
08/16/2000 PRR9764
STEPHEN PAUL BLANCHETTE
09/15/2012 PRN204964
MICHAEL THOMAS BLOSS
01/27/2022 PRN408690
ANA CAROLINA BOURASSEAU-CALDERON
05/30/2024 PRN485411
JOSHUA ROBERT BREWER
10/29/2020 PRR218966
DONNA L. BROWN
01/18/2018 PRR54305
ABIGAIL BRYANT
08/29/2018 PRR312445
DAVID WILLIAM BURR
03/31/2022 PRN176206
STEVEN L. BUSQUE
09/23/2024 PRN496276
CADARET GRANT & CO INC
05/29/2018 AGN244739
CALTON & ASSOC INC
01/09/2017 AGN207282
WILLIAM F. CAMPBELL
04/19/2019 PRR156121
JEFFREY J. CANNELLA
03/24/2008 PRN135903
CAPE SECURITIES INC
02/03/2010 AGN173965
CAPITAL INVESTMENT GROUP INC
01/20/2011 AGN170737
KEVIN PATRICK CARBIN JR
04/10/1997 PRR26741
NICHOLAS CARON
08/04/2021 PRN389748
CENTAURUS FINANCIAL INC
03/28/2007 AGN39596
CES INSURANCE AGENCY LLC
01/03/1991 AGN23075
CETERA ADVISOR NETWORKS INS SERVICES LLC
09/23/2013 AGN218491
CETERA ADVISORS LLC
04/06/2000 AGN47055
CETERA FINANCIAL SPECIALISTS LLC
04/04/2001 AGN70449
CETERA INVESTMENT SERVICES LLC
09/19/2000 AGN54272
CETERA WEALTH SERVICES, LLC
10/31/2016 AGN26604
DAVID K. CHAFFEE
01/07/2019 PRR125152
CHARLES SCHWAB & CO INC
06/24/2021 AGN39750
CHASE INSURANCE AGENCY INC
05/14/2010 AGN51795
CITIGROUP LIFE AGENCY LLC
06/11/2009 AGN165158
CITIZENS SECURITIES INCORPORATED
10/11/2001 AGN72001
MICHAEL P. CLARK
05/17/2017 PRR96165
MICHAEL ADAM CLEARY
06/16/2023 PRR191098
CHRISTOPHER CLINI
08/04/2020 PRN356668
COMBINED BENEFITS UNITED, INC.
06/12/2020 AGR149829
CONCORDE INS AGENCY INC
07/02/2020 AGN231289
CREATIVEONE SECURITIES, LLC
08/16/2012 AGN183082
CHAD R. CREMIEUX
09/25/2024 PRN494905
JEAN M. CROSSLEY
09/05/2017 PRN291669
CSFG INSURANCE AGENCY INC
11/07/2013 AGN170257
CUNA MUTUAL INSURANCE AGENCY INC
06/26/2000 AGN34128
DANNY DABLE
07/08/2022 PRN423026
MELINDA F. DAVIS
05/07/2025 PRN515028
PETER KEVIN DESCHAMP
05/07/2012 PRR42035
ALEX DICHTER
03/20/2023 PRN427303
JONATHAN MICHAEL DODD
12/18/2017 PRN229314
MARSHALL J. DODGE
01/22/2021 PRN221303
REBECCA A. DRAKE
12/01/2020 PRR232431
PATRICK J. DROUILLARD
08/20/2019 PRN249433
THOMAS WILLIAM DUFF
07/11/2005 PRR39100
MARTIN EDWARD DUGGAN
09/08/2016 PRR24727
R DUNUWILA
06/10/2020 PRN286574
GREGORY EASTMAN
03/23/2022 PRN414264
EDWARD D JONES & CO LP
12/07/1998 AGN32534
EQUITABLE NETWORK LLC
01/13/2012 AGN189279
EQUITY SERVICES INC
10/17/2000 AGN23852
ESTATE INSURANCE SERVICES INC
06/13/2000 AGN62073
EXECUTIVE INSURANCE AGENCY INC
08/05/2002 AGN59547
BONNIE M. FAHERTY
03/25/2013 PRR40587
FIDX GROUP LLC
04/22/2025 AGN476814
FIRST HEARTLAND CAPITAL INC
05/23/2001 AGN67994
FREDERICK H. FISCHER
07/29/1997 PRR11796
KIRK M. FOGG
04/03/2000 PRR67111
EDWARD PATRICK FOLEY IV
01/18/2018 PRR260850
DANIEL M. FONTAINE
06/23/2021 PRN300040
FORTUNE FINANCIAL SERVICES INC
10/20/2017 AGN131721
DREW E. FRIZLEN
09/28/2010 PRN182074
ALBERT J. FUSCA
09/15/2014 PRN45188
DANIEL RONALD GAGNON SR
05/24/2019 PRN34311
GRACIO A. GARCIA
01/22/2021 PRN192850
KENNETH RAY GARDINER
04/24/2026 PRR105031
CHRISTOPHER GARDNER
04/10/2023 PRN412054
TERRY L. GARRARD
10/01/2018 PRN111269
ROBERT J. GAYNIER
08/01/2023 PRN175953
GENEOS WEALTH MANAGEMENT INC
05/14/2008 AGN93118
ALEXANDRE GEORGIEV JR
06/28/2013 PRN203949
JOSEPH LAWRENCE GERARD
09/22/2021 PRN376181
WILLIAM PAUL GLIDDEN
10/04/2018 PRR318467
BRANDON WILLIAM GOODRICH
11/18/2020 PRR368749
GRADIENT SECURITIES LLC
10/12/2009 AGN167808
ALEX GRAMMATIC
04/04/2019 PRN261213
ANDREW C. GRANDE
05/29/2024 PRN386790
GREAT POINT CAPITAL LLC
09/20/2021 AGN386029
KRISTIN M. GUIBORD
10/28/2011 PRR155910
DONALD CLYDE HAGSTROM
07/23/2013 PRR59187
HALO INVESTING INSURANCE SERVICES, LLC
09/22/2021 AGN377392
THOMAS BURGESS HAMLIN
12/02/2013 PRN34156
HANTZ AGENCY LLC
07/14/2020 AGN246267
STACI A. HARDY
02/03/2025 PRN349062
ROBERT J. HARMATYS
03/27/2017 PRR146565
LENA-JO MARIE HARTLEY
03/04/2009 PRR46301
VINCE RICHARD HAWLEY
04/02/2025 PRN511282
MATTHEW I. HECKER
03/20/2023 PRN352675
HIGHLAND CAPITAL BROKERAGE INC
04/03/2020 AGN118406
HIGHTOWER SECURITIES LLC
03/06/2014 AGN161942
TIMOTHY DEANE HISCOCK
09/03/2021 PRR112675
SCOTT A. HOKE
02/26/2024 PRN476515
HORNOR TOWNSEND & KENT LLC
10/31/2001 AGN35004
HUNTINGTON INVESTMENT CO THE
01/08/2021 AGN247763
INDEPENDENT FINANCIAL GROUP INC
08/27/2012 AGN112199
INNOVATION PARTNERS LLC
11/06/2020 AGN261690
INTEGRITY ALLIANCE, LLC
03/22/2007 AGN130492
J W COLE INS SERVICES INC
10/21/2008 AGN120682
JOSEPH MICHAEL JABAR JR
11/03/1997 PRR47865
JACKSON NATIONAL LIFE INSURANCE AGENCY LLC
09/14/2004 AGN104194
JAMES JACKSON IV
01/18/2018 PRR10818
JANNEY MONTGOMERY SCOTT LLC
06/05/2008 AGN88665
JH SIGNATURE INSURANCE AGENCY, INC
03/23/2007 AGN56449
THOMAS ANCEL JOHNS
08/01/2007 PRR36396
CAROL ANN JOHNSON
06/05/2019 PRR332321
JOHNSTONE BROKERAGE SERVICES, LLC
04/29/2024 AGN436503
GRANT C. JOHNSTONE
04/23/2024 PRN436164
DANIEL CHRISTIAN KELLEY
05/25/2018 PRN294757
PETER A. KEMOS
03/29/2024 PRR440183
KESTRA INVESTMENT SERVICES LLC
05/13/2021 AGN78771
KEYCORP INSURANCE AGENCY USA INC
05/23/2008 AGN98784
KFC INSURANCE AGENCY INC
01/24/2003 AGN56932
ARAM A. KHAVARI
05/07/2018 PRR92389
ANDREW J. KIRK
10/06/2022 PRN144451
AARON CALVIN KNAPP
02/07/2023 PRR43698
PAUL S. KOBEL
12/05/2025 PRN308706
RONALD ARLEN KOFSTAD JR
06/12/2019 PRR20766
KOVACK SECURITIES INC
05/25/2010 AGN92960
THOMAS LABRIE
12/12/2018 PRN181012
ALBERT JOSEPH LANGUET III
04/12/2006 PRR48219
LASALLE ST SECURITIES LLC
09/04/2002 AGN81984
THE LEADERS GROUP INC
07/25/2002 AGN49672
JAMES F. LEBLOND
02/07/2020 PRR51384
JOHN L. LEDER
06/24/2021 PRN355030
JAMES SILAS LEE
07/21/2021 PRN387641
WILLIAM ROBERT LENZOTTI
09/23/2024 PRN424312
MATTHEW J. LIBBY
04/07/2022 PRR261111
DAMON G. LICHTENBERGER
10/16/2020 PRN364956
THE LIFE AND ANNUITY SHOP LLC
06/04/2020 AGN166882
LIFEMARK SECURITIES CORP
02/26/1995 AGN41403
LINCOLN INVESTMENT PLANNING LLC
02/02/2001 AGN69935
LION STREET INSURANCE SERVICES LLC
05/08/2014 AGN162588
LPA INSURANCE AGENCY INC
05/04/2001 AGN62230
LPL FINANCIAL LLC
03/12/2003 AGN23010
MICHAEL ROBERT LYETH
09/23/2020 PRN50597
M HOLDINGS SECURITIES INC
07/17/2000 AGN65263
MAINELY INSURANCE SOLUTIONS
10/12/2020 AGR184532
TROY ABBOTT MALBON
08/23/2024 PRR123525
RICHARD JAMES MAROONEY
02/05/2020 PRN348461
KELLY ANN MARTIN
01/18/2018 PRR38101
JAMES M. MCBRIDE
03/17/2020 PRN199249
JAMES FRANCIS MCCARTHY
01/07/2021 PRN371865
CRAIG M. MCDANIEL
04/14/2020 PRN352240
ROBERT JAMES MCKAY II
01/04/2002 PRR26660
ROBERT J. MCNAMARA
09/14/2021 PRN390680
MERRILL LYNCH LIFE AGENCY INC
06/03/1999 AGN47860
RONALD E. MERRILL
06/02/2000 PRR16488
JOHN MILLER
10/29/2020 PRN366945
SACHA MILLSTONE
10/04/2010 PRN56410
SONYA L. MITCHELL
10/16/2023 PRR154824
MML INSURANCE AGENCY LLC
06/19/2019 AGN34945
MONEY CONCEPTS CAPITAL CORP
12/14/1999 AGN44204
MONEY CONCEPTS INTERNATIONAL INC
09/22/2011 AGN138561
MOORS & CABOT INC
10/05/2011 AGN175383
MORGAN STANLEY INSURANCE SERVICES INC
04/10/2007 AGN130525
MEGAN MOTLEY
06/28/2021 PRN386766
DANIEL JAMES MURPHY
06/19/2019 PRN326566
RICHARD E. MURPHY JR
01/14/1994 PRR12098
MUTUAL OF OMAHA MARKETING CORPORATION
09/28/2011 AGN31225
MWA FINANCIAL SERVICES INC
07/06/2007 AGN94734
FREDRICK JAY NADEAU JR
01/18/2018 PRR186503
NATIONWIDE FINANCIAL GENERAL AGENCY INC
03/15/2000 AGN48647
MICHAEL G. NELSON
03/29/2021 PRN377119
NEXT FINANCIAL GROUP INC
07/30/2001 AGN65625
NFP INSURANCE SERVICES INC
06/15/2000 AGN36972
COREY DANIEL NORMAN
07/27/2022 PRN199321
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC
01/09/2002 AGN82119
RAYMOND O BANNION
03/20/2025 PRN510591
JEFFREY F. O'SULLIVAN
07/02/2013 PRR26537
OHIO NATIONAL INSURANCE AGENCY INC
03/18/2019 AGN97505
RANDALL E. ONEAL
07/07/2015 PRN250031
OPPENHEIMER LIFE AGENCY LTD
04/26/2002 AGN26497
OSAIC INSTITUTIONS, INC
08/20/2002 AGN88278
OSAIC WEALTH INC
05/18/1993 AGN31197
ANTHONY PALMA
06/29/2020 PRN355548
PARK AVENUE SECURITIES LLC
08/01/2012 AGN65324
PARKLAND SECURITIES LLC
03/27/2002 AGN83558
DANA S. PELKEY
04/06/2020 PRR68654
KIM L. PELKEY
07/11/2007 PRR56929
PNC INSURANCE SERVICES LLC
05/08/2019 AGN63109
DONALD ALPHONSE POULIN
12/21/1998 PRR11037
PREFERRED PRODUCT NETWORK INC OF MAINE
03/24/2000 AGN19480
PREMIER INS PARTNERS LLC
06/04/2020 AGN232010
PRIVATE CLIENT SERVICES LLC
02/18/2011 AGN183640
PROSPERA LIFE & ANNUITY SERVICES INC
06/18/2021 AGN127016
PROSPERITY ADVANTAGE MARKETING LLC
06/04/2020 AGN175564
PURSHE KAPLAN STERLING INVESTMENTS INC
01/22/2009 AGN110520
JARED P. RANGER
02/07/2023 PRR144979
RAWLINGS INSURANCE SERVICES LLC
06/04/2020 AGN197982
RAYMOND JAMES INS GROUP INC
12/24/2015 AGN233191
RBC CAPITAL MARKETS LLC
04/30/2002 AGN84770
CHRISTOPHER JOHN REANEY
12/23/2015 PRN125762
JOHN WALES REEDER
01/25/2021 PRN47731
REGULUS FINANCIAL GROUP, LLC
04/28/2025 AGN310875
RETIREONE INVESTMENT SERVICES, LLC
09/24/2024 AGN259181
NATALYA V. ROBBINS
01/18/2018 PRR78405
ROCKEFELLER CAPITAL MANAGEMENT INSURANCE SERVICES LLC
07/01/2021 AGN321527
CHRISTOPHER G. ROGERS
05/15/2007 PRR27047
MICHAEL G. ROUGHTON
08/23/2024 PRN492384
AARON PIKE RUGH
04/27/2015 PRR39918
ANDREW RUTNER
10/03/2025 PRN453130
SAGE RUTTY AND CO INC
03/05/2010 AGN106912
SANTANDER SECURITIES LLC
11/23/2015 AGN242444
SBHU LIFE AGENCY INC
12/22/2008 AGN158963
MICHAEL STEVEN SCOTT
03/21/2025 PRR343060
KENNETH SCRIMA
05/06/2019 PRN224156
SECURIAN FINANCIAL SERVICES INC
08/21/2002 AGN43013
TODD A. SEESMAN
02/11/2022 PRN153107
SENTINEL INSURANCE AGENCY, LLC.
04/06/2004 AGN95852
DAVID C. SHEA
03/15/2021 PRN375083
SIGMA FINANCIAL CORP
04/04/2008 AGN112970
JONATHAN ROBERT SINGER
12/30/2009 PRR34390
JAY ELLIOTT SKOLNICK
05/18/2021 PRN382104
WILLIAM F. SLATTERY JR
09/23/2013 PRN83432
MARK D. SOLOPERTO
03/10/2021 PRN235268
SOMERSET SECURITIES INC
12/05/2013 AGN217433
SORRENTO PACIFIC FINANCIAL LLC
03/23/2007 AGN117455
SOUTHWEST ANNUITIES MARKETING LLC
06/04/2020 AGN212932
BRENDAN T. SPILLANE
03/12/2021 PRN307136
DIANNE ELIZABETH STEEN
08/04/2016 PRN110781
JENNIFER L. STEVENS
11/22/2019 PRN219925
STIFEL NICOLAUS & COMPANY INCORPORATED
01/13/2003 AGN82502
STEPHEN B. STROUT
02/21/2018 PRR205576
TBS AGENCY INC
11/02/1999 AGN50856
TD WEALTH MANAGEMENT SERVICES INC
01/15/2010 AGN168720
TIAA CREF INSURANCE AGENCY LLC
07/26/2007 AGN117714
OGDEN W. TIMPSON
02/12/2020 PRR73991
TRUIST INVESTMENT SERVICES INC
06/04/2021 AGN113321
TRUSTMONT FINANCIAL GROUP INC
04/28/2009 AGN149786
UBS FINANCIAL SERVICES INSURANCE AGENCY INC
07/10/2007 AGN44426
BRETT ROBERT ULLEN
05/17/2024 PRN419111
UNITED PLANNERS FINANCIAL SERVICES OF AMERICA
10/10/2005 AGN24197
USA FINANCIAL SECURITIES, LLC
03/22/2021 AGN120572
RAYMOND L. VALLEE JR
06/12/2020 PRR16769
BRETT J. VANANTWERP
06/19/2018 PRN310731
VARIABLE CONTRACT AGENCY, LLC
06/30/2021 AGN349720
WINSTON CASEY VENTURA
04/23/2019 PRN324063
MICHAEL VISCONTI
02/11/2021 PRN374942
JONATHAN T. VISCOUNTE
04/15/2022 PRN103961
VOYA FINANCIAL ADVISORS INC
02/16/2000 AGN45587
VOYA INSURANCE SOLUTIONS INC
06/21/2000 AGN48395
STUART WAINSCOTT
02/05/2021 PRN310035
MATTHEW WASHEK
03/09/2020 PRN327317
WEALTHVEST MARKETING INC
04/08/2020 AGN170225
WELLS FARGO ADVISORS INSURANCE AGENCY LLC
05/26/1999 AGN61311
WELLS FARGO WEALTH BROKERAGE INS AGENCY LLC
07/15/2002 AGN84772
WENTWORTH FINANCIAL PARTNERS, LLC
10/24/2013 AGN217925
JOEL M. WEST
09/19/2025 PRR166031
WESTMINSTER FINANCIAL AGENCIES INC
03/18/2019 AGN97776
RYAN WILLETTE
08/25/2020 PRR197018
KAREN TRUE WINSLOW
12/11/1995 PRR32175
COREY BRIAN WOODHEAD
12/11/2001 PRR58174
WORLD FINANCIAL GROUP INSURANCE AGENCY LLC
04/15/2002 AGN38174
WORLD INVESTMENTS, LLC.
01/31/2012 AGN83976
STEPHEN ALBERT ZAHKA
04/27/2022 PRN95028

Authority

Description Issue Date Termination Date Status
LIFE 03/01/1996 Active
VARIABLE LIFE 05/18/1998 Active
VARIABLE ANNUITY 03/01/1996 Active
VARIABLE ANNUITY 01/01/1901 03/01/1996 Terminated
HEALTH 01/01/1901 06/11/1990 Terminated
LIFE AND HEALTH 01/01/1901 06/11/1990 Terminated
LIFE 01/01/1901 03/01/1996 Terminated

Contacts

Type Contact
PRODUCER LICENSING CONTACT LICENSING APPOINTMENTS AND REGISTRATION SERVICES
LICENSING APPOINTMENTS AND REGISTRATION SERVICES
213 WASHINGTON ST FL 17
NEWARK, NJ 07102-2917
Phone: +1 (973) 802-5300
Email: lourine.adams@prudential.com
SERVICE OF PROCESS CT CORPORATION SYSTEM
3 CHASE AVE
AUGUSTA, ME 04330-4525
Phone: +1 (855) 316-8944
Email: info@ctadvantage.com

License/Disciplinary Action

None.

GENERAL INFORMATION

NAIC Information

National Producer Number (NPN)

Other Phone Numbers

Phone Number Type
+1 (651) 981-8801 Office

An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.

Date: 06/07/2026 05:06:50 AM