Search → CETERA INVESTMENT SERVICES LLC (AUGUSTA ME)
DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE
CETERA INVESTMENT SERVICES LLC (AUGUSTA ME)
BRANCH AGENCY NON-RESIDENT
Registration Number:
BRN196927
Status:
First Licensure:
11/07/2011
Cancel Date:
None
Street Location:
C/O THE BANK OF MAINE
96 STATE ST
AUGUSTA, ME 04330-5610
96 STATE ST
AUGUSTA, ME 04330-5610
Mailing:
C/O THE BANK OF MAINE
96 STATE ST
AUGUSTA, ME 04330-5610
96 STATE ST
AUGUSTA, ME 04330-5610
Phone:
+1 (207) 626-3555
Fax:
+1 (207) 582-8029
Email:
licensing@ceterafi.com
| License Type | Start Date | End Date |
|---|---|---|
| BRANCH AGENCY NON-RESIDENT | 11/07/2011 |
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| CETERA INVESTMENT SERVICES LLC |
11/07/2011 | AGN54272 |
License/Disciplinary Action
None.
GENERAL INFORMATION
NAIC Information
National Producer Number (NPN)
An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.
Date: 11/23/2025 09:45:21 AM
