Search → NICHOLE D. RAFTOPOULOS
DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE
NICHOLE D. RAFTOPOULOS
PRODUCER NON-RESIDENT
License Number:
PRN149947
Status:
First Licensure:
02/05/2008
Cancel Date:
None
Mailing:
PORTSMOUTH, NH 03801
Phone:
+1 (603) 766-0471
Fax:
+1 (603) 610-4242
Email:
nichole@nvestfinancial.com
| License Type | Start Date | End Date |
|---|---|---|
| PRODUCER NON-RESIDENT | 09/28/2020 | |
| *** NOT ACTIVE *** | 05/06/2008 | 09/27/2020 |
| PRODUCER NON-RESIDENT | 02/05/2008 | 05/05/2008 |
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| CES INSURANCE AGENCY LLC |
09/28/2020 | AGN23075 |
| Description | Issue Date | Termination Date | Status |
|---|---|---|---|
| HEALTH | 09/28/2020 | Active | |
| LIFE | 09/28/2020 | Active | |
| VARIABLE CONTRACTS | 09/28/2020 | Active | |
| LIFE AND HEALTH | 02/05/2008 | 06/21/2010 | Terminated |
| VARIABLE CONTRACTS | 02/05/2008 | 06/21/2010 | Terminated |
License/Disciplinary Action
None.
PRODUCER RESIDENT
License Number:
PRR47284
Status:
First Licensure:
10/18/1996
Cancel Date:
09/28/2020
Renewal Date:
09/28/2020
Mailing:
PORTSMOUTH, NH 03801
Phone:
+1 (603) 766-0471
Fax:
+1 (603) 610-4242
Email:
nichole@nvestfinancial.com
| License Type | Start Date | End Date |
|---|---|---|
| PRODUCER RESIDENT | 06/21/2010 | 09/27/2020 |
| *** NOT ACTIVE *** | 02/05/2008 | 06/20/2010 |
| PRODUCER RESIDENT | 10/18/1996 | 02/04/2008 |
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| CES INSURANCE AGENCY LLC |
06/21/2010 | AGN23075 | 09/28/2020 | |
| EDWARD D JONES & CO LP |
03/21/2003 | AGN32534 | 06/07/2003 | |
| MERRILL LYNCH LIFE AGENCY INC |
06/01/1998 | AGN47860 | 03/16/1999 | |
| MERRILL LYNCH LIFE AGENCY OF MAINE INC |
10/18/1996 | AGR18020 | 11/26/1996 |
| Description | Issue Date | Termination Date | Status |
|---|---|---|---|
| HEALTH | 06/21/2010 | 09/28/2020 | Terminated |
| LIFE AND HEALTH | 10/18/1996 | 02/05/2008 | Terminated |
| LIFE | 06/21/2010 | 09/28/2020 | Terminated |
| VARIABLE CONTRACTS | 06/21/2010 | 09/28/2020 | Terminated |
| VARIABLE CONTRACTS | 10/18/1996 | 02/05/2008 | Terminated |
License/Disciplinary Action
None.
GENERAL INFORMATION
NAIC Information
National Producer Number (NPN):
3680545
| Address | Type |
|---|---|
| PORTSMOUTH, NH 03801 |
Office |
| Date | Description | Course Number | Content Areas |
|---|---|---|---|
| 06/15/2022 | THE NAIC'S BEST INTEREST STANDARD FOR ANNUITY TRANSACTIONS | 26422 |
1
credits in Annuities - Best Interest
Total:
1
|
| 10/20/2019 | 4-HOUR LONG TERM CARE REVIEW | 20650 |
4
credits in Long Term Care
Total:
4
|
| 10/04/2019 | MARKET INTELLIGENCE | 23200 |
1
credits in General Education
Total:
1
|
| 02/23/2019 | LIFE INSURANCE CONCEPTS | ME12370 |
10
credits in General Education
Total:
10
|
| 02/20/2019 | LIFE AND HEALTH INSURANCE PRINCIPLES | ME14075 |
10
credits in General Education
Total:
10
|
| 02/15/2019 | SENIOR MARKET SALES ETHICS | ME11406 |
4
credits in Ethics
Total:
4
|
| 12/12/2017 | 4-HOUR LONG TERM CARE REVIEW | 20650 |
4
credits in Long Term Care
Total:
4
|
| 03/20/2017 | CFP BOARD PRACTICE STANDARDS AND ETHICS | 23833 |
2
credits in Ethics
Total:
2
|
| 12/31/2016 | ETHICAL PRACTICE STANDARDS FOR TODAY'S PRODUCER | ME16117 |
4
credits in Ethics
Total:
4
|
| 11/27/2016 | SUITABILITY AND SALES PRACTICES - 3RD EDITION | ME11788 |
15
credits in General Education
Total:
15
|
| 01/02/2016 | 4-HOUR LONG TERM CARE REVIEW | 20650 |
4
credits in Long Term Care
Total:
4
|
| 11/13/2015 | SOCIAL SECURITY STRATEGIES FOR UNIQUE CLIENT SITUATIONS | 23104 |
1
credits in General Education
Total:
1
|
| 01/11/2015 | CFP BOARD ETHICAL CONDUCT AND STANDARDS | 22616 |
2
credits in Ethics
Total:
2
|
| 01/11/2015 | ADVANCED CONCEPTS IN ANTI-MONEY LAUNDERING COMPLIANCE | ME14140 |
1
credits in Ethics
2
credits in General Education
Total:
3
|
| 10/07/2014 | SOCIAL SECURITY: THE CHOICE OF A LIFETIME | 22369 |
1
credits in General Education
Total:
1
|
| 10/23/2013 | LONG TERM CARE PARTNERSHIP 4-HOUR TRAINING | ME16160 |
4
credits in General Education
Total:
4
|
| 07/24/2013 | UNVEILING THE RETIREMENT MYTH | ME16592 |
19
credits in General Education
Total:
19
|
| 07/24/2013 | MANAGING RETIREMENT INCOME | ME17284 |
1
credits in General Education
Total:
1
|
| 03/10/2013 | CFP BOARD CODE OF ETHICS AND RULES OF CONDUCTS | 20521 |
2
credits in Ethics
Total:
2
|
| 01/12/2012 | 4-HOUR LONG TERM CARE REVIEW | 20650 |
4
credits in General Education
Total:
4
|
| 08/08/2011 | SENIOR NEEDS PLANNING | ME15999 |
2
credits in Ethics
16
credits in General Education
Total:
18
|
| 08/08/2011 | MAXIMIZING INTEGRITY IN DECISIONS WITH SENIORS | ME13100 |
6
credits in Ethics
Total:
6
|
| 01/25/2011 | HEALTH SAVINGS ACCOUNTS | ME15575 |
3
credits in General Education
Total:
3
|
| 07/26/2010 | CFP CODE OF ETHICS AND RULES OF CONDUCT | ME15464 |
2
credits in Ethics
Total:
2
|
| 01/01/2008 | CARRYOVER COURSE WITH ETHICS | CEU3 |
3
credits in Ethics
9
credits in General Education
Total:
12
|
| 12/07/2007 | SELLING & EXCHANGING ANNUITIES: A LOOK AT SUITABILITY ISSUES | ME13542 |
4
credits in General Education
Total:
4
|
| 12/07/2007 | ETHICAL STANDARDS IN THE INSURANCE INDUSTRY | ME14097 |
8
credits in Ethics
Total:
8
|
| 10/18/2007 | MEDICARE, MEDICAID & MEDIGAP | ME8231 |
6
credits in General Education
Total:
6
|
| 10/18/2007 | EFFECTIVE & ETHICAL COMMUNICATION WITH SENIORS | ME14175 |
6
credits in Ethics
Total:
6
|
| 03/23/2007 | TRANSITION WAIVER | CEU1 |
3
credits in Ethics
9
credits in General Education
Total:
12
|
| 09/11/2006 | CONSUMER PROTECTION | ME12336 |
8
credits in General Education
Total:
8
|
| 09/06/2006 | FINANCIAL PLANNING WITH INSURANCE | ME13062 |
12
credits in General Education
Total:
12
|
| 08/23/2006 | CONTEMPORARY APPROACH TO LONG TERM CARE | ME12073 |
10
credits in General Education
Total:
10
|
| 06/06/2006 | RETIREMENT STRATEGIES ACROSS GENERATIONS | ME12926 |
1
credits in General Education
Total:
1
|
| 06/05/2006 | WHEN I'M 65 | ME12797 |
1
credits in General Education
Total:
1
|
An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.
Date: 05/13/2025 07:43:20 PM
