black and white state seal

DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE

RICHARD WAYNE PRESTON

One or more of the licenses listed below were subject to license/disciplinary action. Details regarding each action can be found below under the affected license.

PRODUCER RESIDENT

License Number:
PRR37325
Status:
First Licensure:
06/05/1993
Cancel Date:
None
Renewal Date:
07/31/2026

Continuing Education:
Required by 07/31/2026
Hours Required:
Ethics:
3
Total Required:
24
Hours Acquired:
Ethics:
0
Total Acquired:
2

Mailing:
HOPE, ME 04847
Phone:
+1 (207) 975-2664
Email:
dprestonal77@yahoo.com

History

License Type Start Date End Date
PRODUCER RESIDENT 06/05/1993 07/31/2026

Agency

Name Issue Date License Number Expiration Date Cancel Date
FINANCIAL BENEFIT SERVICES
07/29/1993 AGR12393 04/01/1994
FINANCIAL BENEFIT SERVICES
02/02/1994 AGR12393 04/01/1994
FINANCIAL BENEFIT SERVICES
08/29/1994 AGR12393 07/01/1998
FINANCIAL BENEFIT SERVICES
08/29/1994 AGR12393 07/01/1998
NEW ENGLAND COLLEGE PLANNERS INC
01/26/1994 AGR38577 08/16/1994
NEW ENGLAND COLLEGE PLANNERS INC
02/02/1994 AGR38577 08/16/1994
NORTHEAST BANK
05/18/2005 AGR50486 08/17/2011
NORTHEAST BANK INSURANCE GROUP INC
09/04/1998 AGR50890 05/18/2005

Employer

Name Issue Date License Number Expiration Date Cancel Date
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA
03/18/2004 LHF846 11/07/2012
AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY
11/28/2011 LHF62908 12/22/2016
AMERICAN FAMILY LIFE ASSURANCE COMPANY OF COLUMBUS
04/15/2004 LHF645 10/31/2013
AMERICAN NATIONAL INSURANCE COMPANY
08/14/2009 LHF11 03/05/2015
AMERICAN NETWORK INSURANCE COMPANY
08/14/2005 LHF75 02/09/2006
ATHENE ANNUITY & LIFE ASSURANCE COMPANY
05/02/2012 LHF690 08/13/2015
BANNER LIFE INSURANCE COMPANY
06/28/2006 LHF50047 08/12/2009
BERKSHIRE LIFE INSURANCE COMPANY OF AMERICA
05/01/2001 LHF804 10/13/2020
BRIGHTHOUSE LIFE INSURANCE COMPANY
06/25/1998 LHF277 02/12/2010
C M LIFE INSURANCE COMPANY
07/27/2004 LHF906 11/05/2012
CANADA LIFE INSURANCE COMPANY OF AMERICA
12/06/2004 LHF48333 11/04/2005
DELAWARE LIFE INSURANCE COMPANY
06/02/2021 LHF720 10/16/2023
EQUITRUST LIFE INSURANCE COMPANY
09/29/2012 LHF99289 10/08/2015
EVERLAKE LIFE INSURANCE COMPANY
07/16/1999 LHF112 08/12/2009
FIDELITY & GUARANTY LIFE INSURANCE COMPANY
12/28/2011 LHF168 11/13/2015
FIRST COLONY LIFE INSURANCE COMPANY
01/16/1996 LHF175 01/01/2007
FORTITUDE LIFE INSURANCE & ANNUITY COMPANY
05/10/2007 LHF770 04/09/2012
GENWORTH LIFE & ANNUITY INSURANCE COMPANY
01/01/2007 LHF966 05/27/2009
GENWORTH LIFE & ANNUITY INSURANCE COMPANY
08/07/2009 LHF966 04/21/2014
GENWORTH LIFE INS CO
11/17/2003 LHF46264 02/11/2008
GENWORTH LIFE INS CO
09/24/2008 LHF46264 04/21/2014
GUARDIAN INSURANCE & ANNUITY COMPANY INC
07/20/1998 LHF27827
GUARDIAN LIFE INSURANCE COMPANY OF AMERICA
05/01/2001 LHF644 09/30/2021
ILLINOIS MUTUAL LIFE INSURANCE COMPANY
08/04/2010 LHF80890 05/10/2012
JACKSON NATIONAL LIFE INSURANCE COMPANY
07/28/2000 LHF45199 02/08/2012
JACKSON NATIONAL LIFE INSURANCE COMPANY
10/03/2014 LHF45199 01/03/2023
JOHN HANCOCK LIFE INSURANCE COMPANY
07/14/2000 LHF264 01/08/2010
JOHN HANCOCK VARIABLE LIFE INSURANCE COMPANY
10/01/2003 LHF858 05/14/2008
LINCOLN BENEFIT LIFE COMPANY
09/16/1998 LHF973 05/21/2003
LINCOLN HERITAGE LIFE INSURANCE COMPANY
07/27/2012 LHF626 05/16/2014
LINCOLN NATIONAL LIFE INSURANCE COMPANY-THE
06/07/2010 LHF619 09/17/2019
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
07/27/2004 LHF17 11/05/2012
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
03/23/2017 LHF17 04/11/2019
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
04/28/2020 LHF17 06/06/2022
METLIFE INVESTORS USA INSURANCE COMPANY
11/08/2005 LHF934 11/18/2009
METROPOLITAN LIFE INSURANCE COMPANY
01/28/2013 LHF380 04/27/2018
NATIONWIDE LIFE INSURANCE COMPANY
05/12/1995 LHF29 09/10/2007
NATIONWIDE LIFE INSURANCE COMPANY
12/26/2007 LHF29 10/20/2011
NATIONWIDE LIFE INSURANCE COMPANY OF AMERICA
07/01/1998 LHF251 02/24/2003
NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION
04/06/2000 LHF867 12/24/2013
NORTH AMERICAN COMPANY FOR LIFE AND HEALTH INSURANCE
07/11/2001 LHF231 03/22/2007
NORTH AMERICAN COMPANY FOR LIFE AND HEALTH INSURANCE
02/13/2009 LHF231 01/24/2012
NORTH AMERICAN COMPANY FOR LIFE AND HEALTH INSURANCE
02/09/2012 LHF231
OCEANVIEW LIFE AND ANNUITY COMPANY
05/26/2021 LHF358208
OXFORD LIFE INSURANCE COMPANY
04/17/2024 LHF53253
PACIFIC LIFE INSURANCE COMPANY
07/17/1998 LHF237 08/23/2012
PENN INSURANCE AND ANNUITY COMPANY
01/14/2004 LHF65787 12/19/2011
PENN INSURANCE AND ANNUITY COMPANY
01/25/2015 LHF65787
PENN MUTUAL LIFE INSURANCE COMPANY
08/25/2004 LHF242 12/19/2011
PENN MUTUAL LIFE INSURANCE COMPANY
01/25/2015 LHF242
PROTECTIVE LIFE INSURANCE COMPANY
10/10/2012 LHF888 11/16/2015
PROVIDENT LIFE & ACCIDENT INSURANCE COMPANY
01/08/2004 LHF250 03/29/2007
PRUCO LIFE INSURANCE COMPANY
09/26/2008 LHF768 12/20/2013
RELIANCE STANDARD LIFE INSURANCE COMPANY
07/11/2013 LHF254
THE SAVINGS BANK MUTUAL LIFE INSURANCE COMPANY OF MASSACHUSETTS
05/03/2017 LHF50668 05/11/2023
STANDARD INSURANCE COMPANY
02/13/2008 LHF991 04/14/2008
SUNAMERICA ANNUITY AND LIFE ASSURANCE COMPANY
01/28/2011 LHF646 12/31/2012
SYMETRA LIFE INSURANCE COMPANY
08/25/2009 LHF777 04/17/2015
SYMETRA LIFE INSURANCE COMPANY
08/06/2015 LHF777 04/19/2019
SYMETRA LIFE INSURANCE COMPANY
04/21/2022 LHF777 12/29/2024
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY
07/01/1998 LHF660 12/03/2009
TALCOTT RESOLUTION LIFE INSURANCE COMPANY
07/01/1998 LHF822 12/03/2009
TRANSAMERICA LIFE INSURANCE AND ANNUITY COMPANY
09/30/2002 LHF26 10/01/2005
TRANSAMERICA LIFE INSURANCE COMPANY
09/07/2005 LHF726 09/04/2025
TRANSAMERICA OCCIDENTAL LIFE INSURANCE COMPANY
09/30/2002 LHF23 10/08/2007
UNUM LIFE INSURANCE COMPANY OF AMERICA
01/08/2004 LHD145 03/29/2007
USG ANNUITY AND LIFE COMPANY
01/06/1998 LHF12 01/01/2004
VENERABLE INSURANCE AND ANNUITY COMPANY
08/16/2002 LHF841 08/25/2008

Authority

Description Issue Date Termination Date Status
HEALTH 06/05/1993 Active
LIFE 06/05/1993 Active
VARIABLE CONTRACTS 10/01/1995 Active
VARIABLE LIFE & ANNUITY 02/02/1994 10/01/1995 Terminated

Communications

Type Sent/Received Date Document(s)
CONSENT AGREEMENT 03/05/2014 INS-14-201 Richard Preston.pdf

License/Disciplinary Action

Case Action Taken Date
RIRS-1793 Consent Order 03/05/2014

GENERAL INFORMATION

NAIC Information

National Producer Number (NPN):
2352173

CE Courses

Date Description Course Number Content Areas
08/19/2024 AML PRACTICES FOR THE INSURANCE PRODUCER: RECOGNIZING RED FLAGS 26831
2
credits in General Education
Total:
2

An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.

Date: 11/15/2025 08:16:04 AM