black and white state seal

DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE

OCEANVIEW LIFE AND ANNUITY COMPANY

INSURANCE COMPANY

License Number:
LHF358208
Status:
First Licensure:
08/05/2020
Cancel Date:
None
Renewal Date:
08/10/2025
NAIC Code:
68446

Street Location:
THREE GATEWAY CTR
410 N 44TH ST STE 210
PHOENIX, AZ 85008-7605
Mailing:
1819 WAZEE ST FL 2
DENVER, CO 80202-1782
Phone:
+1 (833) 656-7455
Fax:
+1 (786) 275-9287
Email:
info@oceanviewinsurance.com

History

License Type Start Date End Date
INSURANCE COMPANY 08/05/2020 08/10/2025

Employee

Name Issue Date License Number Expiration Date Cancel Date
ACCURATE ADVISORY GROUP INC
09/23/2020 AGN138073
ADAMS LIFE BROKERAGE, LLP
09/23/2020 AGN311770
ADVISORS EXCEL LLC
09/23/2020 AGN187564
AEGIS FINANCIAL LLC
09/23/2020 AGN112657
ALLEGIS ADVISOR GROUP
09/23/2020 AGN178395
NEIL ALTIERI
05/04/2022 PRN389404
AMERICAN BROKERAGE SERVICES INC
09/23/2020 AGN56366
AMERICAN SENIOR BENEFITS LLC
09/23/2020 AGN82564
ANNUITIES EXCHANGE FINANCIAL PRODUCTS CORP
09/23/2020 AGN58825
THE ANNUITY MAN
02/24/2021 AGN349632
ANNUITY MARKETING SERVICES, LLC
09/23/2020 AGN300212
ANNUITY RESOURCES, LLC
01/12/2021 AGN368582
AP BENEFIT ADVISORS LLC
09/23/2020 AGN247482
JAC MICHAEL ARBOUR
06/24/2021 PRR136964
RYAN D. BARTLETT
01/18/2023 PRR249908
JOSEPH BEAN
03/26/2024 PRR422194
BEARING INSURANCE GROUP, LLC
09/25/2020 AGN97785
ALLAN ARTHUR BECK
03/07/2022 PRR23279
BEDROCK FINANCIAL SERVICES LLC
09/23/2020 AGN235400
CHRISTIAN A. BELIVEAU
09/27/2021 PRN74988
CRAIG A. BENSON
02/02/2021 PRN171450
RICH RAE BEUGLI
02/23/2021 PRN332878
DAVID RODNEY BLACK
09/20/2021 PRR126227
MICHELLE BLACK
08/29/2024 PRR492312
MICHAEL MERLE BLENTLINGER
10/30/2020 PRN100754
DAVID BLEZNAK
02/04/2021 PRN103226
BLUEPRINT INCOME LLC
09/23/2020 AGN247449
KYLE MCKINNEY BOLLMAN
02/24/2021 PRN321515
AMANDA L. BOST
01/13/2022 PRR42979
BRIAN WAYNE BOWEN
05/20/2022 PRN76598
BROKERS CHOICE OF AMERICA INC
09/23/2020 AGN54989
BROKERS INTERNATIONAL LLC
09/23/2020 AGN57682
SCOTT JOSEPH BROOKS
01/12/2021 PRN367244
GREGORY RUSSELL BROWN
07/25/2022 PRN376121
THE BUCKLEY INSURANCE GROUP, LLC
09/25/2020 AGN350506
ANDREW ELLIOT BURNS
12/18/2024 PRR130312
STEVEN L. BUSQUE
09/23/2024 PRN496276
JONATHAN RORY BUSSERT
09/24/2020 PRN306831
C2P ADVISORY GROUP LLC
09/23/2020 AGN187891
WILLIAM BRUCE CAMPBELL
09/25/2020 PRN144069
CAPITAS AGENCY LLC
09/23/2020 AGN127385
JARED A. CARR
09/24/2020 PRN334953
DAVID CARRUTH
02/09/2021 PRN268246
STEPHEN J. CARUSO
02/19/2021 PRN311672
JUSTIN CHAMPLAIN
01/30/2023 PRN435646
SCOTT DAVID CHAPMAN
06/07/2022 PRR73598
CLARKE FINANCIAL GROUP INC
09/23/2020 AGN182815
JACOB D. COAN
04/17/2025 PRR313678
CONCOURSE FINANCIAL GROUP AGENCY INC
09/23/2020 AGN87483
ZACHARY JOHN CONLEY
10/31/2024 PRR279554
CONSOLIDATED FINANCIAL CORPORATION
09/23/2020 AGN62554
CORE INCOME ADVISORS LLC
09/23/2020 AGN263062
DAVID A. COURCHENE
03/08/2022 PRN258843
CRETEAU HACKETT LACHAPELLE & ASSOCIATES LLC
08/10/2022 AGN105138
JOHN R. CRETEAU
08/10/2022 PRN37674
GREGORY JAMES CRUPI
09/01/2022 PRR177822
WILLIAM S. CUMMINGS
01/04/2022 PRR356622
DALY INSURANCE BROKERAGE SERVICES LLC
09/23/2020 AGN54533
JAMES RAYMOND DEARDEN
12/16/2024 PRN101177
PAUL MARK DEBS
03/06/2023 PRN139691
DFPG INS INC
09/23/2020 AGN262108
RICARDO DIAZ
12/30/2021 PRN378998
DEBORAH ANN DIETERICH
02/22/2021 PRN327845
ROBERT MICHAEL DIMASE
05/09/2022 PRN302386
WILLIAM PATRICK DUMONT
09/25/2020 PRR49385
DAVID AUBREY DUNFEE
06/30/2022 PRR42047
ECA MARKETING INC
09/23/2020 AGN56881
FAIRLANE FINANCIAL CORP
09/23/2020 AGN34758
ERIC FARNSWORTH
02/15/2023 PRR213599
PETER JOHN FENDLER
01/03/2024 PRR19663
FINANCIAL INDEPENDENCE GROUP LLC
09/23/2020 AGN52364
FIRST AMERICAN INSURANCE UNDERWRITERS LLC
09/23/2020 AGN77260
FIRST HEARTLAND CAPITAL INC
12/10/2020 AGN67994
FIRST HEARTLAND CORPORATION
09/23/2020 AGN46106
FIRST INCOME ADVISORS LLC
09/23/2020 AGN217933
FREDERICK H. FISCHER
08/03/2021 PRR11796
KIRK M. FOGG
02/16/2021 PRR67111
FORWARD STRATEGIES INSURANCE BROKERAGE
09/23/2020 AGN108583
RONALD R. FREDETTE
01/22/2025 PRN26514
WILLIAM C. GABRIELSEN
05/03/2023 PRR295700
ROLAND P. GAGNE
05/29/2024 PRR31396
GBS INSURANCE AND FINANCIAL SERVICES INC
09/23/2020 AGN92665
TIMOTHY PAUL GOLAND
12/06/2024 PRN209242
JESSE DOUGLAS GOODALL
04/04/2024 PRN480251
GRADIENT INSURANCE BROKERAGE LLC
12/06/2024 AGN130014
VANCE BLAIR GRAY JR
09/26/2022 PRR33127
NEIL BRIAN GREENBERG
09/25/2020 PRN275094
GREGORY RICKS & ASSOCIATES INC
09/23/2020 AGN358329
CHASE PHILIP GUERRETTE
08/29/2023 PRR419308
H E SCHEIL & ASSOC
09/24/2020 AGN249408
RICHARD K. HACKETT
08/15/2022 PRN54518
STEPHEN HADAD
09/25/2020 PRN247708
STAN GARRISON HAITHCOCK
02/03/2022 PRN129024
ZEKE M. HALL
12/04/2024 PRR231140
BRIAN NORMAN HAMEL
11/30/2022 PRR113268
THOMAS BURGESS HAMLIN
09/25/2020 PRN34156
RICHARD R. HELLERICH
09/25/2020 PRN189647
BRITTANY SUE HERNANDEZ
02/23/2021 PRN332921
HIGHLAND CAPITAL BROKERAGE INC
09/24/2020 AGN118406
HIGHTOWER SECURITIES LLC
10/07/2020 AGN161942
DAVID WILLIAM HOOBLER
09/23/2020 PRN329349
HUB INTERNATIONAL NORTHWEST LLC
09/24/2020 AGN144414
EMIL JOSEPH HUCK IV
03/16/2023 PRR428179
LEON EVANS HUFFMAN
09/24/2020 PRN50528
HUMMEL GROUP INC
09/24/2020 AGN268961
ADAM M. HYERS
01/15/2025 PRN504678
IMPACT PARTNERSHIP LLC
09/25/2020 AGN191126
INDIVIDUAL COMMERCIAL BROKERAGE INC
09/24/2020 AGN98933
INNOVATIVE SOLUTIONS INSURANCE SERVICES LLC
09/24/2020 AGN82801
INSOURCE LLC
09/24/2020 AGN214318
INSURANCE AGENCY MARKETING SERVICES INC
09/24/2020 AGN40374
INSURMARK INC
09/24/2020 AGN46162
INTERNATIONAL ASSETS ADVISORY LLC
09/24/2020 AGN267657
MARK S. JACOBSOHN
05/31/2022 PRR79194
CALEB JACOBSON
04/04/2024 PRN479223
JOHN JEFFERSON
08/30/2022 PRN165196
COLBY JENKINS
11/21/2024 PRR359476
KIRSTEN LYNN JENKINS
12/25/2024 PRR127465
BROOKS K. JOHNSON
04/18/2022 PRR205303
BRANDON ALLAN JORDAN
09/23/2020 PRN194335
K1 STRATEGIES, LLC
09/29/2022 AGN342625
THOMAS M. KASPRZAK
04/02/2024 PRR36481
JENNIFER E. KEHR
11/16/2022 PRN297736
JOHN JOSEPH KEIZER
10/28/2021 PRR375106
KEYCORP INSURANCE AGENCY USA INC
03/01/2022 AGN98784
KAMRON LES KIMBALL
12/20/2021 PRR108249
DENNIS MICHAEL KINGHORN
10/13/2021 PRR44395
BRIAN JOHN KOVACK
09/23/2020 PRN92820
DANIEL WILLIAM KUCERA
01/24/2025 PRN332881
JOHN R. LACHAPELLE
12/23/2024 PRN59039
SEAN MICHAEL LANGAN
05/29/2023 PRR160440
TANYA L. LAPOINTE
10/30/2022 PRR102910
ANDREW LASLIE
02/18/2022 PRR260429
RONALD PAUL LESICKI
09/25/2020 PRN105551
LEVEL FOUR FINANCIAL LLC
11/16/2020 AGN204881
LEVEL FOUR INSURANCE AGENCY, LLC
09/24/2020 AGN314660
JESSE E. LEVERETTE JR
12/21/2020 PRN55865
THE LEWER AGENCY INC
09/24/2020 AGN14217
JORDAN ELLIOTT LEWIS
04/28/2022 PRN332852
THE LIFE AND ANNUITY SHOP LLC
09/25/2020 AGN166882
LIFE BROKERAGE SERVICE CORP
09/24/2020 AGN113990
JOHN H. LIGHT
09/24/2020 PRN77607
LINCOLN INVESTMENT PLANNING LLC
10/30/2020 AGN69935
JAMES C. LOWELL
08/05/2022 PRR192127
MAGELLAN FINANCIAL & INSURANCE SERVICES, LLC
09/24/2020 AGN109651
JOHN A. MAGGIACOMO
02/15/2021 PRN130494
JARRED MANTIS
04/01/2025 PRN425051
MICHAEL CHANDLER MARQUIS
03/29/2023 PRR290327
MICHAEL N. MARTONE
11/17/2021 PRN401858
LUCAS C. MCDANIELS
03/09/2023 PRR268996
DANIEL WILLIAM MCDONALD
10/06/2020 PRN357375
ELIZABETH MEADER
05/29/2023 PRN355555
MEGASTAR ADVISORS LLC
09/24/2020 AGN228735
MIDWOOD FINANCIAL SERVICES INC
09/25/2020 AGN261430
MRIDULA MISHRA
03/07/2025 PRN330373
SONYA L. MITCHELL
02/26/2021 PRR154824
MONEY CONCEPTS INTERNATIONAL INC
09/25/2020 AGN138561
KEVIN PAUL MONROE
10/17/2024 PRR35300
THOMAS J. MULFORD
02/17/2021 PRN204576
NATIONAL SERVICE GROUP OF AMERILIFE LLC
09/25/2020 AGN170795
NATIONS FINANCIAL GROUP, INC.
09/25/2020 AGN336825
NBC NATIONAL MARKETING INC
09/25/2020 AGN287836
NEXT FINANCIAL GROUP INC
09/25/2020 AGN65625
DAVID ALEXIS NICHOLAS
02/12/2021 PRN191122
KEVIN D. NICHOLS
01/10/2023 PRN440796
NATHAN S. NICHOLS
02/28/2022 PRR255368
KENNETH ERIC NUSS
09/24/2020 PRN93241
JOSEPH J. OAKES IV
01/26/2021 PRN111271
DONALD E. OATES
09/23/2020 PRN110720
OHLSON GROUP INC
09/25/2020 AGN136516
ONE RESOURCE GROUP LLC
09/25/2020 AGN92719
OSAIC INSTITUTIONS, INC
09/24/2020 AGN88278
MATTHEW ROLAND OUELLETTE
04/07/2021 PRR148004
PACKERLAND BROKERAGE SERVICES INC
09/25/2020 AGN299042
MICHAEL RICHARD PANICO
01/30/2023 PRN190924
TREVOR PATCHING
10/30/2020 PRN167155
PEAK PERFORMANCE BROKERAGE SERVICES INC
09/25/2020 AGN262465
TRENT MICHAEL PEARCE
10/25/2022 PRN433610
SUSAN MARIE PELLETIER
05/12/2021 PRR64729
PINNEY INS CENTER INC
09/25/2020 AGN166839
LYNDA LOUISE PITTS
09/24/2020 PRN38460
PMC ADVANTAGE INSURANCE SERVICES INC
09/25/2020 AGN116523
THOMAS LEADLEY PORTER
06/06/2022 PRR152966
PREMIER INS PARTNERS LLC
09/25/2020 AGN232010
RICHARD WAYNE PRESTON
05/26/2021 PRR37325
PROSPERA LIFE & ANNUITY SERVICES INC
09/25/2020 AGN127016
PROSPERITY ADVANTAGE MARKETING LLC
09/25/2020 AGN175564
RAWLINGS INSURANCE SERVICES LLC
09/25/2020 AGN197982
RONALD WAYNE RAWLINGS
09/25/2020 PRN89405
CHAD M. REYNOLDS
09/23/2020 PRN155633
RINGLER INS AGENCY
09/25/2020 AGN19333
AMANDA L. ROBBINS
10/27/2021 PRR261918
HOLLY M. ROBERT
03/31/2023 PRN20407
DAVID G. ROBICHAUD
12/12/2023 PRN44270
CHRISTOPHER TODD RUSSELL
02/10/2021 PRN292503
STEVEN SABER
09/25/2020 PRN257406
SAFE HARBOR FINANCIAL INC
09/25/2020 AGN31646
KENNETH BRADLEY SAPON
09/24/2020 PRN162859
TRISHA L. SAUER
11/14/2022 PRN435780
JENNIFER M. SAUNDERS
02/10/2021 PRR225323
JESSE ROBERT SCHAEFER
09/24/2020 PRN217837
SENIOR INS MARKETING LLC
09/25/2020 AGN205546
SIGNAL ADVISORS INSURANCE LLC
09/25/2020 AGN329048
LEON SIMONEAU
02/28/2023 PRN220125
SIMPLICITY FINANCIAL DISTRIBUTORS INC
09/25/2020 AGN38551
SIMPLICITY FINANCIAL MARKETING INC
09/25/2020 AGN48782
JOHN C. SMILEY
05/31/2022 PRR122857
MARK D. SOLOPERTO
06/16/2023 PRN235268
SOUTHWEST ANNUITIES MARKETING LLC
09/25/2020 AGN212932
CARL EUGENE STAPLES
04/21/2022 PRR71279
ARIEL STERN
09/23/2020 PRN136584
LESLIE EARLE STEVENS
08/04/2021 PRR39289
BRIAN RICHARD STONE
05/23/2022 PRR19032
THE SUNDERLAND GROUP LTD
10/01/2020 AGN85231
RICHARD C. TARDOSKY
11/14/2022 PRN436062
TARKENTON FINANCIAL LLC
09/25/2020 AGN138821
TBS AGENCY INC
09/25/2020 AGN50856
JACK ROBERT THACKER
09/24/2020 PRN167810
RYAN S. THACKER
02/25/2021 PRN158531
DEREK THOMAS THARP
12/08/2023 PRR354751
DAVID D. TOWNSEND
09/23/2020 PRN195499
THAI-THOMAS TRAN
01/02/2024 PRN314391
MICHAEL ROBERT TRENHOLM
03/10/2023 PRR32305
TUCKER ADVISORY GROUP, INC.
09/25/2020 AGN126137
KAREN R. TURNER
12/22/2024 PRN504154
EDWARD J. TURRISI
04/01/2024 PRR469891
TWFG GENERAL AGENCY LLC
09/25/2020 AGN190048
TWH ANNUITIES & INSURANCE AGENCY INC
09/25/2020 AGN64721
UNITED BENEFITS LLC
09/25/2020 AGN216303
UNITED BROKERAGE SERVICES, INC.
09/25/2020 AGN325670
US ADVISORS INS AGENCY LLC
09/25/2020 AGN232530
USA FINANCIAL INSURANCE SERVICES, LLC
09/25/2020 AGN60513
RAYMOND L. VALLEE JR
05/17/2021 PRR16769
VANBRIDGE INSURANCE SOLUTIONS CORP
09/25/2020 AGN54247
VIRTUE ADVISORS LLC
09/25/2020 AGN192090
SCOTT COLEMAN VLCEK
03/25/2025 PRR482795
MARK J. WASSINK
03/15/2023 PRR445296
WEALTHWISE PARTNERS LLC
09/25/2020 AGN315695
WEBANNUITIES INS AGENCY INC
09/25/2020 AGN172979
DAVID S. WEINBERGER
09/23/2020 PRN338618
DAVID SCOTT WELTON
09/23/2020 PRN96528
WESTERN MARKETING ASSOC LLC
09/25/2020 AGN187899
WESTLAND FINANCIAL SERVICES INC
09/25/2020 AGN61806
MILES WHITLOCK
12/29/2021 PRR214614
MELODY DAWN WILDER
07/27/2023 PRN360853
WOODMEN INSURANCE AGENCY INC
09/25/2020 AGN100662
DARIN LERONE WRIGHT
04/22/2024 PRN481124

Authority

Description Issue Date Termination Date Status
LIFE 08/05/2020 Active

Contacts

Type Contact
PRODUCER LICENSING CONTACT KENT NELSON
KENT NELSON
THREE GATEWAY CENTER
410 N 44TH ST STE 210
PHOENIX, AZ 85008-7605
Phone: +1 (602) 735-2805
Email: kentnelson@oceanviewinsurance.com
SERVICE OF PROCESS CORPORATION SERVICE COMPANY
45 MEMORIAL CIR
AUGUSTA, ME 04330-6400
Phone: +1 (800) 927-9800
Fax: +1 (302) 636-5454
Email: sop@cscglobal.com

License/Disciplinary Action

None.

GENERAL INFORMATION

NAIC Information

National Producer Number (NPN)

An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.

Date: 05/17/2025 02:37:05 AM