Search → EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA
DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE
EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA
One or more of the licenses listed below were subject to license/disciplinary action. Details regarding each action can be found below under the affected license.
INSURANCE COMPANY
License Number:
LHF874
Status:
First Licensure:
03/22/1982
Cancel Date:
None
Renewal Date:
08/10/2025
NAIC Code:
Mailing:
KEN SCHINDLER
8515 E ORCHARD RD # 2T3
GREENWOOD VILLAGE, CO 80111-5002
8515 E ORCHARD RD # 2T3
GREENWOOD VILLAGE, CO 80111-5002
Phone:
+1 (303) 737-1742
Email:
ken.schindler@greatwest.com
| License Type | Start Date | End Date |
|---|---|---|
| INSURANCE COMPANY | 02/28/1990 | 08/10/2025 |
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| JOSEPH ROCCO ACETO |
11/15/2013 | PRN120159 | ||
| LEILANY ACOSTA |
09/22/2020 | PRN312957 | ||
| ALBERT AGUILAR |
09/20/2022 | PRN430236 | ||
| COLIN J. ALLISON |
12/23/2024 | PRN133846 | ||
| AMERIPRISE FINANCIAL SERVICES LLC |
02/02/2009 | AGN55156 | ||
| TRACY J. ANTONY |
01/08/2014 | PRN214903 | ||
| BARBARA A. APPLEBY |
06/14/2010 | PRR53552 | ||
| AVANTAX INSURANCE AGENCY LLC |
07/19/2018 | AGN64706 | ||
| LISA LUANN BACA |
11/19/2024 | PRN200726 | ||
| SAMUEL BRITTON BALDWIN |
08/04/2015 | PRN187407 | ||
| BANKERS LIFE SECURITIES GENERAL AGENCY INC |
02/21/2017 | AGN251792 | ||
| SCOTT W. BARKER |
02/21/2017 | PRR121458 | ||
| MICHAEL BARON |
05/11/2023 | PRN448178 | ||
| JAMES F. BAURICHTER |
10/12/2011 | PRN194955 | ||
| BENJAMIN N. BAYLY |
07/15/2019 | PRN332187 | ||
| JUSTIN TYLER BEAUREGARD |
09/07/2021 | PRN394684 | ||
| KATHLEEN A. BENBROOK-REILLEY |
08/20/2024 | PRR379113 | ||
| JUSTIN BENDER |
01/03/2014 | PRN224776 | ||
| GARY RICHARD BERGERON |
04/16/2012 | PRR175808 | ||
| MARTIN C. BERLOFF |
07/15/2019 | PRN331810 | ||
| BRIAN MICHAEL BERNATCHEZ |
09/18/2015 | PRR26360 | ||
| CHRISTIAN PETER BISHOP |
01/16/2015 | PRR46581 | ||
| GEORGE W. BLAISDELL |
09/27/2011 | PRN89667 | ||
| NICHOLAS GUY BLASI |
09/12/2019 | PRN334515 | ||
| ALAN C. BOLOTIN |
10/16/2012 | PRN62538 | ||
| MARK G. BONO |
06/29/2012 | PRN202676 | ||
| TONY BRADICA |
06/17/2011 | PRN157507 | ||
| JULIE C. BRAUN |
06/15/2022 | PRN218169 | ||
| JENNIFER LYNN BRETON |
01/30/2006 | PRR43987 | ||
| JONAS BRIER |
01/05/2017 | PRN199934 | ||
| JERRY SCOTT BROWN |
05/24/2019 | PRN330083 | ||
| WENDY S. BROWN |
02/06/2023 | PRN434583 | ||
| CAPITAL CLIENT GROUP, INC. |
04/12/2012 | AGN83694 | ||
| STEPHEN JOHN CAREW |
09/19/2007 | PRR43311 | ||
| CES INSURANCE AGENCY LLC |
02/10/2005 | AGN23075 | ||
| CETERA INVESTMENT SERVICES LLC |
06/26/2012 | AGN54272 | ||
| ROBERT SCOTT CHARLAND |
08/06/2024 | PRN353082 | ||
| CHARLES SCHWAB & CO INC |
12/05/1995 | AGN39750 | ||
| CHASE INSURANCE AGENCY INC |
06/25/2003 | AGN51795 | ||
| JOSHUA J. CHASE |
12/20/2012 | PRR116291 | ||
| CITIGROUP LIFE AGENCY LLC |
05/29/2009 | AGN165158 | ||
| DEREK CLARK |
01/19/2012 | PRR195889 | ||
| JAIME CLARK |
02/27/2012 | PRR192435 | ||
| MICHAEL P. CLARK |
01/30/2024 | PRR96165 | ||
| CATHERINE CLEALE |
10/25/2012 | PRR198669 | ||
| ALEXANDRA CLEMENT |
05/22/2024 | PRR432148 | ||
| BRIAN JEFFREY CLEMENT |
01/24/2014 | PRR94077 | ||
| CHRISTOPHER CLIFFORD |
05/16/2012 | PRN202118 | ||
| JOHN CLOUGHERTY |
07/28/2011 | PRN152672 | ||
| JOHN E. CONNOLLY |
05/27/2016 | PRR74940 | ||
| TIMOTHY COOKE |
03/29/2023 | PRN447277 | ||
| PETER STEVEN COOPERSMITH |
05/06/2010 | PRR16517 | ||
| ELIZABETH CRUZ |
09/01/2023 | PRN459444 | ||
| MARIA CSENCSITZ |
02/19/2014 | PRN229044 | ||
| DONALD W. DAVID |
05/24/2019 | PRN330065 | ||
| WILLIAM S. DEACON |
09/16/2016 | PRN109974 | ||
| THOMAS JOHN DEGNAN |
08/06/2024 | PRN73415 | ||
| JASON DEGOLYER |
07/29/2011 | PRN189714 | ||
| CHRISTOPHER G. DENN |
03/16/2012 | PRN198720 | ||
| SIOBHAN C. DESPART |
07/15/2019 | PRN331820 | ||
| ALEX DICHTER |
02/23/2023 | PRN427303 | ||
| CHRISTOPHER D. DUBIE |
06/15/2022 | PRN110704 | ||
| DOUGLAS A. DULAC |
11/22/2023 | PRR18438 | ||
| LORI DUQUETTE |
09/22/2023 | PRN462673 | ||
| RAYMOND A. EMERY |
01/25/2021 | PRN373655 | ||
| WILLIAM ENGELBERGER |
01/09/2015 | PRR178932 | ||
| JONATHAN G. ENGLERT |
01/07/2014 | PRN214961 | ||
| EQUITABLE NETWORK LLC |
01/16/2012 | AGN189279 | ||
| EQUITY SERVICES INC |
08/17/2006 | AGN23852 | ||
| EXECUTIVE INSURANCE AGENCY INC |
02/21/2007 | AGN59547 | ||
| GREGG JASON FAMELY |
08/02/2017 | PRN281197 | ||
| PETER JOHN FENDLER |
01/11/1997 | PRR19663 | ||
| ERIC C. FERGUSON |
02/01/2024 | PRN271262 | ||
| PAULO FERREIRA |
08/28/2023 | PRN450078 | ||
| THOMAS JOSEPH FRANCOMANO |
06/16/2023 | PRN381008 | ||
| ARIC E. FRIEND |
09/18/2024 | PRN160333 | ||
| KENNETH C. FRITZ |
03/03/2008 | PRN143779 | ||
| PATRICK MICHAEL FULLER |
12/05/2014 | PRN85568 | ||
| MICHAEL JOSEPH GARAND |
01/17/2018 | PRN191887 | ||
| CHRISTOPHER GARDNER |
02/08/2023 | PRN412054 | ||
| VINCENZO P. GARGANESE |
06/10/2024 | PRR275877 | ||
| CRAIG MICHAEL GERAGOSIAN |
04/22/2011 | PRN187297 | ||
| ALFRED A. GILBERT JR |
09/27/2010 | PRN158324 | ||
| MELISSA ERIN GLASS |
01/05/2017 | PRN267849 | ||
| TOM A. GOODMAN |
08/17/2022 | PRR69831 | ||
| BRAD GREEN |
06/11/2015 | PRN95723 | ||
| GROVE POINT INVESTMENTS LLC |
01/14/2015 | AGN199668 | ||
| ROBERT APPLEBY HAMILTON |
08/28/2020 | PRR359955 | ||
| TIMOTHY HOFFMAN |
10/03/2013 | PRN123200 | ||
| CARL B. HOLMQUIST |
07/21/2010 | PRR78593 | ||
| CHRISTOPHER HUNTER |
02/27/2015 | PRN243432 | ||
| CHRISTOPHER SCOTT HYLAND |
07/28/2011 | PRR192311 | ||
| DALTON WELLS INGRAHAM |
08/14/2017 | PRR291801 | ||
| CLAIRE LEE JACKSON |
12/17/2018 | PRR122209 | ||
| JOSHUA HOBBS JASIEN |
03/08/2021 | PRN374717 | ||
| DAVID JENKINS |
11/06/2018 | PRN189748 | ||
| TIMOTHY LOW KEE |
02/13/2006 | PRN122907 | ||
| ADA KELLETT |
09/14/2012 | PRN206113 | ||
| GEORGIA P. KELLY |
02/05/2020 | PRN313468 | ||
| KESTRA INVESTMENT SERVICES LLC |
10/05/2015 | AGN78771 | ||
| KEYCORP INSURANCE AGENCY USA INC |
03/22/2011 | AGN98784 | ||
| KFC INSURANCE AGENCY INC |
06/10/2004 | AGN56932 | ||
| MARK DAMEN KIZER |
03/02/2009 | PRN163715 | ||
| NATHANIEL I. KRAKOW |
09/21/2021 | PRN120886 | ||
| KARL E. KRONER |
12/15/2011 | PRN90129 | ||
| CHRISTOPHER KUHN |
02/04/2022 | PRN298452 | ||
| DAVID M. KULCHAR |
11/18/2010 | PRN167611 | ||
| MARC LACHANCE |
06/21/2024 | PRN187259 | ||
| CARLA LANZA |
10/11/2023 | PRN95541 | ||
| JEFFREY LASHWAY |
10/01/2018 | PRN137735 | ||
| SCOTT L. LEMIEUX |
06/17/2013 | PRR52120 | ||
| LINCOLN INVESTMENT PLANNING LLC |
02/25/2019 | AGN69935 | ||
| JEFFREY LIWACZ |
06/18/2011 | PRN177979 | ||
| LPL FINANCIAL LLC |
06/29/2010 | AGN23010 | ||
| FEI LUO |
09/01/2020 | PRN328703 | ||
| MARTIN JOSEPH MADDEN |
04/13/2016 | PRR263541 | ||
| JAMES G. MARINI |
08/25/2020 | PRN348159 | ||
| PAUL MARTIN |
08/28/2023 | PRN450002 | ||
| MATTHEW THOMAS MCCABE |
07/12/2024 | PRN180220 | ||
| BRIAN RICHARD MCHUGH |
10/09/2017 | PRR266475 | ||
| RYAN L. MCLAUGHLIN |
02/08/2013 | PRN178991 | ||
| MERRILL LYNCH LIFE AGENCY INC |
06/22/2011 | AGN47860 | ||
| SCOTT MILLMAN |
06/11/2015 | PRN95722 | ||
| KYLE RICHARD MILOTTE |
07/22/2008 | PRN155577 | ||
| MML INSURANCE AGENCY LLC |
01/06/2011 | AGN34945 | ||
| MONEY CONCEPTS CAPITAL CORP |
06/21/2010 | AGN44204 | ||
| MORGAN STANLEY INSURANCE SERVICES INC |
02/25/2014 | AGN130525 | ||
| MATTHEW MORIN |
03/11/2016 | PRN250038 | ||
| DANIEL A. MORRISON |
01/23/2012 | PRN195333 | ||
| DAVID MORTON |
09/22/2023 | PRN462888 | ||
| RANDY THOMAS NALLS |
03/29/2013 | PRN181942 | ||
| NEXT FINANCIAL GROUP INC |
06/05/2013 | AGN65625 | ||
| NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC |
03/31/2011 | AGN82119 | ||
| LISA MARIE O LOUGHLIN |
07/19/2007 | PRN75536 | ||
| TIMOTHY ARTHUR O'HALLORAN |
07/31/2012 | PRR34405 | ||
| PETER OLSEN |
02/18/2014 | PRN203994 | ||
| JONATHAN J. OLSON |
08/21/2024 | PRN349187 | ||
| JONATHAN ROSS TANTIOCO ONG |
04/05/2023 | PRN409642 | ||
| OSAIC INSTITUTIONS, INC |
04/24/2012 | AGN88278 | ||
| OSAIC SERVICES, INC |
03/07/2018 | AGN118155 | ||
| OSAIC WEALTH INC |
09/20/2023 | AGN31197 | ||
| PARK AVENUE SECURITIES LLC |
08/26/2008 | AGN65324 | ||
| STEVAN D. PATON |
07/15/2019 | PRN332224 | ||
| CHERYL L. PEGELOW |
10/18/2013 | PRN216266 | ||
| PENSIONMARK SECURITIES, LLC |
12/04/2018 | AGN322422 | ||
| JAMES MICHAEL PIERCE |
04/08/2008 | PRR54486 | ||
| PNC INSURANCE SERVICES LLC |
03/22/2013 | AGN63109 | ||
| PREFERRED PRODUCT NETWORK INC OF MAINE |
01/22/2014 | AGN19480 | ||
| NICOLE PREOVOLOS |
08/02/2024 | PRN154994 | ||
| PURSHE KAPLAN STERLING INVESTMENTS INC |
11/15/2011 | AGN110520 | ||
| WILLIE R. RAMIREZ |
11/16/2016 | PRN215072 | ||
| RAYMOND JAMES INS GROUP INC |
02/05/2015 | AGN233191 | ||
| RBC CAPITAL MARKETS LLC |
12/15/2010 | AGN84770 | ||
| KELLY A. REEY |
08/05/2024 | PRN392938 | ||
| CHRIS REILLY |
12/06/2012 | PRN155110 | ||
| JOSHUA G. RENT |
06/11/2024 | PRR167603 | ||
| RETIREONE, INC. |
03/08/2017 | AGN201576 | ||
| MATTHEW ALAN RITTENHOUSE |
06/10/2024 | PRR473116 | ||
| MICHAEL ANDREW ROBICHAUD |
09/17/2019 | PRR59980 | ||
| FRANCOIS RODRIGUEZ |
07/27/2015 | PRN238905 | ||
| RICHARD JOHN ROSU-MYLES |
10/17/2017 | PRR47781 | ||
| STEVEN JOHN RUGO |
03/01/2021 | PRN172156 | ||
| ELIAS SANTOS |
09/06/2023 | PRN460692 | ||
| KARL E. SEITZ |
07/15/2019 | PRN279097 | ||
| THOMAS SHANAHAN |
11/07/2014 | PRN240728 | ||
| KARRIE AVA SHAW |
07/11/2024 | PRR80345 | ||
| CAMERON SHOREY |
03/11/2024 | PRR370532 | ||
| EDWARD SHOWN |
08/07/2024 | PRN361879 | ||
| JOHN LEE SHREWSBURY |
01/14/2020 | PRN343763 | ||
| JOAQUIM SILVA |
09/09/2019 | PRN166840 | ||
| GARY SLAVEN |
03/15/2013 | PRN154721 | ||
| JOCELYN SMITH |
03/17/2023 | PRN154546 | ||
| NATHANIEL ARMSTRONG SMITH |
10/17/2014 | PRN235936 | ||
| BRIAN SNELSON |
08/17/2012 | PRN206176 | ||
| THOMAS BERTRAND SNOW |
06/29/2010 | PRR39995 | ||
| SORRENTO PACIFIC FINANCIAL LLC |
04/24/2012 | AGN117455 | ||
| WILLIAM THOMAS SPENCER III |
08/03/2015 | PRN147041 | ||
| AMY SPILLAN |
04/26/2017 | PRN284224 | ||
| CHRISTOPHER STANSBURY |
08/03/2011 | PRN191073 | ||
| KENNETH STAPLETON |
11/20/2023 | PRN461475 | ||
| JANE STEVENS |
03/11/2024 | PRR208608 | ||
| SCOTT STIMSON |
06/16/2023 | PRN381009 | ||
| NICOLE RENEE TANNER |
01/15/2020 | PRN332902 | ||
| ANTON MALIK TANSIL |
06/18/2024 | PRN52501 | ||
| APRIL YLVISAKER TARDIFF |
03/01/2016 | PRR106824 | ||
| TBS AGENCY INC |
05/31/2016 | AGN50856 | ||
| MARC TEITELBAUM |
06/18/2011 | PRN177221 | ||
| ANDREW P. THOMAS |
10/05/2017 | PRR77754 | ||
| WILLIAM THORNTON |
08/31/2021 | PRN265824 | ||
| BOILAM TRINH |
11/29/2023 | PRN440972 | ||
| U S BANCORP INS SERVICES L L C |
11/11/2011 | AGN196394 | ||
| UBS FINANCIAL SERVICES INSURANCE AGENCY INC |
08/04/2010 | AGN44426 | ||
| UNITED PLANNERS FINANCIAL SERVICES OF AMERICA |
12/27/2023 | AGN24197 | ||
| WILLIAM B. VERRILL |
01/25/2013 | PRN166204 | ||
| VOYA INSURANCE SOLUTIONS INC |
01/24/2014 | AGN48395 | ||
| JOHN WALKER |
10/06/2022 | PRN411007 | ||
| PATRICK JOSEPH WALSTAD |
04/03/2014 | PRN206734 | ||
| WELLS FARGO ADVISORS INSURANCE AGENCY LLC |
06/06/2011 | AGN61311 | ||
| WELLS FARGO CLEARING SERVICES LLC |
09/15/2017 | AGN197012 | ||
| BRADLEY ANDREW WHELAN |
11/02/2020 | PRN243951 | ||
| NICHOLAS WHITCRAFT |
11/12/2015 | PRN218151 | ||
| ROBERT A. WHITE |
10/17/2016 | PRN84546 | ||
| FRANK WILSON |
02/10/2025 | PRN199535 | ||
| BARTOSZ WOJCIECHOWSKI |
03/31/2023 | PRN427313 | ||
| KIRK JASON WOLFORD |
04/04/2022 | PRN50537 | ||
| MONICA E. WORCESTER |
08/01/2014 | PRR126699 | ||
| RICHARD FRANCIS WRIGHT |
02/12/2021 | PRN113387 | ||
| ADRIAN EVAN YOUNG |
07/28/2010 | PRN178321 | ||
| LAUREN MARIE ZALE |
06/26/2014 | PRN230506 | ||
| ALEXANDER RAYMOND ZEHNER |
03/31/2023 | PRN427312 | ||
| TROY VINCENT ZERVESKES |
11/04/2009 | PRN63689 | ||
| JOHN PHILIP ZINN JR |
11/30/2011 | PRR42857 |
| Description | Issue Date | Termination Date | Status |
|---|---|---|---|
| LIFE | 03/01/1996 | Active | |
| HEALTH | 03/01/1996 | Active | |
| VARIABLE ANNUITY | 03/01/1996 | Active | |
| VARIABLE ANNUITY | 01/01/1901 | 03/01/1996 | Terminated |
| HEALTH | 01/01/1901 | 07/01/1995 | Terminated |
| LIFE AND HEALTH | 01/01/1901 | 03/01/1996 | Terminated |
| LIFE | 01/01/1901 | 07/01/1995 | Terminated |
| Type | Contact |
|---|---|
| SERVICE OF PROCESS | CT CORPORATION SYSTEM 128 STATE ST # 3 AUGUSTA, ME 04330-5630 Phone: +1 (855) 316-8944 Email: info@ctadvantage.com |
| PRODUCER LICENSING CONTACT | FINANCIAL SERVICES LICENSING FINANCIAL SERVICES LICENSING 8515 E ORCHARD RD # 9T2 GREENWOOD VILLAGE, CO 80111-5002 Phone: +1 (303) 737-3829 Fax: +1 (303) 737-5434 Email: psonboarding@greatwest.com |
| Case | Action Taken | Date |
|---|---|---|
| RIRS-340 | Consent Order | 01/14/1998 |
GENERAL INFORMATION
NAIC Information
National Producer Number (NPN):
68322
An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.
Date: 05/13/2025 08:59:35 AM
