Search → LPL FINANCIAL CORPORATION (ROCKLAND ME)
DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE
LPL FINANCIAL CORPORATION (ROCKLAND ME)
BRANCH AGENCY NON-RESIDENT
Registration Number:
BRN287762
Status:
First Licensure:
06/03/2017
Cancel Date:
None
Street Location:
300 MAIN ST
ROCKLAND, ME 04841-3308
ROCKLAND, ME 04841-3308
Mailing:
PO BOX 880
ROCKLAND, ME 04841-0880
ROCKLAND, ME 04841-0880
Phone:
+1 (207) 230-2169
Email:
brooks.stevens@lpl.com
| License Type | Start Date | End Date |
|---|---|---|
| BRANCH AGENCY NON-RESIDENT | 06/03/2017 |
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| LPL FINANCIAL LLC |
06/03/2017 | AGN23010 |
License/Disciplinary Action
None.
GENERAL INFORMATION
NAIC Information
National Producer Number (NPN)
| Phone Number | Type |
|---|---|
| +1 (207) 230-2169 | Office |
An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.
Date: 05/14/2025 12:52:41 AM
