Search → ANNE HALLETT SARAZIN

DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE
ANNE HALLETT SARAZIN
PRODUCER RESIDENT
License Number:
PRR52586
Status:
First Licensure:
12/10/1997
Cancel Date:
None
Renewal Date:
09/30/2027
Continuing Education:
Required by 09/30/2027
Hours Required:
Ethics:
3
Total Required:
24
Hours Acquired:
Ethics:
0
Total Acquired:
4
Mailing:
FALMOUTH, ME 04105
Phone:
+1 (207) 791-5522
Fax:
+1 (855) 864-9548
Email:
anne.sarazin@ubs.com
| License Type | Start Date | End Date |
|---|---|---|
| PRODUCER RESIDENT | 12/10/1997 | 09/30/2027 |
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| RBC CAPITAL MARKETS LLC |
12/30/2013 | AGN84770 | 09/03/2020 | |
| SBHU LIFE AGENCY INC |
10/31/2008 | AGN158963 | 11/06/2009 | |
| SBS INS AGENCY OF MAINE INC |
08/22/2007 | AGR6728 | 04/24/2009 | |
| UBS FINANCIAL SERVICES INSURANCE AGENCY INC |
09/07/2020 | AGN44426 |
| Description | Issue Date | Termination Date | Status |
|---|---|---|---|
| HEALTH | 12/10/1997 | Active | |
| LIFE | 12/10/1997 | Active | |
| VARIABLE CONTRACTS | 12/10/1997 | Active |
License/Disciplinary Action
None.
GENERAL INFORMATION
NAIC Information
National Producer Number (NPN):
1507463
| Address | Type |
|---|---|
| UBS FINANCIAL SERVICES 1 CITY CTR FL 7 PORTLAND, ME 04101-4094 |
Office |
| Date | Description | Course Number | Content Areas |
|---|---|---|---|
| 01/21/2026 | LONG TERM CARE PARTNERSHIP 4 HOUR REFRESHER COURSE | 21438 |
4
credits in Long Term Care
Total:
4
|
An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.
Date: 04/15/2026 10:15:20 AM