Search → NATIONAL INTEGRITY LIFE INSURANCE COMPANY
DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE
NATIONAL INTEGRITY LIFE INSURANCE COMPANY
INSURANCE COMPANY
License Number:
LHF681
Status:
First Licensure:
10/18/1971
Cancel Date:
None
Renewal Date:
08/10/2025
NAIC Code:
Mailing:
BENJAMIN S. KUEBBING
400 BROADWAY ST
CINCINNATI, OH 45202-3312
400 BROADWAY ST
CINCINNATI, OH 45202-3312
Phone:
+1 (800) 433-1778
Fax:
+1 (513) 357-4161
Email:
compacctgrp@westernsouthernlife.com
| License Type | Start Date | End Date |
|---|---|---|
| INSURANCE COMPANY | 02/28/1990 | 08/10/2025 |
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| AMY KATHERINE ABENS |
04/03/2023 | PRN442828 | ||
| JOHN ALATZAS |
08/15/2023 | PRN454345 | ||
| RENEE C. ALBRECHT |
03/07/2012 | PRN200360 | ||
| RONDI K. ALBRECHT |
03/30/2018 | PRN306541 | ||
| ALLEGIS ADVISOR GROUP |
08/10/2017 | AGN178395 | ||
| MICHAEL ALLGEYER |
06/26/2024 | PRN487078 | ||
| CAROL MARIE ALVAREZ |
08/22/2013 | PRN213191 | ||
| MARK AMENT |
08/26/2013 | PRN195265 | ||
| AMERICAN BROKERAGE SERVICES INC |
01/19/2012 | AGN56366 | ||
| AMERICAN GENERAL INSURANCE AGENCY INC |
02/20/2004 | AGN41169 | ||
| AMERIPRISE FINANCIAL SERVICES LLC |
09/13/2006 | AGN55156 | ||
| ANNUITY MARKETING SERVICES, LLC |
05/08/2025 | AGN300212 | ||
| TRACY J. ANTONY |
06/10/2021 | PRN214903 | ||
| JENNIFER LYNNE ARPS |
10/03/2013 | PRR100395 | ||
| ASH BROKERAGE LLC |
08/12/2003 | AGN56161 | ||
| TIMOTHY EDWARD ASH |
12/13/2010 | PRN78921 | ||
| AVANTAX INSURANCE AGENCY LLC |
04/06/2023 | AGN64706 | ||
| THE AYCO SERVICES AGENCY LP |
02/06/2015 | AGN41213 | ||
| JENNIFER L. BACARELLA |
11/26/2012 | PRN146937 | ||
| ROBERT BAKER |
06/10/2021 | PRN260589 | ||
| JOHN A. BALDI |
08/04/2023 | PRN429198 | ||
| KENNETH DAVID BARBER |
10/08/2018 | PRN318619 | ||
| JO-ANN MARIE BARRETT |
03/09/2004 | PRN76621 | ||
| MICHAEL RAYMOND BARRY |
10/26/2011 | PRN196297 | ||
| BABAN BEG |
05/22/2023 | PRN451315 | ||
| OMAR BENMANSOUR |
06/22/2021 | PRN263069 | ||
| ERIC BENSON |
12/04/2019 | PRN344812 | ||
| DAVID RUDOLPH BERNAUS |
12/03/2012 | PRN133805 | ||
| CATHERINE A. BEZOLD |
06/20/2014 | PRN231004 | ||
| BILL BONK INS INC |
07/07/2015 | AGN252295 | ||
| ADAM RONALD BITHER |
09/09/2014 | PRR128873 | ||
| CHELSEA ELIZABETH BLOUIN |
03/22/2011 | PRR175270 | ||
| ZACHARY BOCK |
02/26/2025 | PRN508062 | ||
| SHANE BOGER |
10/22/2014 | PRN240823 | ||
| WILLIAM F. BONK JR |
07/07/2015 | PRN240638 | ||
| WILLIAM BOYT |
05/23/2023 | PRN448844 | ||
| PAUL B. BOZSIK |
06/16/2010 | PRN157636 | ||
| MICHAEL J. BRENNAN |
11/26/2014 | PRR6965 | ||
| DOUGLAS BRIGMAN |
03/09/2023 | PRN436337 | ||
| BROOKLIGHT PLACE SECURITIES INC |
02/20/2014 | AGN176838 | ||
| ANTHONY BROWN |
10/10/2023 | PRN186889 | ||
| WILLIAM M. BROWNING III |
02/07/2023 | PRR143443 | ||
| JOHN MARSHALL BULBROOK |
12/04/2012 | PRN21186 | ||
| BRENDAN BYRNE |
07/22/2024 | PRN290547 | ||
| STEPHEN CAMPBELL |
07/12/2021 | PRN347599 | ||
| PHILLIP J. CANNELLA |
10/18/2011 | PRN156004 | ||
| CAPITAL CHOICE FINANCIAL SERVICES INC |
11/19/2009 | AGN70614 | ||
| DOMINIC M. CAPUTO |
05/17/2024 | PRN278505 | ||
| CETERA ADVISOR NETWORKS LLC |
02/09/2018 | AGN26604 | ||
| CETERA INVESTMENT SERVICES LLC |
02/17/2014 | AGN54272 | ||
| CHARLES SCHWAB & CO INC |
06/09/2021 | AGN39750 | ||
| CHARLES T SMITH INSURANCE AGENCY INC |
04/15/2009 | AGN47969 | ||
| CHASE INSURANCE AGENCY INC |
02/14/2023 | AGN51795 | ||
| JOHN EARLE CHASE |
11/26/2015 | PRN131445 | ||
| CITIGROUP LIFE AGENCY LLC |
02/06/2023 | AGN165158 | ||
| CITIZENS SECURITIES INCORPORATED |
06/28/2007 | AGN72001 | ||
| MICHAEL P. CLARK |
02/07/2023 | PRR96165 | ||
| JERRELL GLEN CLAY |
05/12/2003 | PRN46214 | ||
| JOHN L. COGAN |
07/12/2021 | PRN99831 | ||
| NAN COHEN |
12/13/2006 | PRN107007 | ||
| HAMILTON COISCOU |
03/29/2023 | PRN446927 | ||
| COMPREHENSIVE PLANNING INC |
04/25/2024 | AGN111339 | ||
| CONSOLIDATED LIFE PRODUCERS LLC |
08/01/2009 | AGN75926 | ||
| CODY ALAN COOMBE |
04/06/2023 | PRN447322 | ||
| COPPER FINANCIAL NETWORK, LLC |
08/26/2014 | AGN232589 | ||
| GEOFFREY MICHAEL COSGRIFF |
11/09/2022 | PRN352796 | ||
| GINA MOLLICONE COSTA |
04/10/2023 | PRN332600 | ||
| VANGEL C. COTSIS |
08/19/2015 | PRR102691 | ||
| CPS INSURANCE SERVICES |
05/18/2006 | AGN44456 | ||
| RAYMOND P. CROTEAU |
10/05/2010 | PRN70161 | ||
| JAMES JOSEPH CROVO |
10/21/2013 | PRN223933 | ||
| CRUMP LIFE INSURANCE SERVICES LLC |
04/01/2006 | AGN26454 | ||
| CUNA BROKERAGE SERVICES INC |
07/01/2020 | AGN192457 | ||
| TRENT JARED CUNNINGHAM |
09/01/2017 | PRR108658 | ||
| MAX CUTLER |
05/09/2024 | PRN483173 | ||
| MATTHEW ALLEN CYR |
09/15/2021 | PRR180474 | ||
| D A DAVIDSON & CO INC GREAT FALLS |
10/20/2023 | AGN140236 | ||
| MATTHEW D AMBROSIA |
04/28/2025 | PRN512671 | ||
| ANGELA DAWN DALY |
10/21/2024 | PRN498776 | ||
| EMILY C. DAVIS |
03/29/2023 | PRN440263 | ||
| STEVEN S. DELANEY |
01/19/2012 | PRN134313 | ||
| DELTA FINANCIAL INSURANCE BROKERAGE CORPORATION |
07/09/2007 | AGN111044 | ||
| MYKEL ALLEN DEMEL |
05/07/2024 | PRN482834 | ||
| JANE DESMOND |
01/04/2008 | PRN139595 | ||
| GEORGE V. DONATELLO |
06/02/2011 | PRN14197 | ||
| PAUL JOSEPH DRISCOLL |
11/12/2007 | PRN48274 | ||
| WILLIAM PATRICK DUMONT |
01/11/2010 | PRR49385 | ||
| ECA MARKETING INC |
12/04/2015 | AGN56881 | ||
| SALEH ELHENDI |
10/10/2023 | PRN422905 | ||
| WILLIAM LE ROY EMMET |
03/10/2023 | PRR270603 | ||
| JONATHAN PAUL ENGERT |
02/05/2015 | PRN176779 | ||
| JONATHAN G. ENGLERT |
06/11/2021 | PRN214961 | ||
| EQUITABLE NETWORK LLC |
01/20/2012 | AGN189279 | ||
| FAIRLANE FINANCIAL CORP |
05/10/2005 | AGN34758 | ||
| CHRISTOPHER D. FARLEY |
05/12/2016 | PRN163311 | ||
| GARY ANDREW FERGUSON |
09/15/2016 | PRN270549 | ||
| FINANCIAL INDEPENDENCE GROUP LLC |
04/23/2015 | AGN52364 | ||
| JOSEPH FIORE |
05/20/2024 | PRN483949 | ||
| JORDAN RAE FLOREY |
06/11/2021 | PRN370314 | ||
| DANIEL M. FONTAINE |
03/29/2023 | PRN300040 | ||
| EDWARD S. FORST JR |
12/31/2012 | PRN67767 | ||
| KELLY FOSS-ROOT |
07/29/2010 | PRR126233 | ||
| KEVIN JEREMY FOX |
03/16/2016 | PRN265231 | ||
| KEVIN D. FRANK |
02/10/2016 | PRN141542 | ||
| MARK FULLERMAN |
08/26/2013 | PRN195276 | ||
| FUTURITY FIRST INSURANCE GROUP LLC |
02/05/2009 | AGN154421 | ||
| SEAN M. GALLUP |
03/29/2023 | PRN95478 | ||
| GARNSEY BROTHERS |
01/11/2010 | AGR1585 | ||
| GBS INSURANCE AND FINANCIAL SERVICES INC |
04/27/2022 | AGN92665 | ||
| GERBER LIFE AGENCY LLC |
01/29/2018 | AGN118395 | ||
| SUSAN JANE GILPATRIC |
11/02/2010 | PRR138544 | ||
| DOUGLAS MATTHEW GLYNN |
09/07/2017 | PRN94426 | ||
| TIMOTHY K. GRAHAM |
01/12/2009 | PRR162395 | ||
| ERRIN KEITH GREENE |
05/25/2023 | PRN252262 | ||
| GROVE POINT INVESTMENTS LLC |
05/21/2012 | AGN199668 | ||
| ANUPAM GUPTA |
11/30/2011 | PRN61910 | ||
| JUSTIN SCOTT HARMAN |
05/15/2024 | PRN483401 | ||
| PHILIP EDWARD HARRIMAN |
11/20/2015 | PRR7031 | ||
| CONSTANTINE HARRIS |
09/15/2015 | PRN161222 | ||
| DAVID MICHAEL HAVICE |
06/11/2024 | PRN485526 | ||
| JOCELYN HAWKINS |
04/27/2023 | PRN353520 | ||
| HAZARD & SIEGEL AGENCY LLC |
04/12/2012 | AGN187397 | ||
| BARNEY DAVID HELLENBRAND |
12/19/2005 | PRN63546 | ||
| HOLLY HENRICH |
06/26/2024 | PRN487074 | ||
| NANCY MARIA HERNANDEZ |
06/07/2024 | PRN485290 | ||
| PAUL HEWITT |
02/16/2023 | PRN123965 | ||
| SPENCER HIGGONS |
09/05/2024 | PRN493027 | ||
| CHASE HILL |
06/04/2024 | PRN485263 | ||
| ROBERT WALTER HOCK |
05/19/2020 | PRN44607 | ||
| ROBERT BRAYDEN HOLKER |
07/09/2024 | PRN487744 | ||
| CEDRIC HOLLAND |
03/09/2023 | PRN437101 | ||
| HSBC INSURANCE AGENCY (USA) INC |
03/10/2021 | AGN80719 | ||
| HUELER INVESTMENT SERVICES INC |
09/25/2006 | AGN87972 | ||
| KELLI HUSTAD HUELER |
09/25/2006 | PRN87947 | ||
| HUMANA MARKETPOINT INC |
06/13/2007 | AGN99986 | ||
| GEORGE WILLIAM HUNT |
12/10/2009 | PRN103762 | ||
| INNOVATION PARTNERS LLC |
12/17/2020 | AGN261690 | ||
| INNOVATIVE UNDERWRITERS, LLC |
03/24/2004 | AGN52776 | ||
| IP FINANCIAL ADVISORY SERVICES LLC |
03/16/2023 | AGN350983 | ||
| JACKSON NATIONAL LIFE INSURANCE AGENCY LLC |
03/15/2012 | AGN104194 | ||
| JANNEY MONTGOMERY SCOTT LLC |
11/30/2009 | AGN88665 | ||
| JASON MICHAEL JEFFERS |
02/07/2023 | PRN343140 | ||
| MATTHEW JENKINS |
06/04/2024 | PRN485233 | ||
| JH SIGNATURE INSURANCE AGENCY, INC |
10/05/2006 | AGN56449 | ||
| ANGELA JONES |
09/18/2024 | PRN495054 | ||
| ALEXANDER S. JOSEPH |
04/12/2012 | PRN187327 | ||
| DONALD A. JOYAL |
08/26/2014 | PRN100829 | ||
| ORHAN JUMEROVSKI |
06/07/2024 | PRN485048 | ||
| SAMUEL ADAMS KANY |
09/02/2022 | PRR414839 | ||
| MEGAN KENNEDY |
04/01/2019 | PRN244532 | ||
| KEYCORP INSURANCE AGENCY USA INC |
05/23/2007 | AGN98784 | ||
| HOWARD SHANE KITE |
07/26/2006 | PRN71548 | ||
| AUSTIN MICHAEL KNOLL |
06/13/2024 | PRN486200 | ||
| RYAN KNOTTS |
08/26/2013 | PRN208569 | ||
| MITCHELL KANE KNUTSON |
04/03/2023 | PRN446781 | ||
| PAUL S. KOBEL |
02/07/2023 | PRN308706 | ||
| MICHAEL SCOTT KOHN |
05/01/2024 | PRN482571 | ||
| KOVACK SECURITIES INC |
01/14/2004 | AGN92960 | ||
| BRIAN JOHN KOVACK |
01/14/2004 | PRN92820 | ||
| LAWRENCE W. KREUTZBERG |
07/05/2007 | PRN131672 | ||
| ERICA SUE KROLL |
02/13/2024 | PRN474617 | ||
| JEFFREY M. KRONSCHNABL |
06/22/2021 | PRN158209 | ||
| NEIL J. LAJEUNESSE |
02/09/2024 | PRN473878 | ||
| ANTHONY LANCASTER |
05/21/2015 | PRN235292 | ||
| ERIC L. LANDIS |
04/08/2014 | PRN179768 | ||
| RONALD JEFFERY LANE |
11/28/2012 | PRN34759 | ||
| JEREMY J. LAUREN |
09/15/2017 | PRN197643 | ||
| THE LEADERS GROUP INC |
12/02/2003 | AGN49672 | ||
| STEPHEN RAY LEAVITT |
11/15/2011 | PRR8843 | ||
| LEGACY MARKETING GROUP |
03/09/2023 | AGN38459 | ||
| WARREN S. LEIBOWITZ |
12/18/2006 | PRN134392 | ||
| NICHOLAS XAVIER LENNOX |
09/20/2016 | PRN265187 | ||
| JEFFREY LEONARD |
03/19/2019 | PRN327404 | ||
| RONALD PAUL LESICKI |
04/15/2005 | PRN105551 | ||
| THE LIFE AND ANNUITY SHOP LLC |
08/25/2009 | AGN166882 | ||
| LIFEPRO INSURANCE MARKETING INC |
10/02/2007 | AGN65547 | ||
| JACOB LILLY |
07/24/2023 | PRN456766 | ||
| LINCOLN INVESTMENT PLANNING LLC |
07/29/2004 | AGN69935 | ||
| LINSCO PRIVATE LEDGER INSURANCE ASSOCIATES INC |
03/09/2012 | AGN47580 | ||
| LLIA INC |
12/13/2016 | AGN81188 | ||
| PAUL R. LOFTIES |
11/29/2012 | PRN168779 | ||
| LPL ENTERPRISE, LLC |
11/20/2024 | AGN481034 | ||
| LPL FINANCIAL LLC |
03/12/2014 | AGN23010 | ||
| NERIAH JEAN LUCAS |
03/29/2023 | PRN415627 | ||
| MICHAEL ROBERT LYETH |
01/28/2015 | PRN50597 | ||
| JOSEPH HANLON LYNCH JR |
12/21/2012 | PRN68362 | ||
| ADAM P. MAGUIRE |
05/01/2015 | PRR54027 | ||
| PETER MAHER |
01/13/2022 | PRN189113 | ||
| DARRYL SCOTT MANGIAFICO |
03/01/2011 | PRR50552 | ||
| STANLEY WALTER MARCUS |
11/03/2004 | PRN100353 | ||
| RYAN CECIL MARQUEZ |
05/25/2023 | PRN449366 | ||
| GUSTAVO MARTINEZ |
10/04/2023 | PRN351899 | ||
| NICOLAS MARTINEZ-MEJIA |
04/03/2023 | PRN443119 | ||
| COURTNEY JANEA MASON |
05/11/2023 | PRN446756 | ||
| JUDITH ROSE MAURER |
08/21/2006 | PRN39659 | ||
| MARK WALTER MAURER |
02/09/2011 | PRN145721 | ||
| DEXTER A. MCCORMICK |
01/19/2012 | PRN97673 | ||
| GREGORY ALLAN MCCORMICK |
03/21/2025 | PRN509965 | ||
| MATTHEW ROBERT MCCURLEY |
06/22/2021 | PRN371430 | ||
| JUDITH ELAINE MCDONALD |
10/06/2014 | PRR55565 | ||
| RICHARD CHASE MCEACHRAN |
04/06/2023 | PRN445950 | ||
| JONATHAN R. MCLELLAN |
11/20/2017 | PRN146499 | ||
| JOHN MCMILLEN |
05/01/2024 | PRN482150 | ||
| SKYLER MCNEIL |
01/10/2024 | PRN471154 | ||
| PETER LEIF MENDALL |
01/04/2017 | PRR90708 | ||
| HENRY JAMES MERCHANT |
06/15/2016 | PRN190167 | ||
| LEILANI MAY MERRIAM |
08/11/2015 | PRN230499 | ||
| CASEY STEPHEN MERRILL |
05/09/2024 | PRN483136 | ||
| BARRY S. METZGER |
02/11/2025 | PRN491305 | ||
| JASON MEYER |
05/20/2024 | PRN484377 | ||
| ANDREW S. MILLER |
04/06/2023 | PRN277043 | ||
| CAROL ANN MILLER |
07/13/2015 | PRN136474 | ||
| SEIXAS G. MILNER III |
01/16/2014 | PRN148649 | ||
| CHARLES B. MILSTEIN |
03/15/2016 | PRN140283 | ||
| MATTHEW MONACO |
04/03/2023 | PRN188901 | ||
| KIMBERLEY JORDAN MONDONEDO |
05/19/2017 | PRR174328 | ||
| MARIAN THERESA MOORE |
02/29/2024 | PRN348082 | ||
| MOORS & CABOT INC |
02/12/2015 | AGN175383 | ||
| JOSEPH MOSES |
09/30/2016 | PRN81419 | ||
| DEANNA I. MOSS |
03/28/2017 | PRN281389 | ||
| MWA FINANCIAL SERVICES INC |
10/13/2009 | AGN94734 | ||
| NATIONAL INSURANCE BROKERAGE LLC |
05/11/2009 | AGN104362 | ||
| MEGAN K. NELSON |
06/22/2016 | PRN269665 | ||
| NFP INSURANCE SERVICES INC |
11/01/2007 | AGN36972 | ||
| QUANG NGOC NGUYEN |
04/23/2015 | PRR191099 | ||
| MATTHEW LEE NICHOLS |
02/22/2018 | PRN301501 | ||
| PATRICK F. NORRIS |
09/28/2018 | PRN216173 | ||
| KEVIN O HARE |
04/06/2023 | PRN447579 | ||
| DAVID E. O LEARY |
01/28/2015 | PRN190502 | ||
| ANDREW ALAN OCONNOR |
05/05/2023 | PRN448747 | ||
| BLAIR CHRISTOPHER OCONNOR |
07/28/2014 | PRN108829 | ||
| KEVIN W. OLSON |
08/18/2023 | PRN457132 | ||
| OPPENHEIMER LIFE AGENCY LTD |
03/15/2004 | AGN26497 | ||
| OPTIMIZED INSURANCE PLANNING LLC |
09/05/2024 | AGN467277 | ||
| OSAIC INSTITUTIONS, INC |
05/04/2009 | AGN88278 | ||
| OSAIC SERVICES, INC |
11/04/2005 | AGN118155 | ||
| OSAIC WEALTH INC |
01/29/2024 | AGN31197 | ||
| CHRISTOPHER OWEN |
12/29/2021 | PRN406215 | ||
| RAYMOND SCOTT PANEK |
11/30/2017 | PRN113803 | ||
| JOHN PARAS |
06/06/2024 | PRN485240 | ||
| MICHELLE IRENE PARK |
08/25/2015 | PRN249425 | ||
| DAN PELLEGRINO |
09/15/2010 | PRN150237 | ||
| RONALD P. PERILSTEIN |
12/04/2015 | PRN257495 | ||
| PAUL-PATRICK PERSEO |
08/15/2023 | PRN458774 | ||
| MATTHEW G. PETERS |
08/27/2015 | PRN166719 | ||
| JOSEPH PIANGOZZA |
11/13/2006 | PRN73567 | ||
| D MEZA SHULTZ PIERRE LOUIS |
05/22/2023 | PRN451034 | ||
| PLANMEMBER SECURITIES CORPORATION |
05/17/2008 | AGN115764 | ||
| PREMIER BROKERAGE SERVICES INC |
04/27/2022 | AGN97705 | ||
| MICHAEL ROBERT PRESTON |
03/17/2005 | PRN77612 | ||
| JAMES MICHAEL PRICE |
03/30/2023 | PRN446553 | ||
| ERIC PROCTOR |
01/31/2024 | PRN210792 | ||
| THE PRODUCERS CHOICE LLC |
01/04/2017 | AGN226322 | ||
| MICHAEL PROKOP |
12/10/2009 | PRN103761 | ||
| ROCHELLE MARIE PURDY |
06/22/2021 | PRN372550 | ||
| ANDREW EDWARD RAKOWSKI |
11/26/2018 | PRN321524 | ||
| AARON RAMSEY |
05/02/2023 | PRN444390 | ||
| JARED P. RANGER |
01/25/2011 | PRR144979 | ||
| JASON EDWARD RAY |
11/28/2012 | PRN106433 | ||
| RAYMOND JAMES INS GROUP INC |
09/14/2015 | AGN233191 | ||
| TRACY READ |
05/23/2023 | PRN205129 | ||
| JOSEPH RHEE |
03/29/2023 | PRN243825 | ||
| DOUGLAS H. RICCITELLI |
11/28/2017 | PRN248485 | ||
| GARY ALAN RICHARDSON |
11/29/2012 | PRN86016 | ||
| TIMOTHY RIEBOCK |
10/18/2023 | PRN466207 | ||
| GREGORY SCOTT RINE |
03/24/2023 | PRN420662 | ||
| MATTHEW JOSEPH ROGERS |
07/12/2021 | PRR38690 | ||
| MICHELLE ROUSH |
06/11/2021 | PRN357122 | ||
| PETER H. RUSHTON |
10/26/2017 | PRN80958 | ||
| LOUIS M. RUSINOWITZ |
07/24/2002 | PRN81115 | ||
| DEAN T. RUSSELL |
11/26/2012 | PRN165476 | ||
| SAFE HARBOR FINANCIAL INC |
10/13/2003 | AGN31646 | ||
| SALEM ADVISORY GROUP LLC |
10/03/2013 | AGR142815 | ||
| SANTANDER SECURITIES LLC |
10/20/2023 | AGN242444 | ||
| KATHLEEN THECLA SCHILLO |
08/07/2010 | PRN161502 | ||
| EMILY SCHWARZ |
06/06/2016 | PRN190168 | ||
| TAAHIR SHAIKH |
11/27/2023 | PRN470129 | ||
| KYLE SHIELDS |
05/14/2024 | PRN483625 | ||
| THOMAS E. SHUPE JR |
07/12/2021 | PRR388017 | ||
| LARRY W. SILLS |
02/25/2014 | PRN45056 | ||
| JASON A. SILVA |
02/22/2023 | PRN233637 | ||
| SIMPLICITY FINANCIAL DISTRIBUTORS INC |
02/01/2007 | AGN38551 | ||
| SIMPLICITY FINANCIAL MARKETING INC |
08/28/2003 | AGN48782 | ||
| PETER R. SKELTON |
12/07/2015 | PRN246600 | ||
| WILLIAM F. SLATTERY JR |
02/09/2018 | PRN83432 | ||
| GARY HAROLD SLIPP |
04/15/2009 | PRR51669 | ||
| KATHERINE SMITH STOREY |
09/21/2017 | PRR271433 | ||
| AMBER DANIELLE SMITH |
04/03/2023 | PRN446691 | ||
| JANE LYNN SMITH |
01/20/2012 | PRN65423 | ||
| MATTHEW JOEL SMITH |
06/22/2021 | PRN199940 | ||
| SOUTHWEST ANNUITIES MARKETING LLC |
05/09/2017 | AGN212932 | ||
| KENNETH STAFFORD |
01/31/2005 | PRR88405 | ||
| ARIEL STERN |
02/06/2017 | PRN136584 | ||
| HERSH L. STERN |
11/26/2007 | PRN19406 | ||
| ANDREW STEVENSON |
05/16/2023 | PRN447203 | ||
| STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC |
06/04/2024 | AGN170153 | ||
| MICHAEL STUNECK |
08/26/2013 | PRN208567 | ||
| BAHRAM TALAIFAR |
04/26/2024 | PRN134188 | ||
| BARNEY G. TANNER |
08/17/2015 | PRN249097 | ||
| TD WEALTH MANAGEMENT SERVICES INC |
03/09/2023 | AGN168720 | ||
| MONIQUE NAINA THACKER |
03/09/2021 | PRN234048 | ||
| RONALD J. THERIAULT |
01/10/2012 | PRR19534 | ||
| CHRIS E. THOMPSON |
11/17/2017 | PRN237443 | ||
| JOE MCKEE THOMSON |
08/24/2016 | PRN33602 | ||
| UBS FINANCIAL SERVICES INSURANCE AGENCY INC |
03/07/2007 | AGN44426 | ||
| TIMOTHY SEAN URBAN |
10/12/2010 | PRR135791 | ||
| USA FINANCIAL INSURANCE SERVICES, LLC |
05/30/2007 | AGN60513 | ||
| USA FINANCIAL SECURITIES, LLC |
12/15/2008 | AGN120572 | ||
| CATHERINE DE GUZMAN VAN HOECKE |
07/20/2023 | PRN456152 | ||
| PAUL JOSEPH VANNUKI |
03/13/2003 | PRN46941 | ||
| RODOLFO Q. VILLAMAR |
04/29/2002 | PRN42161 | ||
| PASQUALE VITUCCI |
12/01/2008 | PRN152740 | ||
| HARRISON VOLOSHIN |
07/26/2023 | PRN456847 | ||
| THOMAS JOSEPH VORENBERG |
12/17/2020 | PRN326581 | ||
| VOYA FINANCIAL ADVISORS INC |
11/24/2009 | AGN45587 | ||
| W&S FINANCIAL GROUP DISTRIBUTORS INC |
01/02/2007 | AGN41826 | ||
| GREGORY WALLACE |
04/16/2015 | PRN239297 | ||
| MICHAEL D. WALTERS |
11/29/2012 | PRN60222 | ||
| PAUL ALLEN WATERS |
05/13/2013 | PRR198965 | ||
| CHERI MARIE WATSON |
05/01/2023 | PRN448959 | ||
| LARELLE T. WATSON |
02/01/2024 | PRN107118 | ||
| ALAN WEBSTER |
04/27/2005 | PRN112048 | ||
| FREDERICK G. WEEMAN |
11/26/2007 | PRN100089 | ||
| JAMES L. WEIMAR |
01/01/2011 | PRN114103 | ||
| ERIC C. WEISS |
04/05/2023 | PRN391207 | ||
| WELLS FARGO ADVISORS FINANCIAL NETWORK LLC |
08/06/2013 | AGN197013 | ||
| WELLS FARGO ADVISORS INSURANCE AGENCY LLC |
11/01/2001 | AGN61311 | ||
| WELLS FARGO WEALTH BROKERAGE INS AGENCY LLC |
04/09/2025 | AGN84772 | ||
| JOSEPH MARTIN WULFECK |
05/22/2024 | PRN484422 | ||
| ROGAN WYNN |
06/07/2024 | PRN485598 | ||
| NICHOLAS YOCUM |
05/12/2025 | PRN514585 | ||
| ZENITH MARKETING GROUP LLC |
11/26/2009 | AGN136948 |
| Description | Issue Date | Termination Date | Status |
|---|---|---|---|
| LIFE | 03/01/1996 | Active | |
| LIFE | 01/01/1901 | 03/01/1996 | Terminated |
| Type | Contact |
|---|---|
| PRODUCER LICENSING CONTACT | SARAH JO PLUCKER WRIGHT SARAH JO PLUCKER WRIGHT PO BOX 5720 CINCINNATI, OH 45201-5720 Phone: +1 (513) 362-8258 Fax: +1 (513) 362-8335 Email: appointmentrenewals@wsfgrp.com |
| SERVICE OF PROCESS | CT CORPORATION SYSTEM 128 STATE ST # 3 AUGUSTA, ME 04330-5630 Phone: +1 (855) 316-8944 Email: info@ctadvantage.com |
License/Disciplinary Action
None.
GENERAL INFORMATION
NAIC Information
National Producer Number (NPN)
An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.
Date: 05/13/2025 02:28:01 PM
