Search → JOEL E. BROTHERTON
DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE
JOEL E. BROTHERTON
PRODUCER RESIDENT
License Number:
PRR467604
Status:
First Licensure:
10/20/2023
Cancel Date:
None
Renewal Date:
09/30/2025
Continuing Education:
Required by 09/30/2025
Hours Required:
Ethics:
3
Total Required:
24
Hours Acquired:
Ethics:
5
Total Acquired:
27
Mailing:
ELLSWORTH, ME 04605
Phone:
+1 (636) 778-9938
Fax:
+1 (866) 488-0903
Email:
brotherton.joel@principal.com
| License Type | Start Date | End Date |
|---|---|---|
| PRODUCER RESIDENT | 10/20/2023 | 09/30/2025 |
Agency
None.
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| ATHENE ANNUITY AND LIFE COMPANY |
11/01/2023 | LHF64369 | ||
| NATIONWIDE LIFE & ANNUITY INSURANCE COMPANY |
07/03/2024 | LHF62021 | ||
| NATIONWIDE LIFE INSURANCE COMPANY |
07/03/2024 | LHF29 | ||
| NORTH AMERICAN COMPANY FOR LIFE AND HEALTH INSURANCE |
10/20/2023 | LHF231 | ||
| PRINCIPAL LIFE INSURANCE COMPANY |
10/20/2023 | LHF406 | ||
| PRINCIPAL NATIONAL LIFE INSURANCE COMPANY |
10/20/2023 | LHF161852 |
| Description | Issue Date | Termination Date | Status |
|---|---|---|---|
| HEALTH | 10/20/2023 | Active | |
| LIFE | 10/20/2023 | Active | |
| VARIABLE CONTRACTS | 10/20/2023 | Active |
License/Disciplinary Action
None.
PRODUCER NON-RESIDENT
License Number:
PRN340635
Status:
First Licensure:
10/09/2019
Cancel Date:
10/20/2023
Renewal Date:
10/20/2023
Mailing:
ELLSWORTH, ME 04605
Phone:
+1 (636) 778-9938
Fax:
+1 (866) 488-0903
Email:
brotherton.joel@principal.com
| License Type | Start Date | End Date |
|---|---|---|
| PRODUCER NON-RESIDENT | 10/09/2019 | 10/19/2023 |
Agency
None.
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| NORTH AMERICAN COMPANY FOR LIFE AND HEALTH INSURANCE |
10/16/2022 | LHF231 | 10/20/2023 | |
| PRINCIPAL LIFE INSURANCE COMPANY |
07/14/2022 | LHF406 | 10/20/2023 | |
| PRINCIPAL NATIONAL LIFE INSURANCE COMPANY |
07/14/2022 | LHF161852 | 10/20/2023 |
| Description | Issue Date | Termination Date | Status |
|---|---|---|---|
| HEALTH | 10/09/2019 | 10/20/2023 | Terminated |
| LIFE | 10/09/2019 | 10/20/2023 | Terminated |
| VARIABLE CONTRACTS | 10/09/2019 | 10/20/2023 | Terminated |
License/Disciplinary Action
None.
GENERAL INFORMATION
NAIC Information
National Producer Number (NPN):
7965621
| Address | Type |
|---|---|
| 17600 CHESTERFIELD AIRPORT RD STE B2 CHESTERFIELD, MO 63005-1246 |
Office |
| Date | Description | Course Number | Content Areas |
|---|---|---|---|
| 09/24/2024 | A LOOK AT ADVANCED VARIABLE ANNUITIES | ME14603 |
4
credits in General Education
Total:
4
|
| 09/19/2024 | ESTATE PLANNING : WORTH ANOTHER LOOK | 22323 |
5
credits in General Education
Total:
5
|
| 09/18/2024 | SUITABILITY AND INSURANCE NEEDS OF THE SENIOR INVESTOR | 20892 |
5
credits in Ethics
Total:
5
|
| 03/28/2024 | LONG TERM CARE - AN IN DEPTH VIEW | ME14567 |
8
credits in Long Term Care
Total:
8
|
| 02/28/2024 | VARIABLE ANNUITIES, 2ND EDITION | 27311 |
5
credits in Annuities
Total:
5
|
An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.
Date: 05/22/2025 03:37:04 PM
