Search → MARK LEIGHTON

DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE
MARK LEIGHTON
PRODUCER NON-RESIDENT
License Number:
PRN467456
Status:
First Licensure:
10/16/2023
Cancel Date:
None
Mailing:
PORT ORANGE, FL 32128
Phone:
+1 (207) 871-7329
Fax:
+1 (207) 781-0870
Email:
mark.leighton@morganstanley.com
| License Type | Start Date | End Date |
|---|---|---|
| PRODUCER NON-RESIDENT | 10/16/2023 |
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| MORGAN STANLEY INSURANCE SERVICES INC |
10/19/2023 | AGN130525 | 03/22/2024 | |
| MORGAN STANLEY INSURANCE SERVICES INC |
04/09/2024 | AGN130525 |
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| AMERICAN GENERAL LIFE INSURANCE COMPANY |
10/19/2023 | LHF119 | ||
| BANNER LIFE INSURANCE COMPANY |
10/19/2023 | LHF50047 | ||
| BRIGHTHOUSE LIFE INSURANCE COMPANY |
10/19/2023 | LHF277 | ||
| JACKSON NATIONAL LIFE INSURANCE COMPANY |
10/19/2023 | LHF45199 | 11/13/2023 | |
| JACKSON NATIONAL LIFE INSURANCE COMPANY |
07/31/2024 | LHF45199 | ||
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY |
10/19/2023 | LHF619 | 10/02/2024 | |
| METROPOLITAN LIFE INSURANCE COMPANY |
10/19/2023 | LHF380 | ||
| NATIONWIDE LIFE INSURANCE COMPANY |
10/19/2023 | LHF29 | 05/30/2024 | |
| NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION |
10/19/2023 | LHF867 | 11/13/2023 | |
| PACIFIC LIFE INSURANCE COMPANY |
10/19/2023 | LHF237 | 08/27/2025 | |
| PRINCIPAL LIFE INSURANCE COMPANY |
10/19/2023 | LHF406 | ||
| PRINCIPAL NATIONAL LIFE INSURANCE COMPANY |
10/19/2023 | LHF161852 | ||
| PRUCO LIFE INSURANCE COMPANY |
10/19/2023 | LHF768 | 12/19/2025 | |
| TRANSAMERICA LIFE INSURANCE COMPANY |
10/19/2023 | LHF726 | 09/04/2025 | |
| ZURICH AMERICAN LIFE INSURANCE COMPANY |
10/19/2023 | LHF897 | 12/12/2023 |
| Description | Issue Date | Termination Date | Status |
|---|---|---|---|
| HEALTH | 10/16/2023 | Active | |
| LIFE | 10/16/2023 | Active | |
| VARIABLE CONTRACTS | 10/16/2023 | Active |
License/Disciplinary Action
None.
PRODUCER RESIDENT
License Number:
PRR43001
Status:
First Licensure:
07/27/1995
Cancel Date:
10/19/2023
Renewal Date:
10/19/2023
Mailing:
PORT ORANGE, FL 32128
Phone:
+1 (207) 871-7329
Fax:
+1 (207) 781-0870
Email:
mark.leighton@morganstanley.com
| License Type | Start Date | End Date |
|---|---|---|
| PRODUCER RESIDENT | 07/27/1995 | 10/18/2023 |
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| DEAN WITTER REYNOLDS INSURANCE SERVICES (MAINE)INC |
12/19/2006 | AGR65479 | 09/20/2007 | |
| MORGAN STANLEY INSURANCE SERVICES INC |
12/21/2006 | AGN130525 | 10/19/2023 | |
| SBS INS AGENCY OF MAINE INC |
07/27/1995 | AGR6728 | 06/18/2008 | |
| SBS INS AGENCY OF MAINE INC |
07/27/1995 | AGR6728 | 09/13/2002 |
| Description | Issue Date | Termination Date | Status |
|---|---|---|---|
| VARIABLE LIFE & ANNUITY | 07/27/1995 | 10/01/1995 | Terminated |
| HEALTH | 07/27/1995 | 10/19/2023 | Terminated |
| LIFE | 07/27/1995 | 10/19/2023 | Terminated |
| VARIABLE CONTRACTS | 10/01/1995 | 10/19/2023 | Terminated |
License/Disciplinary Action
None.
GENERAL INFORMATION
NAIC Information
National Producer Number (NPN):
1013266
| Address | Type |
|---|---|
| MORGAN STANLEY 100 MIDDLE ST STE 3 PORTLAND, ME 04101-4100 |
Office |
| Phone Number | Type |
|---|---|
| +1 (207) 871-7329 | Office |
| Date | Description | Course Number | Content Areas |
|---|---|---|---|
| 01/30/2023 | ESTATE PLANNING FOR THE GENERATIONS: BABY BOOMERS AND GENERATION X | ME15986 |
2
credits in General Education
Total:
2
|
| 01/29/2023 | INSURANCE NEEDS OF MILLENNIALS | 25775 |
6
credits in General Education
Total:
6
|
| 01/28/2023 | ANTI-MONEY LAUNDERING FOR INSURANCE - 2ND EDITION | ME14463 |
3
credits in General Education
Total:
3
|
| 01/28/2023 | HELPING INDIVIDUALS SAVE FOR RETIREMENT | ME17550 |
3
credits in General Education
Total:
3
|
| 01/28/2023 | LEGACY PLANNING | ME17807 |
5
credits in General Education
Total:
5
|
| 01/28/2023 | OVERVIEW OF RETIREMENT PLANNING | 21329 |
4
credits in General Education
Total:
4
|
| 01/28/2023 | ETHICAL DECISION MAKING | 22105 |
4
credits in Ethics
Total:
4
|
| 01/27/2023 | SUITABILITY AND INSURANCE NEEDS OF THE SENIOR INVESTOR | 20892 |
5
credits in Ethics
Total:
5
|
| 01/28/2021 | GUIDING CLIENTS THROUGH DIFFICULT MARKETS | 20134 |
4
credits in General Education
Total:
4
|
| 01/28/2021 | RECOGNIZING, DOCUMENTING AND ACTING ON SIGNS OF DEMENTIA | 20401 |
4
credits in General Education
Total:
4
|
| 01/27/2021 | ETHICS III - CASE STUDIES IN ETHICS AND SUITABILITY | ME14134 |
8
credits in Ethics
Total:
8
|
| 01/27/2021 | NAIC SUITABILITY IN ANNUITY TRANSACTIONS MODEL REGULATION | ME17595 |
4
credits in Annuities
Total:
4
|
| 11/29/2019 | LONG TERM CARE - 4 HOUR TRAINING REQUIREMENT | ME17126 |
4
credits in Long Term Care
Total:
4
|
| 02/13/2019 | PRACTICAL ESTATE PLANNING WITH INSURANCE, 4TH EDITION | 24424 |
22
credits in General Education
Total:
22
|
| 02/13/2019 | ETHICAL ISSUES IN THE FINANCIAL SERVICES INDUSTRY | ME14552 |
3
credits in Ethics
2
credits in General Education
Total:
5
|
| 01/23/2017 | ESTATE PLANNING : WORTH ANOTHER LOOK | 22323 |
5
credits in General Education
Total:
5
|
| 01/22/2017 | LONG TERM CARE - AN IN DEPTH VIEW | ME14567 |
8
credits in Long Term Care
Total:
8
|
| 01/22/2017 | ETHICAL ISSUES IN THE FINANCIAL SERVICES INDUSTRY | ME14552 |
3
credits in Ethics
2
credits in General Education
Total:
5
|
| 11/02/2016 | THE IMPORTANCE OF FINANCIAL RISK MANAGEMENT ETC | ME17719 |
1
credits in General Education
Total:
1
|
| 02/12/2016 | IT'S A NUMBERS GAME: IT'S ABOUT THE CASH FLOW NOT THE CASH PILE | 21815 |
1
credits in General Education
Total:
1
|
| 12/14/2015 | NAIC SUITABILITY IN ANNUITY TRANSACTIONS MODEL REGULATION | ME17595 |
4
credits in Annuities
Total:
4
|
| 12/10/2015 | INDEXED ANNUITIES | ME17710 |
4
credits in General Education
Total:
4
|
| 01/27/2015 | ETHICS IV - CASE STUDIES IN ETHICS FOR RETAIL SALES PROFESSIONALS | ME14154 |
8
credits in Ethics
Total:
8
|
| 01/27/2015 | ETHICAL STANDARDS IN THE INSURANCE INDUSTRY | ME14097 |
8
credits in Ethics
Total:
8
|
| 12/05/2013 | LONG TERM CARE - AN IN DEPTH VIEW | ME14567 |
8
credits in General Education
Total:
8
|
| 01/02/2013 | ETHICAL STANDARDS IN THE INSURANCE INDUSTRY | ME14097 |
8
credits in Ethics
Total:
8
|
| 07/14/2011 | RETIREMENT RESOURCE GUIDE | ME15666 |
16
credits in General Education
Total:
16
|
| 01/24/2011 | AN ETHICAL PARADOX - WHEN TAKING 2ND PLACE MEANS THAT YOU WIN | ME14137 |
3
credits in Ethics
Total:
3
|
| 01/24/2011 | INSURANCE ETHICS: WALKING A SOMETIMES INVISIBLE LINE | ME14149 |
5
credits in Ethics
Total:
5
|
| 01/24/2011 | BASIC BACKGROUND FOR NEEDS SELLING | ME11414 |
10
credits in General Education
Total:
10
|
| 11/16/2010 | PLANNING FOR RETIREMENT INCOME IN AN UNCERTAIN TAX ENVIRONMENT | ME17383 |
1
credits in General Education
Total:
1
|
| 06/30/2010 | CRACKING THE CODE | ME16384 |
11
credits in General Education
Total:
11
|
| 03/11/2009 | FINANCIAL PLANNING PRINCIPLES AND PROCESSES | ME15660 |
10
credits in General Education
Total:
10
|
| 03/10/2008 | SECTION 529 PLANS | ME11465 |
4
credits in General Education
Total:
4
|
| 03/08/2008 | SIMPLIFIED EMPLOYEE PENSION PLANS | ME11466 |
3
credits in General Education
Total:
3
|
| 03/08/2008 | ETHICAL STANDARDS IN THE INSURANCE INDUSTRY | ME14097 |
8
credits in Ethics
Total:
8
|
| 03/05/2008 | SUITABILITY AND SALES PRACTICES - 3RD EDITION | ME11788 |
15
credits in General Education
Total:
15
|
| 03/23/2007 | TRANSITION WAIVER | CEU1 |
3
credits in Ethics
9
credits in General Education
Total:
12
|
| 09/12/2006 | BASIC BACKGROUND FOR NEEDS SELLING | ME11414 |
10
credits in General Education
Total:
10
|
| 09/11/2006 | ADVANCED TECHNICAL BACKGROUND FOR NEEDS SELLING | ME11417 |
20
credits in General Education
Total:
20
|
An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.
Date: 03/24/2026 10:04:55 PM