black and white state seal

DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE

NATIONWIDE LIFE & ANNUITY INSURANCE COMPANY

INSURANCE COMPANY

License Number:
LHF62021
Status:
First Licensure:
04/23/1999
Cancel Date:
None
Renewal Date:
08/10/2026
NAIC Code:
92657

Mailing:
1 W NATIONWIDE BLVD # 1-14-301
COLUMBUS, OH 43215-2752
Phone:
+1 (614) 249-1545
Email:
finrpt@nationwide.com

History

License Type Start Date End Date
INSURANCE COMPANY 04/23/1999 08/10/2026

Employee

Name Issue Date License Number Expiration Date Cancel Date
&PARTNERS, LLC
07/22/2025 AGN481271
1ST AMERICAN ESTATE PLANNING, LLC
06/29/2020 AGN352440
3 MARK FINANCIAL-TEXAS INC
10/15/2010 AGN46215
RYAN ABERNATHY
01/19/2010 PRN118367
ABOVEBOARD INSURANCE SERVICES LLC
07/02/2025 AGN320012
HARRY J. ABRAHAMSEN
10/09/2024 PRN496011
ACCRETIVE WHOLESALE INSURANCE SERVICES LLC
05/08/2024 AGN388396
THE ACHIEVEMENT GROUP ENTERPRISES LLC
09/06/2022 AGN414721
ACRIMOUNT, LLC
02/22/2022 AGN366729
ACSIA PARTNERS LLC
09/15/2020 AGN205148
ACUMEN FINANCIAL ADVANTAGE LLC
02/10/2025 AGN505614
JAMES C. ADAMS III
05/19/2025 PRN149054
PETER JAMES ADCROFT
10/08/2024 PRN46636
JAMES ADE
01/25/2011 PRN154911
ADVISOR SHARE LLC
03/25/2024 AGN401594
ADVISORS EXCEL LLC
05/01/2014 AGN187564
AEGIS FINANCIAL LLC
03/31/2021 AGN112657
AFFINITY INSURANCE SERVICES INC
03/12/2004 AGN50950
AFX GLOBAL ADVISORS INC
04/04/2018 AGR121168
AGENT SUPPORT SERVICES LLC
07/23/2021 AGN51422
AGIS NETWORK INSURANCE SERVICES CORP.
10/14/2024 AGN421979
EDEN AHMED MDLULI
08/08/2025 PRN519760
ABDEL ROHEEM AKEDJOU
10/10/2023 PRN465775
JAMES A. ALBANESE
10/19/2023 PRN427052
AUSTIN RICHARD ALBERT
12/22/2016 PRR139182
MEDEL ALBURO
10/13/2023 PRN466100
ALLEGIS ADVISOR GROUP
02/09/2024 AGN178395
ALLIED ELITE FINANCIAL, LLC
07/27/2015 AGN229440
DANNAE ALONSO
10/25/2021 PRN399182
ALPHA CAPITAL ADVISORS INC
09/22/2023 AGR162697
ALPHA SOLUTIONS MANAGEMENT LLC
03/30/2021 AGN205747
KENNETH LEIGHTON ALTER
08/29/2024 PRN379644
RAYMOND-OLIVER ALVAREZ
09/03/2025 PRR441846
MAY LIWANAG ALWARD
12/12/2022 PRN439306
CHRISTOPHER AMATO
11/04/2024 PRN498061
AMERICAN BROKERAGE SERVICES INC
12/30/2021 AGN56366
AMERICAN SENIOR BENEFITS LLC
05/10/2019 AGN82564
AMERILIFE INS MARKETING LLC
01/15/2021 AGN230591
AMERIPRISE FINANCIAL SERVICES LLC
01/16/2015 AGN55156
JENNY B. ANDERSSON
11/26/2019 PRN334980
ANNEXUS FI DISTRIBUTORS LLC
06/02/2014 AGN228939
ANNUITY MARKETING SERVICES, LLC
02/19/2021 AGN300212
ANNUITY SHOPPE LLC
07/24/2009 AGN154642
AON FINANCIAL & INSURANCE SOLUTIONS INC
02/03/2006 AGN103615
KOFFI K. AOUGA
08/02/2016 PRN269118
OSEI APPIAH
03/27/2023 PRN444193
ARKADIOS CAPITAL, LLC
11/29/2022 AGN436496
ANDREW A. ARONS
01/30/2017 PRN188683
ASCENSUS BROKER DEALER SERVICES, LLC
10/12/2023 AGN451132
ASH BROKERAGE LLC
03/18/2008 AGN56161
ASHTON THOMAS INSURANCE AGENCY, LLC
11/10/2021 AGN402922
ASSET MARKETING SYSTEMS INSURANCE SERVICES LLC
02/21/2006 AGN111824
ATLANTIC FEDERAL CREDIT UNION INSURANCE SERVICES LLC
09/30/2021 AGR70830
AUSDAL FINANCIAL PARTNERS INC
03/26/2025 AGN229468
AUXANI ADVISORS
04/15/2015 AGN248618
AVANTAX INSURANCE AGENCY LLC
09/13/2007 AGN64706
AXIOS NETWORK, LLC
05/11/2023 AGN379740
THE AYCO SERVICES AGENCY LP
09/04/2019 AGN41213
B RILEY WEALTH MANAGEMENT INC
07/26/2022 AGN141295
MICHELLE BABISTA
07/09/2020 PRN354932
MIGCARL E. BABISTA
07/09/2020 PRN355294
ODIAS ALBERT BACHELDER II
02/21/2020 PRR53282
BACKNINE INS AND FINANCIAL SERVICES INC
09/30/2021 AGN299017
CHARLES EDWARD BAILEY
12/21/2023 PRN100035
KURT BAILEY
10/21/2019 PRN270938
ALEXANDER J. BAINES
01/14/2019 PRN269211
GABRIEL BAMANA
08/26/2022 PRN412010
PAUL BARBARINO
04/15/2010 PRN157549
BAY FINANCIAL ASSOC LLC
07/17/2019 AGN303284
ROBERT ANDREW BEATTY
02/11/2015 PRN215401
ADAM DANIEL BEELER
03/11/2021 PRN376855
PATRICIA M. BEINE
02/19/2025 PRN508170
JOHN S. BELOIN
08/22/2023 PRN458928
BENEFIT FUNDING SERVICES, LLC.
09/27/2023 AGN382905
BENEFIT PLANS OF AMERICA LLC
01/16/2021 AGN213244
BENJAMIN F EDWARDS & CO INC
08/26/2009 AGN167739
PATRICIA LYNN BENNETT
08/12/2024 PRN35759
HOWARD DANIEL BERESSI
05/06/2025 PRR486402
GARY RICHARD BERGERON
04/22/2024 PRR175808
JOANN BERGERON
12/05/2001 PRN46015
WERETAW BERHANU
08/08/2025 PRN520209
KATHRYN BERNATCHEZ
10/08/2025 PRR424380
BERTHEL FISHER & COMPANY INSURANCE INC
09/14/2011 AGN100930
VICTOR BIERMAN
07/29/2025 PRN521899
GUILHERME TATI BILA
04/22/2021 PRR374493
BILL L LEVINSON & ASSOCIATES INC
01/16/2024 AGN155014
BRIAN S. BIRCHER
03/31/2025 PRN248964
DAVID RODNEY BLACK
10/22/2021 PRR126227
CLAUDINE U. BLAISE
03/08/2023 PRN361058
STEPHEN PAUL BLANCHETTE
12/19/2024 PRN204964
MARY BLOSSER
10/24/2019 PRN260434
BNY MELLON INSURANCE AGENCY, INC
04/03/2001 AGN27592
JOHN BODNAR III
01/23/2025 PRN506065
MARK ROGER BOGERT
10/01/2018 PRN289854
LIBNI BORRAS
09/30/2021 PRN396196
BREAKTHROUGH INSURANCE GROUP
02/02/2023 AGN401004
JOSHUA ROBERT BREWER
01/22/2021 PRR218966
BROADTOWER INS SOLUTIONS
01/27/2017 AGN234754
PAUL HARRIS BROCK
07/30/2007 PRN21459
BROKER ADVANTAGE LLC
07/02/2025 AGN519226
BROKERAGE INC
01/21/2022 AGN188467
BROKERS CHOICE OF AMERICA INC
03/29/2021 AGN54989
BROKERS CLEARING HOUSE LLC
08/25/2020 AGN85334
BROKERS INTERNATIONAL LLC
01/25/2022 AGN57682
BROKERS SERVICE MARKETING GROUP II LLC
08/16/2017 AGN67265
BROOKSTONE INSURANCE GROUP LLC
04/01/2021 AGN355272
JOEL E. BROTHERTON
07/03/2024 PRR467604
KIRK BROWN
06/30/2025 PRN512380
PAUL RICHARD BUCKLEY JR
11/03/2015 PRR19970
BUDDYINS INC
08/20/2024 AGN349533
ROBERT C. BURNS JR
11/21/2016 PRN41060
ROBERT J. BURNS
09/15/2025 PRN35110
STEVEN L. BUSQUE
09/23/2024 PRN496276
ZACHARY RAYMOND BUTTE
10/14/2019 PRN340167
SCOTT ALAN BUTTERS
09/25/2023 PRR242052
BYRNE BYRNE & CO
04/21/2025 AGN193303
DANIEL A. BYRNE
04/22/2025 PRN326005
YANG CAI
01/29/2025 PRN483560
CALTON & ASSOC INC
08/07/2025 AGN207282
STEVEN LOUIS CAMINITI
06/17/2019 PRR37892
CAMMON COMPANY
09/25/2009 AGN158718
CAPITAS AGENCY LLC
07/27/2016 AGN127385
JENNIFER L. CARLETON
11/18/2019 PRN205450
GREGORY CARLEY
11/21/2016 PRN276622
GLENN TUELL CARLSON JR
09/05/2025 PRR161451
WILLIAM TOREY CARR
06/05/2018 PRR67334
CARROLL HARPER & ASSOCIATES INC
05/01/2015 AGR47709
STEPHEN J. CARUSO
01/21/2020 PRN311672
CAVALIER INS MARKETING SERVICES LLC
01/26/2024 AGN195427
CBIZ LIFE INSURANCE SOLUTIONS INC
01/15/2025 AGN112610
FATOU CEESAY
09/24/2025 PRN526942
ROBERT CERAN
02/07/2025 PRN507170
CES INSURANCE AGENCY LLC
01/28/2002 AGN23075
CETERA ADVISORS LLC
10/03/2016 AGN47055
CETERA INVESTMENT SERVICES LLC
06/08/2001 AGN54272
CETERA WEALTH SERVICES, LLC
09/13/2013 AGN26604
CFD INVESTMENTS INC
07/31/2024 AGN465629
JASON E. CHAMBERLAIN
11/30/2017 PRN251604
DIANNE MARIE CHAMBERS
12/02/2024 PRN385506
CHAMPOUX INSURANCE GROUP
04/07/2021 AGR62519
CHAPIN DAVIS INSURANCE INC
05/16/2024 AGN438075
CHARLES SCHWAB & CO INC
09/25/2023 AGN39750
CHARLES T SMITH INSURANCE AGENCY INC
01/18/2008 AGN47969
CHASE INSURANCE AGENCY INC
07/30/2008 AGN51795
COLE CHASE
10/14/2024 PRR443293
DAN FENG CHEN
10/19/2021 PRN322613
STEFAN CHERNESKI
07/27/2025 PRN298141
MACKENZIE JAMES CHRYSTAL
01/28/2025 PRN319592
ALLEN PAUL CHUNG
05/02/2023 PRN448709
CITIGROUP LIFE AGENCY LLC
06/02/2009 AGN165158
CITIZENS SECURITIES INCORPORATED
08/03/2001 AGN72001
CLARIS ADVISORS LLC
10/14/2019 AGN235949
DEREK CLARK
05/12/2023 PRR195889
MICHAEL P. CLARK
11/11/2015 PRR96165
NOLAN CLEARY
05/19/2025 PRN481528
RICHARD SHERMAN CLOUGH II
07/14/2021 PRR60850
JACOB D. COAN
05/02/2025 PRR313678
COASTAL COVERAGE & CONSULTING LLC DBA AMERICAN FEDERAL BENEFITS CONSULTANTS DBA AMERICAN FEDERAL
02/01/2021 AGN348869
COASTAL INSURANCE CONSULTING, LLC
10/30/2023 AGN364680
JOSEPH E. COLANERI JR
04/01/2024 PRN12526
COMPREHENSIVE BROKERAGE SERVICES, LLC
04/03/2025 AGN393795
ZACHARY JOHN CONLEY
10/31/2024 PRR279554
SETH COOPER
02/25/2025 PRN508120
CORE INCOME ADVISORS LLC
02/27/2018 AGN263062
CORNERSTONE FINANCIAL SERVICES, LLC
12/07/2022 AGR200789
CORNERSTONE INSURANCE AGENCY INC
12/06/2022 AGR127183
ANTHONY CORSINO JR
07/22/2025 PRR459493
ROGELIO COSTILLA
11/04/2021 PRN399325
JACKSON RYAN COUSINS
06/04/2024 PRR238777
PETER COUTRACOS
12/31/2024 PRR498241
COVR FINANCIAL TECHNOLOGIES INC
10/26/2020 AGN283495
PATRICIA A. CRADDOCK
11/22/2021 PRN398870
CREATIVE ONE MARKETING, LLC
02/12/2014 AGN42258
CRETEAU HACKETT LACHAPELLE & ASSOCIATES LLC
02/26/2025 AGN105138
CRITES INSURANCE GROUP, LLC
12/02/2021 AGN346055
STEPHANIE L. CROCKER
10/22/2021 PRN385964
BRIAN C. CRONIN
04/14/2025 PRN167220
CROSS INSURANCE, INC. - MAINE
03/06/2023 AGR19087
CRUMP LIFE INSURANCE SERVICES LLC
07/22/2005 AGN26454
AILEN JANELLA CABREROS CUDIA
04/18/2022 PRN408703
KAYLA CUNNINGHAM
10/12/2023 PRN425522
TIMOTHY SHAWN CURLEY
06/03/2025 PRR33635
STEVEN CWIENKALA
12/08/2022 PRN119435
SERGIO DA SILVA
02/10/2023 PRR442483
TIMOTHY DABRIEO
09/25/2019 PRN147490
GREGORY DAMSCHRODER
04/12/2023 PRN448553
NHUC DANG
11/14/2021 PRN317105
JOHN ROLAND DANIELS
01/22/2025 PRR197934
MAKELELE MUANAMPUTU DAVID
10/27/2022 PRN435580
JESSICA DAVIS
09/20/2024 PRN446114
LETA DAVIS
03/24/2022 PRN409333
WALTER W. DAVIS
09/27/2019 PRN262454
ELIZABETH A. DEANE
03/02/2021 PRN376450
MARYANN DEKING
08/06/2025 PRN213449
GERARD PAUL DELANNOY
06/27/2023 PRN434963
MATTHEW JAMES DENNETT
01/28/2025 PRR168687
RALPH DEVITO
10/18/2017 PRN62318
FREDERICK DEY
07/27/2017 PRR88820
TAYLOR DIMICK
10/07/2025 PRR348917
DIVERSIFIED BROKERAGE SERVICE INC
02/11/2021 AGN39624
DMI MARKETING INC
02/18/2014 AGN67500
DAVID PAUL DOANE
07/11/2016 PRR172833
JOHN RICHARD DOLLOFF
05/05/2017 PRR32408
TODD HODGES DOOLAN
08/07/2024 PRN464916
DOUGHERTY INSURANCE AGENCY LLC
12/29/2023 AGR271202
DOYLE INS INC
08/14/2017 AGN291214
DRDISABILITYQUOTES.COM LLC
08/16/2021 AGN305435
MICHAEL DRISCOLL
10/30/2023 PRN181895
PATRICK J. DROUILLARD
06/30/2021 PRN249433
DIVINE G. DUE
07/29/2021 PRN382004
BARRY JAMES DYKE
03/12/2025 PRN61418
E4 INSURANCE SERVICES LLC
04/26/2022 AGN285780
EAGLE SHADOW FINANCIAL LLC
07/10/2023 AGN443898
DAVID M. EARLS
05/28/2025 PRN64580
EAST AND OCEAN ASSOC INC
12/15/2023 AGN291682
ECA MARKETING INC
05/15/2021 AGN56881
THADDEUS M. ECKERLE
04/16/2018 PRN287912
EDGEWOOD PARTNERS INSURANCE CENTER
04/02/2025 AGN42693
EDISON RISK LLC
09/26/2023 AGN210949
EDWARD D JONES & CO LP
11/15/2005 AGN32534
BROOKE ELIZABETH EDWARDS
11/16/2016 PRN276412
JOSEPH F. EGAN JR
10/18/2017 PRN188885
RICHARD MARTIN ELLINGTON
09/04/2001 PRN80411
RAYMOND A. EMERY
01/25/2021 PRN373655
KATHRYN ELLEN EMLING
12/28/2018 PRN188226
ROBERT K. EMPLE
08/04/2020 PRR94396
PATRICK AARON ENGLERIGHT
06/30/2025 PRR508621
LORIE EPSTEIN
08/11/2022 PRN377367
EQUITABLE NETWORK LLC
01/09/2012 AGN189279
EQUITY SERVICES INC
11/18/2020 AGN23852
THOMAS C. ERVIN
08/10/2022 PRN415628
ESTER ESPIRITU
06/08/2023 PRN453030
JUSTIN ESPOSITO
01/23/2025 PRN506079
ESTATE INSURANCE SERVICES INC
10/25/2020 AGN62073
SAMUEL ESTES
01/15/2025 PRR448758
ERIKA ALEXANDRA ESTRADA
06/13/2023 PRN415563
EUGENE COHEN INSURANCE AGENCY INC
06/03/2025 AGN402573
EXECUTIVE INSURANCE AGENCY INC
10/29/2010 AGN59547
EXECUTIVE SERVICES SECURITIES LLC
06/17/2008 AGN74710
NATHAN EYEN
05/05/2025 PRN514396
FAIRLANE FINANCIAL CORP
03/26/2021 AGN34758
CHRISTOPHER D. FARLEY
07/29/2019 PRN163311
FEFA ADVISORS LLC
01/26/2018 AGN302015
LORI A. FELL
05/01/2025 PRN309854
MATTHEW J. FEMIA
06/26/2025 PRN243573
FIDELITY INSURANCE AGENCY INC
12/03/2022 AGN16735
FINANCIAL ARCHITECTS PARTNERS, LLC
01/30/2024 AGN93966
FINANCIAL INDEPENDENCE GROUP LLC
02/10/2014 AGN52364
MICHAEL FIORILLI
12/08/2022 PRN435318
FIRST AMERICAN INSURANCE UNDERWRITERS LLC
01/22/2008 AGN77260
FIRST COMMAND INSURANCE SERVICES INC
04/18/2024 AGN185932
SASHA FITZPATRICK
08/01/2024 PRR324889
JOHN D. FONTANA JR
10/03/2019 PRR41489
KENNETH C. FORASTE
03/23/2015 PRN231471
FORWARD STRATEGIES INSURANCE BROKERAGE
01/15/2021 AGN108583
NATHAN JOHN FOX
10/12/2020 PRN265765
MICHAEL A. FRANCO
02/05/2025 PRN398697
FRAZER INSURANCE AGENCY INC
07/15/2019 AGN299818
RONALD R. FREDETTE
08/20/2025 PRN26514
FREEDOM EQUITY GROUP LLC
02/20/2023 AGN214164
FREEDOM INSURANCE LLC
05/15/2025 AGN515058
JOHN E. FREIBURGER
09/03/2010 PRN172507
JOSHUA PAUL FRIEDLANDER
12/15/2021 PRN390900
JIAN WEI FU
09/10/2025 PRN492124
ERIC WELLS FULLILOVE
07/15/2025 PRR129639
TIMOTHY W. FULTON
11/01/2019 PRR148946
VICTORINO LIM GABOR
02/26/2024 PRN475592
PAUL P. GAGNE
04/17/2025 PRR248514
ARNOLD G. GAHAGAN III
03/06/2023 PRR37664
LESTER EDWARD GALLAGHER IV
06/23/2022 PRN285927
DAVID JOSEPH GALLANT
03/03/2025 PRR20783
SHERYL CHRISTINE GALLANT
10/14/2021 PRN399618
SHEA GALVEZ-DURIAN
08/08/2024 PRN488645
YING YING GAO
01/31/2024 PRN444715
CRUZ GARCIA
05/15/2023 PRN451026
JOANALIZA GARCIA
07/11/2025 PRN489102
GEOFFREY L. GARDNER
11/19/2024 PRN356078
DILNAWAZ BOMI GAZDAR
08/07/2025 PRN483747
GBS INSURANCE AND FINANCIAL SERVICES INC
10/02/2024 AGN92665
MAKEDA L. GEBRE
04/07/2023 PRN443435
GEN3 ADVISOR GROUP LLC
02/03/2025 AGN506463
MICHAEL E. GENETTI
02/24/2020 PRN15505
JUSTIN T. GETTS SR
09/02/2025 PRN313646
AMANUEL GHEBREMICHAEL
02/18/2021 PRN371779
MARCO P. GIANCOTTI
11/08/2018 PRR46824
EMILY JEAN GLAZA
04/21/2025 PRN459538
MICHAEL ARMAND GODIN
07/21/2022 PRR34010
RYAN MICHAEL RAY GODIN
01/31/2024 PRR290518
GOLDENCARE USA LLC
07/28/2023 AGN47970
GOSLINE RETIREMENT PLANNING INC
07/28/2015 AGR128190
MARIA GOYENA
06/02/2023 PRN452603
GRADIENT INSURANCE BROKERAGE LLC
09/23/2014 AGN130014
GRADIENT SECURITIES LLC
10/09/2020 AGN167808
GRAYSTONE INSURANCE
02/27/2018 AGR218708
GREEN MOUNTAIN INS SOLUTIONS INC
08/31/2017 AGN287485
WILLIAM ERNEST GRIFFITH
10/01/2024 PRN493709
MATTHEW GRINDLE
03/17/2023 PRR383287
ALEXANDER GROTH
02/06/2025 PRN166100
JONATHAN GRUBER
02/20/2025 PRN324357
JEFFREY A. GUENTHER
08/18/2023 PRR282935
BLAINE JACOB GUIDO
04/24/2024 PRR309412
ANDREW JOSEPH GUYTON
11/16/2022 PRN217164
JOSEPH H. GUYTON
11/16/2022 PRN53691
GWN SECURITIES INC
06/07/2022 AGN142872
H E SCHEIL & ASSOC
03/30/2021 AGN249408
DAVID R. HAAS
07/22/2025 PRN191217
KIMBERLY A. HAESLER
10/07/2024 PRR480629
ABDOU HAGENIMANA
11/11/2024 PRN462080
LEVI HAIGHT
07/17/2024 PRN366752
NAWEZA HALKOSE
12/31/2024 PRN502700
DAVID G. HALPER
03/28/2025 PRN113979
ROBERT J. HANES
06/26/2024 PRN186411
JOSEPH M. HANNIGAN
12/30/2022 PRN439085
JACOB HANSEN
07/01/2025 PRN450342
HANTZ AGENCY LLC
05/26/2021 AGN246267
HARBOUR INVESTMENTS INC
02/18/2025 AGN137848
LANCE HARDER
09/15/2025 PRR360684
KIMBERLY ANN HARDING
06/30/2025 PRN139672
HEGEMON FINANCIAL GROUP LLC
01/08/2021 AGN196979
TODD MICHAEL HENDERSON
04/02/2021 PRN377448
DOROTHY HERRERA
10/14/2019 PRN205160
JENNA MALINA HERRERA
07/08/2025 PRN519993
MARC HESTER
10/15/2019 PRN195700
DAVID SEAN HICKSON
10/24/2023 PRN358800
THE HILB GROUP OF NEW YORK LLC
07/08/2021 AGN260336
RICHARD S. HILOW
10/07/2019 PRN161229
SCOTT BRIAN HINKLE
07/02/2025 PRN511534
PAUL HOHNER
08/21/2024 PRN490523
JOSHUA HOLT
04/11/2025 PRR201955
CAMI VALENTINE HOOVER
08/20/2024 PRN471752
HANNA LIZA HORENSTEIN
01/29/2024 PRN474620
HORNOR TOWNSEND & KENT LLC
08/03/2010 AGN35004
SAMUEL SHEFFER HOYLE
01/08/2025 PRN299237
HSBC INSURANCE AGENCY (USA) INC
07/26/2012 AGN80719
WENYUE HSU
10/08/2021 PRN399001
CHUNLEI HUAN
09/29/2020 PRN354343
HUB INTERNATIONAL NEW ENGLAND LLC
05/02/2023 AGN38279
LESLIE HUDGENS
10/15/2019 PRN195987
HUI-LIN HUNG
06/16/2020 PRN352912
SCOTT HUNTLEY
04/04/2024 PRR173323
IDEAS BY MIKE, LLC
09/30/2024 AGN487465
ROMANA M. ILUNGA
05/01/2023 PRR442569
IMPACT PARTNERSHIP LLC
02/14/2014 AGN191126
INNOVATIVE UNDERWRITERS, LLC
11/16/2023 AGN52776
INS MARKETING SOLUTIONS LLC
07/08/2019 AGN254946
INSURANCE AGENCY MARKETING SERVICES INC
05/26/2021 AGN40374
INSURMARK INC
02/13/2014 AGN46162
INTEGRITY ALLIANCE, LLC
09/26/2006 AGN130492
INVESTMENT DISTRIBUTORS, INC.
05/05/2025 AGN401577
MILKA ISINTA
05/10/2022 PRN418110
ITRUST ADVISORS LLC
06/02/2017 AGN178305
J BERGERON AGENCY LLC
09/14/2020 AGN293464
J W COLE INS SERVICES INC
07/07/2025 AGN120682
JARED JEFFREY JABAUT
08/11/2022 PRN344905
JAMES L. JACKSON
01/09/2024 PRN473698
JAMES JACKSON IV
10/02/2025 PRR10818
MARK S. JACOBSOHN
10/02/2024 PRR79194
JODY MICHAEL JAMES
06/24/2019 PRR92342
KURT H. JAMIEL
02/18/2025 PRN350808
JANNEY MONTGOMERY SCOTT LLC
06/15/2016 AGN88665
SHARI JENKINS
10/01/2020 PRN358034
ARTHUR CARL JETTER JR
07/07/2025 PRN75316
BRANDON M. JOHNSEN
07/21/2023 PRN429932
DWAYNE DOUGLAS JOHNSON
12/12/2022 PRN437247
PETER CARL JOHNSON
05/05/2017 PRR22813
PEYTON MURRAY JONES
08/25/2023 PRN461145
RIGHETTI JOSEPH
08/11/2025 PRN523136
TYLER L. JUDKINS
07/26/2016 PRR212222
JURS MONTGOMERY BROKERAGE LLC
01/07/2020 AGN213087
JAMES PATRICK KACHMAR
09/03/2024 PRR80583
KAFL SERVICES, LLC
06/28/2023 AGN72350
LIKA KAKUNZE
12/30/2024 PRN503656
MICHAEL L. KALEN
10/03/2025 PRN231734
MARIA JOANA TUMBA KALUBI
02/12/2024 PRN467722
MELANIE J. KAMP
10/06/2023 PRN389301
SCOTT L. KAPLAN
09/17/2024 PRN495339
JONATHAN B. KARELITZ
10/05/2020 PRN361981
NEAL BARRY KARELITZ
10/05/2020 PRN180619
ETHEL KATASI
05/30/2023 PRN452535
GEORGE EDWARD KAVALAUSKAS JR
07/10/2025 PRN310780
RODRIGUEZ JUNIOR KAYUMBA
12/21/2024 PRR451181
ANTOINETTE F. KENMUIR-EVANS
03/21/2023 PRN445136
KESTRA INVESTMENT SERVICES LLC
09/17/2025 AGN78771
KEYCORP INSURANCE AGENCY USA INC
08/21/2006 AGN98784
EDWARD KILPATRICK
10/03/2025 PRN243392
JOSEPH S. KLEIN
06/27/2025 PRN268512
CHRISTOPHER ALLEN KLIMASH
12/21/2022 PRR72449
BEN NATHANIEL KLINGER
09/08/2022 PRN423389
KME INSURANCE BROKERAGE LLC
04/21/2025 AGN406910
AARON CALVIN KNAPP
03/09/2017 PRR43698
KATHLEEN LYNN KNAPP
07/11/2025 PRN88016
JARED BRANT KOELKER
03/07/2025 PRR197276
KENNETH JACK KOVALIK
06/26/2025 PRN517444
AJAI K. KOYA
02/08/2024 PRN425707
KRAUSE BROKERAGE SERVICES, LLC
04/18/2023 AGN354456
CURTIS KRUEGER
03/05/2013 PRN214072
LINA KUANG-CHAN
01/17/2020 PRN333380
GORETTE KWANZAMBI KUPA
09/14/2025 PRN449302
THE KYES AGENCY INC
06/15/2023 AGR2428
JOHN R. LACHAPELLE
02/26/2025 PRN59039
CHRISTINA A. LAFORTUNE
09/21/2021 PRN387730
SILAS JOHN LAGOY
11/18/2020 PRN362616
LAKE HOLDINGS LLC
08/05/2016 AGN270554
BRANDON LAKEY
03/11/2021 PRN377231
LANCE MICHAEL LAKEY
03/11/2021 PRN377233
RANDY S. LAMBERTI
10/28/2024 PRN220317
ANDREW JORDAN LANDSMAN
10/16/2023 PRN466943
SEAN MICHAEL LANGAN
09/29/2025 PRR160440
ROBERT LAROCHELLE
01/09/2024 PRR313273
LARSON FINANCIAL GROUP LLC
03/07/2016 AGN168483
LASALLE ST SECURITIES LLC
01/04/2016 AGN81984
SIEGFREID BATERINA LAUREN
05/17/2024 PRN481323
BRIAN S. LAVOIE
12/27/2006 PRN121387
MEIYEE LAW
05/20/2022 PRN417924
GREGORY WILLIAM LAWRENCE
03/19/2021 PRN17904
YING CHEN LAY
07/30/2025 PRN497071
DAN NHAN LE
09/23/2022 PRN320006
ADAM P. LEAPLEY
06/12/2024 PRN186070
JAMES F. LEBLOND
09/23/2021 PRR51384
DAVID LECHOSA
05/13/2024 PRN483048
DENNIS LEE
06/26/2024 PRN186493
MIKAEL C. LEE
02/14/2025 PRN476285
LEGACY ADVISORS LLC
02/04/2011 AGN186678
RICHARD E. LEIGHTON
12/12/2022 PRR42670
LEVERAGERX INSURANCE SERVICES, LLC
08/20/2024 AGN363664
WEI LI
11/14/2021 PRN400506
ZHI YU LI
12/03/2019 PRN336115
MICHAEL A. LICCIARDI
09/18/2018 PRN19835
THE LIFE AND ANNUITY SHOP LLC
01/19/2021 AGN166882
LIFEMARK SECURITIES CORP
11/08/2018 AGN41403
LIFESTYLE RETIREMENT SOLUTIONS LLC
05/05/2017 AGR192321
LINCOLN INVESTMENT PLANNING LLC
05/28/2019 AGN69935
LINSCO PRIVATE LEDGER INSURANCE ASSOCIATES INC
08/04/2005 AGN47580
LION STREET FINANCIAL LLC
12/04/2024 AGN253104
LION STREET INSURANCE SERVICES LLC
02/08/2017 AGN162588
LION STREET PRIVATE CLIENT, LLC
08/20/2020 AGN354905
MARY ELLEN LISICKY
12/08/2022 PRN346785
CHAD MORGAN LISTON
10/15/2014 PRR80544
YING LIU
05/20/2022 PRN418625
LOCKTON INVESTMENT SECURITIES LLC
06/24/2008 AGN152738
PROSPER BOLAE LOHOMBOLI
10/26/2022 PRR366347
ELAINE MARYANN LOPEZ
05/20/2021 PRN381713
FRANK R. LOSCALZO
09/23/2024 PRN167687
ROBERT FRANK LOSCALZO
09/23/2024 PRN167689
HAROLD D. LOSEY JR
11/18/2019 PRN261038
LOTFEY DENNETT & CO LLC
01/27/2025 AGR239607
NICHOLAS NAJEEB LOTFEY
10/06/2025 PRR167888
LPA INSURANCE AGENCY INC
05/07/2014 AGN62230
LPL ENTERPRISE, LLC
11/14/2024 AGN481034
LPL FINANCIAL LLC
09/12/2000 AGN23010
LTC AFFINITY DIRECT INC
07/28/2017 AGN153420
LTCI PARTNERS LLC
05/07/2019 AGN80046
CHUMA MUTAKALA LUBASI
05/20/2025 PRN514161
ALIDOR LUNGUMBA
08/26/2022 PRN427253
LANG DUC LUU
04/22/2025 PRN474263
MARTIN BONIFACE KABASO LUWALE
05/20/2025 PRN512932
MICHAEL ROBERT LYETH
09/30/2024 PRN50597
M HOLDINGS SECURITIES INC
08/07/2007 AGN65263
M&O MARKETING INC
02/11/2014 AGN175016
WEN MA
06/05/2025 PRN382881
JODY LYNN MACCORMACK
01/03/2023 PRN438500
KIMBERLY ANNE MACKENZIE
05/07/2025 PRR109592
MAGELLAN FINANCIAL & INSURANCE SERVICES, LLC
03/03/2022 AGN109651
MAINE RETIREMENT ANNUITIES INC
06/12/2015 AGR203667
MAINELY INSURANCE SOLUTIONS
10/24/2014 AGR184532
HERVE N. MALEMBE
04/12/2024 PRN474512
STEPHEN BRUCE MALTER
10/06/2025 PRR132835
ASTRID YENGO MAMONA
08/18/2020 PRN356453
MARIA CHRISTINA MANALANG
04/17/2025 PRN489104
MARSH & MCLENNAN AGENCY LLC
01/10/2023 AGN171044
BRIAN W. MARTIN
09/23/2025 PRN50798
PETER B. MARTIN
03/02/2021 PRN376444
AUBREY ANTHONY MARTINEZ
01/02/2024 PRN472393
JEFFREY MARTINIDES
04/30/2025 PRN126383
BRITTANY CHRISTINE MASSRO
03/25/2022 PRN414495
MASTROIANNI INSURANCE SOLUTIONS, INC.
01/22/2024 AGN474493
OSKAR S. MATERO
04/28/2025 PRR419287
MATIC INS SERVICES INC
07/16/2020 AGN238912
CHRISTIANNE MATONDO
11/08/2021 PRN352910
RUTH M. MATT
07/23/2019 PRR23899
CHRISTOPHER MATTHEWS
01/29/2025 PRR306339
CONOR MCCANN
02/24/2022 PRR355495
TOBIAS MCCARTHY
11/04/2024 PRN482710
CHARLES SCARBROUGH MCCLURE
06/24/2025 PRN211030
KARLA NOEMI MCFARLAND
10/11/2024 PRN488265
DEZRAY MCGARY
07/08/2024 PRN487992
JEFFREY WILLIAM MCLAUGHLIN
10/24/2023 PRR220292
MCNEIL & COMPANY INC
03/18/2015 AGN45309
MEGASTAR ADVISORS LLC
03/31/2021 AGN228735
MERRILL LYNCH LIFE AGENCY INC
02/24/2006 AGN47860
METLIFE INVESTORS DISTRIBUTION CO
10/30/2012 AGN80387
SHAUN MILLER
07/22/2025 PRN162146
CRAIG J. MILLETT
05/07/2015 PRN79144
STEVEN MICHAEL MILLIGAN
09/30/2024 PRN461814
RYAN J. MILLMAN
03/30/2022 PRN367024
JEAN VICTORIA MISSOFF
10/05/2023 PRN464346
DAVID MICHAEL MITCHELL
08/19/2025 PRR59341
DONALD R. MITCHELL
07/11/2017 PRR190647
SONYA L. MITCHELL
03/16/2023 PRR154824
MML INSURANCE AGENCY LLC
09/05/2012 AGN34945
MODERN CAPITAL EXECUTIVE SOLUTIONS, INC
03/30/2022 AGN408391
MATTHEW MONACO
12/21/2022 PRN188901
MONEY CONCEPTS CAPITAL CORP
08/08/2019 AGN44204
MONEY CONCEPTS INTERNATIONAL INC
09/05/2019 AGN138561
KEVIN PAUL MONROE
11/06/2024 PRR35300
MOORS & CABOT INC
12/15/2011 AGN175383
ERYKA MOREHEAD
08/14/2024 PRN454628
MORGAN STANLEY INSURANCE SERVICES INC
04/18/2007 AGN130525
SHANE MORROW
07/15/2025 PRN519926
SYLVIE MOTOUM
01/06/2025 PRR500858
MERCIA ELIEZER MOUMBELE NGOLO
04/22/2025 PRR448734
NAKYANZI MUGAKASANA
09/06/2024 PRN452980
THEOPHILE MUHAYIMANA
09/23/2024 PRN491219
BELLA MUKARAGE
04/01/2025 PRN485800
APEKSHIT MULAY
04/17/2023 PRN449305
SARAH A. MULLANE BECKER
03/20/2023 PRN318085
MULLEN INSURANCE AGENCY INC
10/09/2019 AGN115400
JAMES A. MULLEN
11/06/2008 PRN75589
BOSCO MUNYANEZA
09/25/2024 PRN494665
ROODY MURACIN
02/06/2025 PRN505964
MARY MURERWA
03/10/2023 PRN441749
PEDRO M. MUSSUMBA
01/13/2025 PRR500073
MUTUAL SECURITIES INC OF CALIFORNIA
03/13/2024 AGN200407
MWA FINANCIAL SERVICES INC
03/18/2016 AGN94734
MYFEDRETIREMENTWERKS INSURANCE SERVICES LLC
09/10/2025 AGN327487
N P A INS AGENCY INC
01/24/2017 AGN281541
HENRI N'KOY-BOFUMBO
12/08/2021 PRR354458
FREDRICK JAY NADEAU JR
11/02/2023 PRR186503
MICHAEL B. NADEAU
06/26/2024 PRR24343
PAUL RAYMOND NATHE
03/24/2023 PRN105768
NATIONAL SERVICE GROUP OF AMERILIFE LLC
05/13/2016 AGN170795
NATIONWIDE FINANCIAL GENERAL AGENCY INC
02/20/2002 AGN48647
NATIONWIDE SALES SOLUTIONS, INC
11/12/2007 AGN126911
NBC NATIONAL MARKETING INC
06/06/2017 AGN287836
NADINE MULASHI NDAYI
10/21/2024 PRN497855
JOHN FRANCIS NEELEY
11/06/2023 PRN468472
PATRICK CHRISTOPHER NELSON
01/21/2025 PRN385378
NEW FFR INS SERVICES INC
05/19/2022 AGN82391
NEWCLEUS LLC
03/17/2022 AGN328634
NEWMAN FINANCIAL SERVICES LLC
06/29/2018 AGN96309
NEWTON ONE LLC
02/26/2014 AGN225291
NEXT FINANCIAL INS SERVICES CO
12/06/2022 AGN200931
NFP CORPORATE SERVICES (NY) LLC
12/27/2017 AGN126219
NFP INSURANCE SERVICES INC
04/21/2011 AGN36972
MATHILDE NGOYI TWITE
11/21/2022 PRN356547
KATHY NGOC NGUYEN
09/08/2022 PRN370084
NATHAN S. NICHOLS
07/11/2025 PRR255368
STEPHEN NJOROGE
05/07/2021 PRN382054
NOBLE CLUB FINANCIAL SERVICES, LLC
09/10/2025 AGN505643
NORTHEAST BENEFIT SOLUTIONS, INC.
04/04/2024 AGR409723
NORTHEAST BROKERAGE INC
09/20/2016 AGN101303
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC
07/22/2016 AGN82119
ARSENE NTWALI
06/18/2025 PRN517699
PARICHART NUALCHAVEE
08/16/2021 PRN390223
NWLFD, INC.
05/09/2025 AGN495694
JOISSE T. NYARKO
08/04/2025 PRN522095
MATTHEW ERNEST NYE
09/10/2025 PRR141752
NYLIFE SECURITIES LLC
07/08/2008 AGN139649
FNU NYOTA TAMBWE
04/19/2024 PRN477904
GRACE GENEVA O MARA
02/19/2025 PRN507476
OHIO NATIONAL INSURANCE AGENCY INC
09/30/2025 AGN97505
KIMBERLY OKERMAN
06/16/2021 PRN373624
KRISTINA OKERMAN
11/18/2020 PRN365966
KATHE MUTOBA OLEMBO
05/24/2021 PRN381891
BRIAN C. OLIGER
01/28/2025 PRN500956
KINGSLEY OMENSAH
11/22/2022 PRN410051
ONE RESOURCE GROUP LLC
04/29/2011 AGN92719
ONE STOP QUOTES INC
04/27/2015 AGN241458
OPPENHEIMER LIFE AGENCY LTD
11/09/2010 AGN26497
ORIGIN8CARES, LLC
03/08/2023 AGN406842
MATTHEW HENRY ORLANDO
09/19/2025 PRR217111
JOHN WILLIAM ORR
05/21/2024 PRN436301
OSAIC INSTITUTIONS, INC
09/19/2012 AGN88278
OSAIC SERVICES, INC
10/25/2005 AGN118155
OSAIC WEALTH INC
11/09/2018 AGN31197
SKYLER OTTO
10/24/2019 PRN193931
JEVON HARRISON OWENS
09/21/2018 PRR140727
P J ROBB VARIABLE, LLC
10/14/2010 AGN78655
JOSEPH MICHAEL PALUZZI
06/27/2024 PRN487363
FRANK PAUL PANAYOTOU
10/11/2013 PRN77304
JASON PANNIELL
03/20/2024 PRN478103
SANTO PANZO
03/11/2024 PRR474460
G MICHAEL PAPAZ
12/18/2024 PRR500524
GILLES N. PARADIS
03/21/2018 PRR27830
JENNIE LYNN PARISI
04/17/2025 PRN259103
PARK AVENUE SECURITIES LLC
06/16/2009 AGN65324
PARKER-DOUGLAS INSURANCE, INC.
08/25/2020 AGN356050
PARKLAND SECURITIES LLC
05/31/2024 AGN83558
TIMOTHY PARNELL
09/16/2025 PRN502600
MICHELLE PARRETTI
07/16/2024 PRN184403
JEFFREY A. PARSONS
05/28/2024 PRN108037
MICHAEL PASCARELLA
06/16/2021 PRN375178
PERCIVAL PASCUAL
10/16/2023 PRN466099
AMISH PATEL
10/31/2024 PRN499285
JAGDISH PATEL
05/10/2025 PRN515281
KERRY L. PEABODY
09/06/2018 PRR43793
PEAK PERFORMANCE BROKERAGE SERVICES INC
03/10/2021 AGN262465
DANA S. PELKEY
07/16/2025 PRR68654
DIANE PELLETIER
09/18/2025 PRN236792
PELOTON GLOBAL DISTRIBUTION SERVICES INC
07/28/2021 AGN165125
NADINE NZENZA PEMBELE
03/14/2023 PRR441304
FRANCOIS JONATHAN PENDEZA
04/18/2024 PRR479988
CHRISTOPHER R. PERRY
10/09/2014 PRR196438
LAWRENCE J. PERRY
02/12/2020 PRR7100
PITT PETRI
12/20/2024 PRN441557
PGIA, INC.
10/20/2021 AGR326827
PINETREE RETIREMENT PLANNING PA
04/08/2016 AGR72270
PINNACLE FINANCIAL SERVICES GROUP LLC
02/12/2021 AGN89075
PINNACLE INS & FINANCIAL SERVICES LLC
11/01/2016 AGN190396
PINNACLE INVESTMENTS LLC
11/13/2019 AGN266965
PKS FINANCIAL SERVICES INC
10/31/2023 AGN110519
PLATINUM LTC SOLUTIONS, INC DBA PLATINUM LTC INSURANCE AGENCY
07/24/2025 AGN451028
PMC ADVANTAGE INSURANCE SERVICES INC
04/25/2022 AGN116523
PNC INSURANCE SERVICES LLC
07/06/2011 AGN63109
HEATHER CAMERON POOLE
06/06/2025 PRR9555
KATHERINE ELIZABETH POPE
12/29/2022 PRN438809
SWATI POPLI
03/14/2025 PRN510046
RALPH A. PORPORA
08/12/2025 PRN109277
ROBERT PRATEL
03/24/2020 PRN338685
PREMIER INS PARTNERS LLC
01/20/2021 AGN232010
DARRICK PRIESTER
01/08/2020 PRN206733
PRIVATE CLIENT INSURANCE SERVICES LLC
07/09/2025 AGN420138
PRIVATE CLIENT SERVICES LLC
04/12/2011 AGN183640
THE PRODUCERS GROUP
04/03/2006 AGN58048
PROSPERITY ADVANTAGE MARKETING LLC
01/16/2021 AGN175564
THE QUANTUM GROUP, USA, LLC
03/21/2019 AGN324729
NICHOLE D. RAFTOPOULOS
09/28/2020 PRN149947
LINLY K. RAMLAL
11/12/2019 PRN233344
SANGINI RANA
02/06/2024 PRN475564
JARED P. RANGER
10/27/2016 PRR144979
RICHARD RAPP
07/09/2020 PRN355265
GREGORY H. RAUE
10/04/2024 PRN496954
RAWLINGS INSURANCE SERVICES LLC
01/16/2021 AGN197982
RAYMOND JAMES INS GROUP INC
08/22/2014 AGN233191
JOHN HOWARD REDDINGTON
04/16/2018 PRN71694
REGULUS FINANCIAL GROUP, LLC
03/18/2025 AGN310875
ANDREW ROBERT REID
05/09/2024 PRN396273
LOGAN SETH REIDREYNOSO
01/29/2024 PRN474228
RELATION INSURANCE SERVICES SELECT, INC.
11/09/2021 AGN374268
RELAYER BENEFITS GROUP LLC
10/02/2024 AGN286468
DOROTHY CECILIA REMY
02/09/2011 PRN143448
JOSHUA G. RENT
03/29/2024 PRR167603
NICOLE RICAURTE
05/15/2023 PRN451025
RANDALL JON RICHARD
10/09/2023 PRR38229
RIDGEBACK INSURANCE SERVICES LLC
07/09/2025 AGN454976
MICHAEL WAYNE RING
07/16/2024 PRR160186
RISK AND INSURANCE ASSOCIATES, LLC
11/21/2021 AGN339729
KEVIN A. ROBINSON
01/19/2024 PRR101139
INGRID VANESSA RODRIGUEZ
11/06/2023 PRN463602
SENGHAP ROEUN
06/30/2022 PRN358201
MICHELINE M. ROMANO
03/26/2024 PRR70309
PAUL A. ROMANO
02/19/2025 PRR66530
STEVEN L. ROSSI
09/08/2020 PRN49344
JAMIE LOUISE RUBBELKE
08/25/2023 PRN406935
SAFE HARBOR FINANCIAL INC
03/26/2021 AGN31646
TRAVIS G. SALLEY
12/23/2024 PRN501993
NATHAN S. SANDERS
01/22/2024 PRN257420
STEVEN B. SANDERS
11/26/2024 PRN404678
SAYBRUS EQUITY SERVICES LLC
07/26/2017 AGN179688
SAYBRUS PARTNERS LLC
07/25/2017 AGN170604
SBHU LIFE AGENCY INC
02/04/2009 AGN158963
KENNETH R. SCAGLIONE
07/21/2025 PRN521250
ANTHONY SCARELLI
02/20/2025 PRN223552
KELLY E. SCHEETZ
08/21/2020 PRR354721
ADAM SCHLOSSBERG
07/09/2025 PRN299460
ROBERT SCHMIDT
01/12/2022 PRR362754
JAY S. SCHNEIDER
02/14/2018 PRN303165
KIMBERLY SCHULTZ
03/19/2024 PRN477436
JAMES EDWARD SCHWARTZ
08/09/2019 PRN131861
SCOTT P. CARTER
07/12/2023 AGR373277
SECURIAN FINANCIAL SERVICES INC
11/29/2019 AGN43013
DAREN PHILLIP SEEKINS
05/05/2016 PRR83490
SEGREVE & HALL INSURANCE ASSOCIATES, INC
08/13/2018 AGN287908
MOSES KATENDE SEMWOGERERE
06/30/2022 PRN420287
SENIOR INSURANCE & RETIREMENT BENEFITS GROUP DBA HERITAGE FINANCIAL RETIREMENT & INSURANCE SERVICES
05/12/2025 AGN504939
SENIOR BENEFIT SERVICES INC
04/23/2021 AGN75598
SENIOR FINANCIAL RESOURCES INC
12/29/2021 AGN70493
KANNIKA SEUNG
11/19/2020 PRN357127
SFA INSURANCE SERVICES INC
02/27/2020 AGN117304
MATTHEW P. SHANNON
09/21/2018 PRR95891
SHAW AMERICAN FINANCIAL CORPORATION
12/04/2020 AGN49730
KIRK MATTHEW SHELBY
08/10/2023 PRN123891
SHIELDS BROKERAGE LLC
09/18/2023 AGN35604
KEVIN SHILLING
10/16/2024 PRN313138
DAVID SHNITZER
09/30/2024 PRN139564
CAMERON SHOREY
05/15/2024 PRR370532
SIGNAL ADVISORS INSURANCE LLC
02/04/2022 AGN329048
MATTHEW THOMAS SIMARD
11/03/2023 PRR93495
SIMPLICITY FINANCIAL DISTRIBUTORS INC
02/24/2017 AGN38551
SIMPLICITY FINANCIAL MARKETING INC
11/06/2014 AGN48782
SIMPLICITY LIFE INC
11/09/2020 AGN189056
JONATHAN ROBERT SINGER
02/09/2004 PRR34390
WILLIAM F. SLATTERY JR
09/16/2025 PRN83432
GARY SLAVEN
02/09/2011 PRN154721
TYLER SMALL
01/15/2025 PRR415444
DANIEL JOSEPH SMITH
10/15/2013 PRR222256
JAMES S. SMITH
03/24/2022 PRN409594
JOCELYN SMITH
02/10/2011 PRN154546
MITCHELL K. SMITH
06/21/2017 PRN111588
RONALD J. SMITH
08/14/2013 PRN219990
DANIEL ROBERT SNYDER
08/10/2022 PRN415615
JAMES ROBERT SNYDER
08/05/2022 PRN415629
PAMELA F. SOH
11/04/2022 PRN433526
SOLID GOLD LEADS INC
12/28/2023 AGN355219
SORRENTO PACIFIC FINANCIAL LLC
12/12/2005 AGN117455
SOUND INCOME ACADEMY, LLC
05/13/2022 AGN193064
SOUTHWEST ANNUITIES MARKETING LLC
01/19/2021 AGN212932
THOMAS JOSEPH SOWINSKI SR
11/01/2023 PRN39669
SPECIFIC SOLUTIONS INC
02/06/2024 AGN72511
JEREMY SPENCER
04/23/2025 PRN408946
KEITH W. SPLAIN
04/04/2019 PRN312059
BONNIE STANIEWICZ
06/20/2019 PRN84759
JONATHAN W. STEELE
08/05/2022 PRN415565
CHRISTOPHER D. STEMPEK
06/25/2024 PRN243711
STERLING BRIDGE INSURANCE AGENCY INC
07/06/2020 AGN43669
ANDREW J. STERN
07/27/2017 PRR185047
JANE STEVENS
05/15/2024 PRR208608
STEWARD PARTNERS GLOBAL ADVISORY LLC
06/02/2022 AGN261443
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
06/03/2022 AGN170153
STIFEL NICOLAUS & COMPANY INCORPORATED
09/09/2008 AGN82502
STRATEGIC NON-MEDICAL SOLUTIONS, LLC
11/30/2021 AGN236427
JAMES STROTHER
10/25/2022 PRN299231
MARK EDWARD STUART
08/28/2017 PRN290194
CHARLES RHETT STUBBENDECK
08/15/2024 PRN386523
YU SU
02/27/2024 PRN477291
KEVIN RONALD SULLIVAN
10/27/2020 PRN207524
MARY CAROLE SUNDAY
07/24/2018 PRR266484
EUGENE ALLEN SWANK
06/16/2025 PRN517211
JEFFREY ALAN SWETT
03/15/2021 PRN83499
SYMMETRY FINANCIAL GROUP LLC
08/01/2022 AGN325690
JESSICA E. SZAFRANSKI
09/30/2025 PRR292886
APRIL YLVISAKER TARDIFF
09/16/2019 PRR106824
TARKENTON FINANCIAL LLC
10/18/2021 AGN138821
MICHAEL DWAIN TATE
07/02/2025 PRN241807
BARBARA FREDERICK TAYLOR
11/30/2017 PRN251629
CAROLE A. TAYLOR
01/15/2020 PRR193906
TBS AGENCY INC
09/20/2010 AGN50856
TELLUS BROKERAGE CONNECTIONS, LLC
04/12/2013 AGN196954
KENNETH BRENT THOMAS
10/15/2024 PRN406220
THOMPSON AGENCY INC
11/26/2024 AGN8833
BRYAN SCOTT THOMPSON
10/25/2024 PRN474655
KRISTIN SUZANNE THOMPSON
10/24/2019 PRN129348
RAGHU THOTA
02/19/2020 PRN348239
MYLES DAVIS THURSTON
08/03/2025 PRN388473
TIAA CREF INSURANCE AGENCY LLC
12/04/2020 AGN117714
BARBARA REID TILKA
12/29/2021 PRN401586
TIMMONS/COMPEDGE AGENCY CORP.
04/17/2024 AGN479365
DIANE HELENA TIMPANY
12/03/2016 PRN277163
TERRENCE M. TORMEY
02/10/2025 PRN494886
TOTAL FINANCIAL & INSURANCE SERVICES INC
07/15/2015 AGN75910
TPG FINANCIAL
10/08/2013 AGN155995
JEFFREY M. TRACEY
11/20/2023 PRN156188
QUYEN ANH TRAN
09/03/2024 PRN491727
MICHELLE TRAVERS
01/30/2023 PRR421694
TRIAD PARTNERS LLC -000
04/15/2021 AGN371279
TRIVIUM POINT INSURANCE GROUP, LLC
03/26/2025 AGN506373
JOSEPH A. TROCCHIO
06/30/2022 PRN420048
EDWARD J. TROSCIANIEC
12/30/2022 PRR69990
TRUCHOICE FINANCIAL GROUP, LLC
07/07/2020 AGN306153
TRUCORDIA INSURANCE SERVICES, LLC
02/14/2022 AGN298109
TRUIST INVESTMENT SERVICES INC
08/12/2011 AGN113321
DIEM H. TRUONG
12/18/2023 PRN371786
TRUST FINANCIAL SERVICES LLC
07/21/2025 AGN521325
WALLIS WILKINSON TSAI
07/02/2025 PRN319232
BERNADETTE TSHIALA TSHIYOMBO
05/10/2024 PRR481659
TUCKER ADVISORY GROUP, INC.
03/20/2021 AGN126137
ERIC D. TUCKER
06/04/2024 PRN484793
JONATHAN TUCKER
12/27/2018 PRN323693
KRISTY J. TURNWALD
04/03/2025 PRN508649
ARLENE TWASE
01/21/2021 PRN353341
U S BANCORP INS SERVICES L L C
11/07/2012 AGN196394
U S BANCORP INVESTMENTS INC
08/14/2025 AGN206760
UBS FINANCIAL SERVICES INSURANCE AGENCY INC
01/25/2011 AGN44426
SHIVANI UNDRALA
01/07/2025 PRN503203
UNITED PLANNERS FINANCIAL SERVICES OF AMERICA
07/01/2008 AGN24197
UNITED UNDERWRITERS INC
05/01/2025 AGN45308
USA FINANCIAL INSURANCE SERVICES, LLC
04/03/2014 AGN60513
USA FINANCIAL SECURITIES, LLC
07/08/2017 AGN120572
GRACE UWERA
01/08/2025 PRR502170
VANBRIDGE INSURANCE SOLUTIONS CORP
03/19/2012 AGN54247
VANDERBILT SECURITIES LLC
12/20/2021 AGN173441
JASON A. VANDERGIESSEN
07/18/2025 PRN520208
VANTAGE FINANCIAL ALLIANCE LLC
03/05/2024 AGN473092
VARIABLE CONTRACT AGENCY, LLC
06/23/2021 AGN349720
ZACHARY RYAN VAUGHT
03/10/2025 PRN509886
MIA RAQUEL VAZQUEZ
03/15/2021 PRN376865
AUGUST H. VELTEN
05/02/2019 PRN158106
RAYMOND E. VERONEAU JR
04/24/2025 PRR22799
VERTICAL VISION FINANCIAL MARKETING, LLC
09/14/2022 AGN423422
LEIA VITALE
11/06/2023 PRN465390
SCOTT COLEMAN VLCEK
04/29/2025 PRR482795
RICHARD VOGEL
02/08/2011 PRN154844
VOYA FINANCIAL ADVISORS INC
04/21/2016 AGN45587
JESSICA LYNNE WALGENBACH
08/07/2025 PRN520415
WALLACE FINANCIAL & INSURANCE SOLUTIONS LLC
04/13/2023 AGN448305
DALE WALSH
09/08/2022 PRN423393
TRACY MAE WARNER
05/09/2025 PRN515044
MICHAEL WATERHOUSE
06/26/2025 PRN517934
WEALTH ASSURANCE GROUP, LLC.
07/23/2025 AGN520284
WEALTHVEST MARKETING INC
05/09/2025 AGN170225
DILINI WEERASOORIYA
07/20/2023 PRN422904
MICAH MAXIMILLIAN WEIL
09/17/2025 PRN525539
SHERYL WEIN
10/22/2020 PRN257809
DAVID H. WEINBERG
07/30/2024 PRN252659
VERNE WEISBERG
01/29/2024 PRN443825
WELLS FARGO ADVISORS INSURANCE AGENCY LLC
03/26/2003 AGN61311
WELLS FARGO WEALTH BROKERAGE INS AGENCY LLC
05/15/2006 AGN84772
WENTWORTH FINANCIAL PARTNERS, LLC
08/09/2013 AGN217925
PATRICIA SARABIA WENZEL
02/08/2011 PRN143408
BRENNAN WEST
04/10/2023 PRN368404
RICHARD WEST
02/07/2020 PRN272179
JAMES D. WESTMORELAND
11/30/2017 PRN180868
CLAIRE MORGAN WETMORE
03/19/2024 PRN477619
RYAN WILLETTE
10/03/2025 PRR197018
MONICA TIMPE WILLIAMS
12/19/2019 PRN343272
ANDREA WILLIAMSON
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WINDSOR INSURANCE ASSOCIATES INC
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KAREN TRUE WINSLOW
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JARED SCOTT WOLEVER
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COREY BRIAN WOODHEAD
11/26/2024 PRR58174
DOUGLAS E. WOOLLEY
12/08/2022 PRN320385
WORLD FINANCIAL GROUP INSURANCE AGENCY LLC
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JOHN MATTHEW WORSOWICZ
09/24/2025 PRN472590
WUT GROUP CORP
10/27/2023 AGN468148
CHLOE L. XU
02/21/2019 PRN320440
MEI QUN YANG
07/25/2019 PRN333798
SHAOXIN YAO
04/11/2022 PRN320535
PETER THOMAS YOUNG
02/13/2025 PRN479720
STEVEN GREGORY YOUNG
05/15/2025 PRN514853
YANGANG ZHA
09/22/2023 PRN423975
HAI HUA HAI HUA ZHANG ZHANG
05/16/2022 PRN345259
JINGJING ZHAO
04/06/2023 PRN443933
WENYAN ZHAO
09/19/2017 PRN228901
PETER J. ZINNEN
12/04/2024 PRN184189
JONATHAN WILLIAM ZOLLO
06/22/2022 PRN221878
FEI YAN ZOU
03/19/2021 PRN336812

Authority

Description Issue Date Termination Date Status
LIFE 04/23/1999 Active
HEALTH 07/23/2010 Active
VARIABLE LIFE 01/11/2010 Active
VARIABLE ANNUITY 01/11/2010 Active

Contacts

Type Contact
PRODUCER LICENSING CONTACT MELVIN M. SMITH
MELVIN M. SMITH
1 W NATIONWIDE BLVD # 1-14-301
COLUMBUS, OH 43215-2752
Phone: +1 (614) 435-1469
Email: license@nationwide.com
SERVICE OF PROCESS CORPORATION SERVICE COMPANY
45 MEMORIAL CIR
AUGUSTA, ME 04330-6400
Phone: +1 (800) 927-9800
Fax: +1 (302) 636-5454
Email: sop@cscglobal.com

License/Disciplinary Action

None.

GENERAL INFORMATION

NAIC Information

National Producer Number (NPN)

An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.

Date: 10/10/2025 02:05:00 PM