black and white state seal

DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE

DAVID RONALD HATFIELD

PRODUCER NON-RESIDENT

License Number:
PRN370131
Status:
Active
First Licensure:
12/01/2020
Cancel Date:
None

Mailing:
DOVER, NH 03820
Phone:
+1 (603) 842-4765
Fax:
+1 (603) 842-5359
Email:
david.hatfield@lpl.com

History
License Type Start Date End Date
PRODUCER NON-RESIDENT 12/01/2020

Agency
Name Issue Date License Number Expiration Date Cancel Date
LPL FINANCIAL LLC
 12/01/2020 AGN23010

Employer
Name Issue Date License Number Expiration Date Cancel Date
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA
 12/01/2020 LHF846 11/16/2021
BANNER LIFE INSURANCE COMPANY
 12/01/2020 LHF50047
BRIGHTHOUSE LIFE INSURANCE COMPANY
 12/01/2020 LHF277
DELAWARE LIFE INSURANCE COMPANY
 10/13/2022 LHF720
EAGLE LIFE INSURANCE COMPANY
 12/01/2020 LHF188352
EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA
 12/01/2020 LHF874 01/30/2024
EQUITABLE FINANCIAL LIFE INSURANCE COMPANY
 12/01/2020 LHF407 01/22/2024
FORETHOUGHT LIFE INSURANCE COMPANY
 10/30/2023 LHF1013
LINCOLN NATIONAL LIFE INSURANCE COMPANY-THE
 12/01/2020 LHF619 01/25/2023
MASSMUTUAL ASCEND LIFE INSURANCE COMPANY
 12/01/2020 LHF878
MIDLAND NATIONAL LIFE INSURANCE COMPANY
 12/01/2020 LHF960
PACIFIC LIFE INSURANCE COMPANY
 12/01/2020 LHF237
PRINCIPAL LIFE INSURANCE COMPANY
 12/01/2020 LHF406
PROTECTIVE LIFE INSURANCE COMPANY
 12/01/2020 LHF888 11/15/2021
RELIANCE STANDARD LIFE INSURANCE COMPANY
 12/01/2020 LHF254
SYMETRA LIFE INSURANCE COMPANY
 12/01/2020 LHF777
TRANSAMERICA LIFE INSURANCE COMPANY
 12/01/2020 LHF726

Authority
Description Issue Date Termination Date Status
HEALTH 12/01/2020 Active
LIFE 12/01/2020 Active
VARIABLE CONTRACTS 12/01/2020 Active

License/Disciplinary Action

None.

PRODUCER RESIDENT

License Number:
PRR100392
Status:
Withdrawn/Terminated by Licensee
First Licensure:
12/10/2003
Cancel Date:
12/01/2020
Renewal Date:
12/01/2020

Mailing:
DOVER, NH 03820
Phone:
+1 (603) 842-4765
Fax:
+1 (603) 842-5359
Email:
david.hatfield@lpl.com

History
License Type Start Date End Date
PRODUCER RESIDENT 12/10/2003 11/30/2020

Agency
Name Issue Date License Number Expiration Date Cancel Date
CITIZENS SECURITIES INCORPORATED
 10/13/2006 AGN72001 12/01/2016
LPL FINANCIAL LLC
 11/19/2020 AGN23010 12/01/2020

Employer
Name Issue Date License Number Expiration Date Cancel Date
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA
 03/08/2017 LHF846 12/01/2020
AMERICAN GENERAL LIFE INSURANCE COMPANY
 08/29/2014 LHF119 01/04/2016
AUGUSTAR LIFE ASSURANCE CORPORATION
 06/12/2006 LHF45031 01/11/2010
AUGUSTAR LIFE INSURANCE COMPANY
 06/12/2006 LHF979 11/20/2008
BANNER LIFE INSURANCE COMPANY
 06/03/2019 LHF50047 12/01/2020
BRIGHTHOUSE LIFE INSURANCE COMPANY
 12/29/2015 LHF277 12/01/2020
COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY
 11/22/2013 LHF739 11/30/2015
DELAWARE LIFE INSURANCE COMPANY
 03/13/2014 LHF720 12/03/2015
EAGLE LIFE INSURANCE COMPANY
 11/24/2020 LHF188352 12/01/2020
EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA
 01/16/2015 LHF874 12/01/2020
EQUITABLE FINANCIAL LIFE INSURANCE COMPANY
 06/23/2005 LHF407 11/24/2015
EQUITABLE FINANCIAL LIFE INSURANCE COMPANY
 01/20/2016 LHF407 12/01/2020
EVERLAKE LIFE INSURANCE COMPANY
 06/24/2005 LHF112 05/29/2013
FORETHOUGHT LIFE INSURANCE COMPANY
 05/14/2015 LHF1013 11/27/2015
JACKSON NATIONAL LIFE INSURANCE COMPANY
 07/04/2005 LHF45199 11/24/2015
JEFFERSON PILOT FINANCIAL INSURANCE COMPANY
 07/06/2005 LHF933 07/02/2007
JEFFERSON PILOT LIFE INSURANCE COMPANY
 07/06/2005 LHF42700 04/02/2007
JOHN HANCOCK LIFE INSURANCE COMPANY
 03/07/2007 LHF264 12/06/2007
JOHN HANCOCK LIFE INSURANCE COMPANY (USA)
 05/23/2007 LHF210 04/02/2013
LINCOLN LIFE ASSURANCE COMPANY OF BOSTON
 02/27/2007 LHF339 02/20/2009
LINCOLN LIFE ASSURANCE COMPANY OF BOSTON
 12/12/2013 LHF339 11/30/2015
LINCOLN NATIONAL LIFE INSURANCE COMPANY-THE
 03/22/2007 LHF619 12/01/2020
MASSMUTUAL ASCEND LIFE INSURANCE COMPANY
 09/21/2011 LHF878 12/01/2020
MIDLAND NATIONAL LIFE INSURANCE COMPANY
 04/05/2011 LHF960 02/28/2014
MIDLAND NATIONAL LIFE INSURANCE COMPANY
 01/20/2019 LHF960 12/01/2020
MUTUAL OF OMAHA INSURANCE COMPANY
 09/15/2015 LHF84 02/24/2020
NATIONWIDE LIFE INSURANCE COMPANY
 09/09/2013 LHF29 09/17/2015
NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION
 05/18/2006 LHF867 11/24/2015
PACIFIC LIFE INSURANCE COMPANY
 08/17/2006 LHF237 05/11/2010
PACIFIC LIFE INSURANCE COMPANY
 05/28/2013 LHF237 12/17/2015
PACIFIC LIFE INSURANCE COMPANY
 01/19/2016 LHF237 12/01/2020
PRINCIPAL LIFE INSURANCE COMPANY
 08/09/2006 LHF406 12/01/2020
PROTECTIVE LIFE INSURANCE COMPANY
 01/27/2019 LHF888 12/01/2020
PRUCO LIFE INSURANCE COMPANY
 01/15/2010 LHF768 08/24/2016
RELIANCE STANDARD LIFE INSURANCE COMPANY
 05/06/2018 LHF254 12/01/2020
RIVERSOURCE LIFE INSURANCE COMPANY
 08/01/2010 LHF200 05/27/2011
SECURITY BENEFIT LIFE INSURANCE COMPANY
 12/15/2015 LHF259 08/31/2018
STATE LIFE INSURANCE COMPANY
 09/27/2011 LHF984 11/24/2015
SUNAMERICA ANNUITY AND LIFE ASSURANCE COMPANY
 05/29/2012 LHF646 10/13/2012
SYMETRA LIFE INSURANCE COMPANY
 08/31/2006 LHF777 12/01/2020
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY
 03/15/2005 LHF660 09/24/2012
TALCOTT RESOLUTION LIFE INSURANCE COMPANY
 03/15/2005 LHF822 12/16/2015
TRANSAMERICA LIFE INSURANCE COMPANY
 06/27/2005 LHF726 12/01/2020
TRANSAMERICA OCCIDENTAL LIFE INSURANCE COMPANY
 06/27/2005 LHF23 10/02/2008
UNITED OF OMAHA LIFE INSURANCE COMPANY
 09/15/2015 LHF28 02/27/2020
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY
 06/09/2010 LHF766 12/24/2011
WESTERN NATIONAL LIFE INSURANCE COMPANY
 06/23/2005 LHF50722 09/19/2012

Authority
Description Issue Date Termination Date Status
HEALTH 09/22/2010 12/01/2020 Terminated
LIFE 12/10/2003 12/01/2020 Terminated
VARIABLE CONTRACTS 12/10/2003 12/01/2020 Terminated

License/Disciplinary Action

None.

GENERAL INFORMATION

NAIC Information

National Producer Number (NPN):
613909

CE Courses
Date Description Course Number Content Areas
05/07/2020 UNCOVERING SOCIAL SECURITY SECRETS 22571
6
credits in Ethics
16
credits in General Education
Total:
22
04/28/2020 THE ADVISORS GUIDE TO SOCIAL INSURANCE PROGRAMS 26227
17
credits in General Education
Total:
17
11/15/2017 FINANCIAL PLANNING AND ETHICS 24436
3
credits in Ethics
21
credits in General Education
Total:
24
01/18/2017 SARBANES-OXLEY ACT: CODE OF ETHICAL CONDUCT COURSE ME17017
3
credits in Ethics
Total:
3
01/17/2017 ANTI-MONEY LAUNDERING LEGISLATION ME17029
7
credits in Ethics
Total:
7
01/16/2017 ANNUITIES AND RETIREMENT PLANNING ME17024
11
credits in Annuities
Total:
11
10/20/2015 FIXED & VARIABLE ANNUITIES ME4994
2
credits in General Education
Total:
2
02/24/2015 NAIC SUITABILITY IN ANNUITY TRANSACTIONS MODEL REGULATION ME17595
4
credits in General Education
Total:
4
12/18/2014 LIFE INSURANCE AND THE PEACE OF MIND IT OFFERS ME17098
3
credits in General Education
Total:
3
12/11/2014 RETIREMENT PLANNING - OPTIONS FOR ALL AGES ME17158
3
credits in General Education
Total:
3
12/10/2014 RETIREMENT SOLUTIONS ME17572
4
credits in General Education
Total:
4
12/09/2014 ETHICAL ISSUES IN THE FINANCIAL SERVICES INDUSTRY ME14552
3
credits in Ethics
2
credits in General Education
Total:
5
09/24/2014 TREATMENT OF SENIORS: SUITABILITY & CONSIDERATIONS ME17136
3
credits in General Education
Total:
3
08/22/2014 EQUITY INDEXED ANNUITIES ME13055
3
credits in General Education
Total:
3
07/23/2014 AN OVERVIEW OF BUSINESS INSURANCE ME11462
13
credits in General Education
Total:
13
06/19/2014 DISABILITY INCOME INSURANCE ME11415
6
credits in General Education
Total:
6
11/19/2013 ADVANCED VARIABLE ANNUITIES ME14316
2
credits in General Education
Total:
2
11/19/2013 REPLACEMENTS,1035 EXCHANGES AND MUTUAL FUND SWITCHES ME9767
4
credits in General Education
Total:
4
11/01/2012 A LOOK AT ADVANCED VARIABLE ANNUITIES ME14603
4
credits in General Education
Total:
4
11/01/2012 AN ETHICAL PARADOX - WHEN TAKING 2ND PLACE MEANS THAT YOU WIN ME14137
3
credits in Ethics
Total:
3
10/11/2012 BASIC BACKGROUND FOR NEEDS SELLING ME11414
10
credits in General Education
Total:
10
09/06/2012 DISABILITY INCOME INSURANCE ME11415
6
credits in General Education
Total:
6
08/30/2012 SELLING & EXCHANGING ANNUITIES: A LOOK AT SUITABILITY ISSUES ME13542
4
credits in General Education
Total:
4
02/16/2012 TRUST OWNED LIFE INSURANCE ME13720
1
credits in General Education
Total:
1
02/16/2012 WHAT'S HOT? WHAT'S NOT? ME17652
1
credits in General Education
Total:
1
02/16/2012 10 COMMON LIFE INSURANCE PLANNING MISTAKES ME14725
1
credits in General Education
Total:
1
12/13/2010 INSURANCE ETHICS: WALKING A SOMETIMES INVISIBLE LINE ME14149
5
credits in Ethics
Total:
5
12/09/2010 LTC PARTNERSHIP COURSE ME15621
8
credits in General Education
Total:
8
10/15/2010 ETHICAL STANDARDS IN THE INSURANCE INDUSTRY ME14097
8
credits in Ethics
Total:
8
07/01/2010 DIVERSIFICATION: A STRATEGY FOR ASSET PROTECTION & GROWTH ME11566
1
credits in General Education
Total:
1
06/30/2010 WORKING WITH SENIOR CLIENTS: SUITABILITY & DIMINISHING CAPACITY ME17189
3
credits in General Education
Total:
3
09/23/2009 ADVANCED CONCEPTS IN ANTI-MONEY LAUNDERING COMPLIANCE ME14140
1
credits in Ethics
2
credits in General Education
Total:
3
09/01/2009 UNDERSTANDING VARIABLE ANNUITIES, FUNCTIONS, BENEFITS ETC ME13470
3
credits in General Education
Total:
3
12/01/2008 INDIVIDUAL RETIREMENT ACCOUNTS ME11467
5
credits in General Education
Total:
5
12/01/2008 A LOOK AT ADVANCED VARIABLE ANNUITIES ME14603
4
credits in General Education
Total:
4
11/30/2008 412(I) PLANS ME11482
3
credits in General Education
Total:
3
11/29/2008 AN ETHICAL PARADOX - WHEN TAKING 2ND PLACE MEANS THAT YOU WIN ME14137
3
credits in Ethics
Total:
3
11/13/2008 IS THERE STILL LIFE IN 412(I) ME11510
1
credits in General Education
Total:
1
11/13/2008 412(I) PLAN ME10960
1
credits in General Education
Total:
1
08/25/2008 VARIABLE ANNUITY LIVING BENEFIT RIDERS: OPERATIONS & SUITABILITY ME13520
2
credits in General Education
Total:
2
08/25/2008 ADVANCED SUITABILITY ISSUES ME11424
4
credits in General Education
Total:
4
08/16/2008 ADVANCED CONCEPTS IN ANTI-MONEY LAUNDERING COMPLIANCE ME14140
1
credits in Ethics
2
credits in General Education
Total:
3
01/01/2008 CARRYOVER COURSE WITH ETHICS CEU3
1
credits in Ethics
0
credits in General Education
Total:
1
08/23/2007 REPLACEMENTS,1035 EXCHANGES AND MUTUAL FUND SWITCHES ME9767
4
credits in General Education
Total:
4
08/23/2007 SENIOR PROT IN ANNUITY TRANS-MOD ME12022
3
credits in General Education
Total:
3
07/02/2007 ETHICS II - 2ND EDITION ME14168
6
credits in Ethics
Total:
6
03/23/2007 TRANSITION WAIVER CEU1
3
credits in Ethics
9
credits in General Education
Total:
12
08/06/2006 UNDERSTANDING QUALIFIED PLANS ME13211
15
credits in General Education
Total:
15
06/26/2006 DEFERRED & EQUITY INDEX ANNUITIES ME13340
15
credits in General Education
Total:
15

An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.

Date: 06/27/2025 07:13:21 AM