black and white state seal

DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE

THE JAMES B OSWALD COMPANY

NON-RESIDENT PRODUCER AGENCY

License Number:
AGN37114
Status:
Active
First Licensure:
02/10/1992
Cancel Date:
None
Renewal Date:
04/01/2027

Street Location:
950 MAIN AVE STE 1800
CLEVELAND, OH 44113-7212
Mailing:
950 MAIN AVE STE 1800
CLEVELAND, OH 44113-7212
Phone:
+1 (216) 367-8787
Fax:
+1 (216) 241-4520
Email:
licensing@unisonriskadvisors.com

History
License Type Start Date End Date
NON-RESIDENT PRODUCER AGENCY 10/01/1997 04/01/2027
ORGANIZATION NON-RESIDENT BROKER 03/25/1996 09/30/1997
*** NOT ACTIVE *** 01/01/1996 03/24/1996
ORGANIZATION NON-RESIDENT BROKER 02/10/1992 12/31/1995

Employer
Name Issue Date License Number Expiration Date Cancel Date
ACE AMERICAN INSURANCE COMPANY
 06/29/2004 PCF640
ACE FIRE UNDERWRITERS INSURANCE COMPANY
 12/02/2006 PCF43
ACE PROPERTY & CASUALTY INSURANCE COMPANY
 12/02/2006 PCF44
AETNA HEALTH INC
 10/29/2010 HMD45749
AETNA LIFE INSURANCE COMPANY
 10/29/2010 LHF621
AIG PROPERTY CASUALTY COMPANY
 12/30/2015 PCF393
AMERICAN CASUALTY COMPANY OF READING PENNSYLVANIA
 08/08/2016 PCF358
AMERICAN ECONOMY INSURANCE COMPANY
 06/18/2010 PCF363 12/10/2021
AMERICAN ECONOMY INSURANCE COMPANY
 04/08/2025 PCF363
AMERICAN FIRE AND CASUALTY COMPANY
 12/06/2020 PCF200822 11/10/2023
AMERICAN HERITAGE LIFE INSURANCE COMPANY
 09/06/2019 LHF594 03/02/2022
AMERICAN STATES INSURANCE COMPANY
 06/18/2010 PCF377 12/10/2021
ANTHEM HEALTH PLANS OF MAINE INC.
 10/01/2019 LHD70566
ANTHEM LIFE INSURANCE COMPANY
 10/01/2019 LHF70467 04/11/2025
ARCADIAN HEALTH PLAN INC
 04/10/2013 HMF112421 12/08/2015
ARCH INDEMNITY INSURANCE COMPANY
 07/08/2021 PCF674
ARCH INSURANCE COMPANY
 07/08/2021 PCF62719
ATLANTIC SPECIALTY INSURANCE COMPANY
 07/27/2015 PCF104029 10/27/2015
THE AUTOMOBILE INSURANCE COMPANY OF HARTFORD, CONNECTICUT
 03/30/2004 PCF659 12/05/2009
THE AUTOMOBILE INSURANCE COMPANY OF HARTFORD, CONNECTICUT
 01/13/2021 PCF659
BANNER LIFE INSURANCE COMPANY
 02/04/2016 LHF50047
BCS INSURANCE COMPANY
 05/07/2010 PCF928
BERKLEY INSURANCE COMPANY
 02/28/2017 PCF166289 10/25/2017
BERKLEY INSURANCE COMPANY
 12/05/2017 PCF166289
BERKLEY NATIONAL INSURANCE COMPANY
 02/28/2017 PCF144434 10/25/2017
BERKLEY REGIONAL INSURANCE COMPANY
 02/28/2017 PCF48727 10/25/2017
BERKSHIRE LIFE INSURANCE COMPANY OF AMERICA
 10/04/2007 LHF804 03/23/2012
THE CHARTER OAK FIRE INSURANCE COMPANY
 03/30/2004 PCF403
CHUBB INDEMNITY INSURANCE COMPANY
 04/10/2001 PCF591
CIGNA HEALTH AND LIFE INSURANCE COMPANY
 03/15/2023 LHF860 08/02/2024
THE CINCINNATI CASUALTY COMPANY
 05/05/2025 PCF137248
THE CINCINNATI INSURANCE COMPANY
 05/05/2025 PCF989
COMMERCE AND INDUSTRY INSURANCE COMPANY
 12/30/2015 PCF413
EMPLOYERS INSURANCE COMPANY OF WAUSAU
 03/24/2017 PCF434
EXCELSIOR INSURANCE COMPANY
 06/18/2010 PCF46786 05/09/2024
EXECUTIVE RISK INDEMNITY INC.
 04/10/2001 PCF42522
FARMERS CASUALTY INSURANCE COMPANY
 03/17/2004 PCF895 04/06/2012
FARMERS PROPERTY AND CASUALTY INSURANCE COMPANY
 03/17/2004 PCF714 04/06/2012
FARMINGTON CASUALTY COMPANY
 04/12/2006 PCF995 12/05/2009
FEDERAL INSURANCE COMPANY
 06/18/1999 PCF439
FIDELITY SECURITY LIFE INSURANCE COMPANY
 02/11/2016 LHF972
FIREMANS FUND INSURANCE COMPANY
 03/18/2004 PCF443 06/11/2019
FIRST LIBERTY INSURANCE CORPORATION
 11/10/2023 PCF31779
GENERAL INSURANCE COMPANY OF AMERICA
 06/18/2010 PCF447 11/10/2023
GREAT NORTHERN INSURANCE COMPANY
 04/10/2001 PCF455
GUARDIAN LIFE INSURANCE COMPANY OF AMERICA
 10/04/2007 LHF644
THE HANOVER INSURANCE COMPANY
 04/30/2018 PCF712
HARTFORD ACCIDENT & INDEMNITY COMPANY
 04/26/2005 PCF462 07/03/2008
HARTFORD ACCIDENT & INDEMNITY COMPANY
 11/15/2016 PCF462 05/20/2019
HARTFORD CASUALTY INSURANCE COMPANY
 04/26/2005 PCF967 07/03/2008
HARTFORD FIRE INSURANCE COMPANY
 04/26/2005 PCF464
HARTFORD INSURANCE COMPANY OF THE MIDWEST
 04/26/2005 PCF1021 07/03/2008
HARTFORD UNDERWRITERS INSURANCE COMPANY
 04/26/2005 PCF992 05/09/2017
HARTFORD UNDERWRITERS INSURANCE COMPANY
 08/27/2017 PCF992 02/06/2020
HDI GLOBAL INSURANCE COMPANY
 08/09/2023 PCF167923
HPHC INSURANCE COMPANY INC
 08/16/2007 LHF115693 03/19/2014
HUMANA INSURANCE COMPANY
 04/10/2013 LHF980 12/08/2015
HUMANADENTAL INSURANCE COMPANY
 04/10/2013 LHF173873 12/08/2015
INDEMNITY INSURANCE COMPANY OF NORTH AMERICA
 01/21/2004 PCF50104
JEFFERSON INSURANCE COMPANY
 05/07/2010 PCF488
LIBERTY INSURANCE CORPORATION
 11/10/2023 PCF999
LIBERTY MUTUAL FIRE INSURANCE COMPANY
 11/10/2023 PCF330
LIBERTY MUTUAL INSURANCE COMPANY
 06/01/2011 PCF331
LINCOLN NATIONAL LIFE INSURANCE COMPANY-THE
 09/29/2010 LHF619
LM INSURANCE CORPORATION
 11/10/2023 PCF31778
MASSACHUSETTS BAY INSURANCE COMPANY
 01/31/2025 PCF505
METROPOLITAN GENERAL INSURANCE COMPANY
 03/17/2004 PCF893 04/06/2012
METROPOLITAN LIFE INSURANCE COMPANY
 12/27/2017 LHF380
MITSUI SUMITOMO INSURANCE COMPANY OF AMERICA
 10/06/2021 PCF82584
MITSUI SUMITOMO INSURANCE USA INC
 07/08/2016 PCF1019
NETHERLANDS INSURANCE COMPANY
 06/18/2010 PCF827 05/10/2024
NEW HAMPSHIRE INSURANCE COMPANY
 08/20/2014 PCF531
OHIO CASUALTY INSURANCE COMPANY
 06/18/2010 PCF73059
PACIFIC EMPLOYERS INSURANCE COMPANY
 12/02/2006 PCF546
PACIFIC INDEMNITY COMPANY
 04/10/2001 PCF547
PEERLESS INDEMNITY INSURANCE COMPANY
 06/18/2010 PCF97399 03/04/2022
PEERLESS INSURANCE COMPANY
 06/18/2010 PCF548
PENN INSURANCE AND ANNUITY COMPANY
 05/22/2020 LHF65787
PENN MUTUAL LIFE INSURANCE COMPANY
 05/22/2020 LHF242
THE PHOENIX INSURANCE COMPANY
 03/30/2004 PCF557 12/05/2009
THE PHOENIX INSURANCE COMPANY
 10/11/2016 PCF557 08/07/2019
PRIVILEGE UNDERWRITERS RECIPROCAL EXCHANGE
 05/14/2020 PCF212805
PROGRESSIVE NORTHERN INSURANCE COMPANY
 03/15/2004 PCF51006 07/23/2009
PROGRESSIVE NORTHERN INSURANCE COMPANY
 04/19/2010 PCF51006
PROGRESSIVE NORTHWESTERN INSURANCE COMPANY
 03/15/2004 PCF27738
PROPERTY & CASUALTY INSURANCE COMPANY OF HARTFORD
 04/26/2005 PCF47445 07/03/2008
PROVIDENT LIFE & ACCIDENT INSURANCE COMPANY
 08/12/2005 LHF250 03/29/2007
PROVIDENT LIFE & ACCIDENT INSURANCE COMPANY
 10/24/2008 LHF250
PRUCO LIFE INSURANCE COMPANY
 02/08/2016 LHF768
RIVERPORT INSURANCE COMPANY
 02/28/2017 PCF129149 10/25/2017
RIVERPORT INSURANCE COMPANY
 03/26/2025 PCF129149
ROYAL INSURANCE COMPANY OF AMERICA
 03/29/1999 PCF684 12/31/2004
SAFECO NATIONAL INSURANCE COMPANY
 03/24/2017 PCF248658 11/10/2023
SAMSUNG FIRE & MARINE INSURANCE CO., LTD (US BRANCH)
 10/02/2013 PCF208107 09/19/2017
SENTINEL INSURANCE COMPANY LTD
 02/22/2005 PCF84269 07/03/2008
THE STANDARD FIRE INSURANCE COMPANY
 03/30/2004 PCF584 12/05/2009
STANDARD INSURANCE COMPANY
 12/20/2024 LHF991
STARMOUNT LIFE INSURANCE COMPANY
 05/29/2019 LHD131525
STARNET INSURANCE COMPANY
 02/28/2017 PCF103936 10/25/2017
STARR INDEMNITY & LIABILITY COMPANY
 12/07/2016 PCF1010 08/23/2019
SUN LIFE ASSURANCE COMPANY OF CANADA - US BRANCH
 10/24/2022 LHF271
TRAVELERS CASUALTY AND SURETY COMPANY
 03/30/2004 PCF348 12/05/2009
TRAVELERS CASUALTY AND SURETY COMPANY OF AMERICA
 03/30/2004 PCF974 12/05/2009
TRAVELERS CASUALTY AND SURETY COMPANY OF AMERICA
 02/03/2016 PCF974
TRAVELERS CASUALTY COMPANY OF CONNECTICUT
 03/30/2004 PCF31810 12/05/2009
TRAVELERS CASUALTY INSURANCE COMPANY OF AMERICA
 04/12/2006 PCF935 12/05/2009
THE TRAVELERS HOME AND MARINE INSURANCE COMPANY
 06/18/2007 PCF56556 06/30/2014
THE TRAVELERS INDEMNITY COMPANY OF AMERICA
 03/30/2004 PCF585 12/05/2009
THE TRAVELERS INDEMNITY COMPANY OF AMERICA
 07/17/2024 PCF585
THE TRAVELERS INDEMNITY COMPANY OF CONNECTICUT
 03/30/2004 PCF435 12/05/2009
THE TRAVELERS INDEMNITY COMPANY
 03/30/2004 PCF602 12/05/2009
TRAVELERS PERSONAL INSURANCE COMPANY
 09/14/2023 PCF201268
TRAVELERS PROPERTY CASUALTY COMPANY OF AMERICA
 03/30/2004 PCF711 06/30/2014
TRAVELERS PROPERTY CASUALTY COMPANY OF AMERICA
 10/11/2016 PCF711 07/08/2020
TRAVELERS PROPERTY CASUALTY COMPANY OF AMERICA
 12/01/2022 PCF711
TRAVELERS PROPERTY CASUALTY INSURANCE COMPANY
 03/30/2004 PCF31808 12/05/2009
TRI STATE INSURANCE COMPANY OF MINNESOTA
 02/28/2017 PCF146321 10/25/2017
TWIN CITY FIRE INSURANCE COMPANY
 04/26/2005 PCF963 06/02/2021
UNITED FINANCIAL CASUALTY COMPANY
 08/11/2006 PCF61704 03/31/2012
UNITEDHEALTHCARE INSURANCE COMPANY
 08/16/2007 LHF700 03/19/2014
UNITEDHEALTHCARE INSURANCE COMPANY
 01/20/2017 LHF700
UNUM INSURANCE COMPANY
 05/29/2019 LHD241
UNUM LIFE INSURANCE COMPANY OF AMERICA
 10/24/2008 LHD145
VIGILANT INSURANCE COMPANY
 04/10/2001 PCF613
WEST AMERICAN INSURANCE COMPANY
 12/06/2020 PCF200576
WESTCHESTER FIRE INSURANCE COMPANY
 06/29/2004 PCF335 01/01/2011
WESTCHESTER FIRE INSURANCE COMPANY
 11/18/2010 PCF177973
XL REINSURANCE AMERICA INC
 11/21/2019 PCF582 01/10/2025
XL SPECIALTY INSURANCE COMPANY
 11/21/2019 PCF43958

Affiliated Agent
Name Issue Date License Number Expiration Date Cancel Date
KYLE M. ANTHONY
 11/07/2018 PRN320920
STEVEN J. BALTAS
 08/02/2016 PRN271666
MARC S. BYRNES
 06/26/2010 PRN134902
MATTHEW LAWRENCE BYRNES
 10/05/2011 PRN195386
MICHAEL TIMOTHY CASEY
 01/07/2025 PRN504965
MICHAEL JON GHEEN
 08/15/2023 PRN459849
ROBERT S. HARTING
 10/19/2012 PRN209725
JAMES O. JUDD
 01/30/2007 PRN136182
JESSICA MARIE JUNG
 03/19/2024 PRN479449
GIZELLE THERESE KEPPLER
 09/19/2019 PRN338953
CATHERINE LOUISE KOSIN
 11/03/2023 PRN468889
GREGORY ALAN LOPEZ
 05/12/2020 PRN353883
IRIS M. RODRIGUEZ
 09/30/2011 PRN195089
JOHN E. WARFEL
 02/23/1998 PRN53811

Branch Office

None.

Supervised Entity

None.

Responsible Individual
Name License Number
JESSICA MARIE JUNG PRN479449

License/Disciplinary Action

None.

GENERAL INFORMATION

NAIC Information

National Producer Number (NPN):
687146

An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.

Date: 05/13/2025 05:27:47 AM