black and white state seal

DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE

MATTHEW J. CAPONE

PRODUCER NON-RESIDENT

License Number:
PRN164291
Status:
First Licensure:
03/10/2009
Cancel Date:
None

Mailing:
WEST WARWICK, RI 02893
Phone:
+1 (401) 463-1333
Fax:
+1 (401) 463-1321
Email:
mcapone@financialguide.com

History

License Type Start Date End Date
PRODUCER NON-RESIDENT 03/10/2009

Agency

Name Issue Date License Number Expiration Date Cancel Date
NYLIFE SECURITIES LLC
04/01/2009 AGN139649 03/18/2010

Employer

Name Issue Date License Number Expiration Date Cancel Date
COLONIAL LIFE & ACCIDENT INSURANCE COMPANY
06/14/2020 LHF100
NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION
03/10/2009 LHF867 03/23/2010
NEW YORK LIFE INSURANCE COMPANY
03/10/2009 LHF230 08/16/2011

Authority

Description Issue Date Termination Date Status
HEALTH 03/10/2009 Active
LIFE 03/10/2009 Active
VARIABLE CONTRACTS 03/10/2009 Active
INDEPENDENT PRODUCER 03/10/2009 09/28/2011 Terminated

License/Disciplinary Action

None.

GENERAL INFORMATION

NAIC Information

National Producer Number (NPN):
400276

Other Addresses

Address Type
WEST WARWICK, RI 02893
Office

An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.

Date: 11/05/2025 06:13:08 AM