black and white state seal

DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE

TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY

One or more of the licenses listed below were subject to license/disciplinary action. Details regarding each action can be found below under the affected license.

INSURANCE COMPANY

License Number:
LHF660
Status:
Active
First Licensure:
10/01/1970
Cancel Date:
None
Renewal Date:
08/10/2025
NAIC Code:
71153

Street Location:
1 AMERICAN ROW
HARTFORD, CT 06103-2801
Mailing:
1 AMERICAN ROW
HARTFORD, CT 06103-2801
Phone:
+1 (800) 862-6668
Fax:
+1 (860) 757-1010
Email:
annualreports@talcottresolution.com

History
License Type Start Date End Date
INSURANCE COMPANY 02/28/1990 08/10/2025

Employee
Name Issue Date License Number Expiration Date Cancel Date
AGENT SUPPORT SERVICES LLC
 07/11/2007 AGN51422
ALLEN AGENCY
 11/01/1973 AGR29497
ALLSTATE FINANCIAL SERVICES LLC
 08/13/2007 AGN77646
AMERICAN GENERAL INSURANCE AGENCY INC
 08/10/2007 AGN41169
AMERIPRISE FINANCIAL SERVICES LLC
 10/13/2003 AGN55156
ASH BROKERAGE LLC
 11/22/2005 AGN56161
ASSET MARKETING SYSTEMS INSURANCE SERVICES LLC
 11/06/2008 AGN111824
AURORA INSURANCE SERVICES INC
 02/05/2010 AGN152626
AVANTAX INSURANCE AGENCY LLC
 08/04/2004 AGN64706
AVANTAX INSURANCE SERVICES INC
 06/12/2014 AGN53210
AXCELUS FINANCIAL AGENCY, INC.
 04/04/2005 AGN47190
THE AYCO SERVICES AGENCY LP
 03/22/2004 AGN41213
B RILEY WEALTH MANAGEMENT INC
 04/08/2008 AGN141295
BAIRD INSURANCE SERVICES INC
 12/10/2008 AGN35509
BERTHEL FISHER & COMPANY INSURANCE INC
 02/26/2008 AGN100930
BUCK GLOBAL LLC
 12/16/2005 AGN54338
CADARET GRANT & CO INC
 02/06/2015 AGN244739
CALTON & ASSOC INC
 02/12/2024 AGN207282
CAPE SECURITIES INC
 01/27/2010 AGN173965
CAPITAL CLIENT GROUP, INC.
 04/08/2003 AGN83694
CARY STREET PARTNERS LLC
 07/22/2014 AGN234930
CBIZ BENEFITS & INSURANCE SERVICES INC
 07/10/2012 AGN67055
CENTAURUS FINANCIAL INC
 08/06/2007 AGN39596
CES INSURANCE AGENCY LLC
 07/31/2007 AGN23075
CETERA ADVISOR NETWORKS LLC
 08/21/2007 AGN26604
CETERA ADVISORS LLC
 06/04/2007 AGN47055
CETERA FINANCIAL SPECIALISTS LLC
 08/06/2007 AGN70449
CETERA INVESTMENT SERVICES LLC
 04/06/2004 AGN54272
CHASE INSURANCE AGENCY INC
 08/03/2007 AGN51795
CITIGROUP LIFE AGENCY LLC
 05/20/2009 AGN165158
CITIZENS SECURITIES INCORPORATED
 07/12/2007 AGN72001
CLARK CONSULTING LLC
 08/10/2007 AGN60373
COASTAL EQUITIES INS AGENCY INC
 03/21/2011 AGN187113
COMPREHENSIVE INSURANCE PROVIDERS INC
 03/05/2010 AGN125850
CONSOLIDATED LIFE PRODUCERS LLC
 08/09/2013 AGN75926
COPPER FINANCIAL NETWORK, LLC
 06/03/2014 AGN232589
COYLE CO INS GROUP LLC
 12/12/2012 AGN161720
CPS INSURANCE SERVICES
 06/25/2007 AGN44456
CREATIVE CAPITAL INC
 05/26/2005 AGN113806
CRUMP LIFE INSURANCE SERVICES LLC
 07/10/2007 AGN26454
CSFG INSURANCE AGENCY INC
 10/28/2009 AGN170257
CUNA MUTUAL INSURANCE AGENCY INC
 08/03/2007 AGN34128
DELTA FINANCIAL INSURANCE BROKERAGE CORPORATION
 08/27/2008 AGN111044
EDWARD D JONES & CO LP
 07/16/2012 AGN32534
EMERSON ROGERS LLC
 06/17/2008 AGN127107
EQUITABLE NETWORK LLC
 01/06/2012 AGN189279
EQUITY SERVICES INC
 07/11/2007 AGN23852
EXECUTIVE INSURANCE AGENCY INC
 10/25/2002 AGN59547
FIDELITY INSURANCE AGENCY INC
 10/24/2006 AGN16735
FINANCIAL INDEPENDENCE GROUP LLC
 06/14/2010 AGN52364
FIRST AMERICAN INSURANCE UNDERWRITERS LLC
 06/23/2006 AGN77260
FIRST COMMAND INSURANCE SERVICES INC
 10/12/2011 AGN185932
FIRST HORIZON INSURANCE SERVICES INC
 08/08/2007 AGN89342
FORD INSURANCE AGENCY INC
 10/02/1995 AGR1443
GARNSEY BROTHERS
 01/22/2007 AGR1585
GENEOS WEALTH MANAGEMENT INC
 02/20/2006 AGN93118
GENTRY PARTNERS LTD
 07/29/2004 AGN99607
GENWORTH FINANCIAL AGENCY INC
 04/17/2012 AGN20459
GLOBAL ATLANTIC DISTRIBUTORS LLC
 08/29/2006 AGN130610
GRADIENT SECURITIES LLC
 09/01/2009 AGN167808
GROVE POINT INVESTMENTS LLC
 02/29/2012 AGN199668
GWN SECURITIES INC
 01/26/2010 AGN142872
HSBC INSURANCE AGENCY (USA) INC
 10/22/2008 AGN80719
INNOVATIVE UNDERWRITERS, LLC
 04/24/2006 AGN52776
INTEGRITY ALLIANCE, LLC
 09/12/2006 AGN130492
INTERVEST INTERNATIONAL EQUITIES CORPORATION
 08/21/2007 AGN80701
J W COLE INS SERVICES INC
 10/19/2006 AGN120682
JANNEY MONTGOMERY SCOTT LLC
 07/31/2007 AGN88665
JOHNSTONE BROKERAGE SERVICES, LLC
 03/25/2025 AGN436503
KESTRA INVESTMENT SERVICES LLC
 02/07/2007 AGN78771
KEYCORP INSURANCE AGENCY USA INC
 11/27/2007 AGN98784
KFC INSURANCE AGENCY INC
 07/24/2007 AGN56932
KINNEY PIKE INSURANCE INC
 07/01/2005 AGN75198
KOVACK SECURITIES INC
 11/18/2010 AGN92960
THE LEADERS GROUP INC
 11/18/2003 AGN49672
RYAN TIMOTHY LEX
 04/11/2025 PRN505494
THE LIFE AND ANNUITY SHOP LLC
 07/23/2009 AGN166882
LIFEMARK SECURITIES CORP
 07/17/2007 AGN41403
LINCOLN INVESTMENT PLANNING LLC
 07/29/2010 AGN69935
LINSCO PRIVATE LEDGER INSURANCE ASSOCIATES INC
 07/05/2005 AGN47580
LPA INSURANCE AGENCY INC
 08/09/2007 AGN62230
LPL FINANCIAL LLC
 08/15/2007 AGN23010
M HOLDINGS SECURITIES INC
 08/16/2007 AGN65263
MARKET SHARE INC
 08/06/2007 AGN25014
MARSH INSURANCE & INVESTMENTS LLC
 04/06/2004 AGN78646
MARSH USA LLC
 09/20/2004 AGN37019
MERRILL LYNCH LIFE AGENCY INC
 06/24/2003 AGN47860
MML INSURANCE AGENCY LLC
 12/10/2002 AGN34945
MOORS & CABOT INC
 12/07/2011 AGN175383
MORGAN STANLEY INSURANCE SERVICES INC
 03/12/2007 AGN130525
MUTUAL OF OMAHA MARKETING CORPORATION
 03/24/2005 AGN31225
MWA FINANCIAL SERVICES INC
 05/13/2003 AGN94734
NATIONWIDE FINANCIAL GENERAL AGENCY INC
 07/11/2007 AGN48647
NAVY FEDERAL INVESTMENT SERVICES, LLC
 09/19/2006 AGN125498
NELSON SECURITIES INC
 08/22/2007 AGN40062
NEXT FINANCIAL GROUP INC
 10/08/2002 AGN65625
NEXT FINANCIAL INS SERVICES CO
 04/24/2023 AGN200931
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC
 04/28/2008 AGN82119
NYLIFE SECURITIES LLC
 06/11/2008 AGN139649
OHIO NATIONAL INSURANCE AGENCY INC
 08/31/2009 AGN97505
ONE RESOURCE GROUP LLC
 04/14/2005 AGN92719
OPPENHEIMER LIFE AGENCY LTD
 04/16/2008 AGN26497
OSAIC INSTITUTIONS, INC
 07/31/2007 AGN88278
OSAIC SERVICES, INC
 10/20/2005 AGN118155
OSAIC WEALTH INC
 08/17/2007 AGN31197
P J ROBB VARIABLE, LLC
 08/10/2009 AGN78655
PARK AVENUE SECURITIES LLC
 07/11/2007 AGN65324
PARKLAND SECURITIES LLC
 11/26/2007 AGN83558
PAYCHEX INSURANCE AGENCY INC
 09/25/2006 AGN56888
PENSIONMARK SECURITIES, LLC
 02/02/2023 AGN322422
PENTEGRA INSURANCE AGENCY INC
 11/19/1998 AGN52034
PNC INSURANCE SERVICES LLC
 07/06/2009 AGN63109
PREFERRED PRODUCT NETWORK INC OF MAINE
 06/03/2008 AGN19480
PREMIER BROKERAGE SERVICES INC
 11/08/2012 AGN97705
PROSPERA LIFE & ANNUITY SERVICES INC
 08/14/2006 AGN127016
PROSPERITY ADVANTAGE MARKETING LLC
 01/10/2012 AGN175564
PRUDENTIAL INS AGENCY LLC
 08/04/2006 AGN121102
PURSHE KAPLAN STERLING INVESTMENTS INC
 01/28/2005 AGN110520
RAYMOND JAMES INS GROUP INC
 07/17/2014 AGN233191
RBC CAPITAL MARKETS LLC
 08/10/2007 AGN84770
RETIREONE INVESTMENT SERVICES, LLC
 05/23/2016 AGN259181
SALEM ADVISORY GROUP LLC
 06/16/2014 AGR142815
SBHU LIFE AGENCY INC
 11/13/2008 AGN158963
SECURIAN FINANCIAL SERVICES INC
 08/13/2007 AGN43013
SIMPLICITY FINANCIAL DISTRIBUTORS INC
 07/12/2007 AGN38551
SORRENTO PACIFIC FINANCIAL LLC
 12/07/2005 AGN117455
STEPHENS INSURANCE LLC
 01/19/2007 AGN131371
STERLING BRIDGE INSURANCE AGENCY INC
 07/11/1997 AGN43669
STIFEL NICOLAUS & COMPANY INCORPORATED
 09/17/2009 AGN82502
STONEX SECURITIES INC
 04/26/2018 AGN260207
TBS AGENCY INC
 07/09/2012 AGN50856
TD WEALTH MANAGEMENT SERVICES INC
 11/10/2009 AGN168720
THOMPSON AGENCY INC
 11/04/2020 AGN8833
TRADE-PMR INSURANCE AGENCY LLC
 02/22/2022 AGN325029
U S BANCORP INS SERVICES L L C
 10/31/2011 AGN196394
UBS FINANCIAL SERVICES INSURANCE AGENCY INC
 08/09/2007 AGN44426
UNITED PLANNERS FINANCIAL SERVICES OF AMERICA
 08/16/2007 AGN24197
USI SECURITIES INC
 07/12/2007 AGN56585
VANDERBILT SECURITIES LLC
 12/29/2009 AGN173441
VARIABLE CONTRACT AGENCY, LLC
 01/26/2021 AGN349720
VARNEY AGENCY INC
 07/10/2007 AGR12271
WEALTHVEST MARKETING INC
 11/10/2011 AGN170225
WELLS FARGO ADVISORS INSURANCE AGENCY LLC
 06/16/2014 AGN61311
WELLS FARGO WEALTH BROKERAGE INS AGENCY LLC
 12/21/2007 AGN84772
WENTWORTH FINANCIAL PARTNERS, LLC
 07/30/2013 AGN217925
WINDSOR INSURANCE ASSOCIATES INC
 02/10/2005 AGN110665
WOODMEN INSURANCE AGENCY INC
 09/04/2008 AGN100662
WORLD FINANCIAL GROUP INSURANCE AGENCY LLC
 08/16/2007 AGN38174

Authority
Description Issue Date Termination Date Status
LIFE 03/01/1996 Active
HEALTH 03/01/1996 Active
VARIABLE LIFE 03/01/1996 Active
VARIABLE ANNUITY 03/01/1996 Active
VARIABLE ANNUITY 11/15/1993 02/05/1996 Terminated
VARIABLE LIFE & ANNUITY 02/05/1996 03/01/1996 Terminated
HEALTH 01/01/1901 07/01/1995 Terminated
LIFE AND HEALTH 01/01/1901 03/01/1996 Terminated
LIFE 01/01/1901 07/01/1995 Terminated

Contacts
Type Contact
PRODUCER LICENSING CONTACT KATHRYN EAKRIGHT
KATHRYN EAKRIGHT
1 AMERICAN ROW
HARTFORD, CT 06103-2801
Phone: +1 (651) 738-4030
Email: kathryn.eakright@talcottresolution.com
SERVICE OF PROCESS CORPORATION SERVICE COMPANY
45 MEMORIAL CIR
AUGUSTA, ME 04330-6400
Phone: +1 (800) 927-9800
Fax: +1 (302) 636-5454
Email: sop@cscglobal.com

License/Disciplinary Action
Case Action Taken Date
RIRS-315 Consent Order 01/15/1997

GENERAL INFORMATION

NAIC Information

National Producer Number (NPN):
71153

An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.

Date: 05/21/2025 01:41:07 AM