Search → KEVIN RONALD SULLIVAN
DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE
KEVIN RONALD SULLIVAN
PRODUCER NON-RESIDENT
License Number:
PRN207524
Status:
First Licensure:
09/13/2012
Cancel Date:
None
Mailing:
LOCKPORT, NY 14094
Phone:
+1 (336) 858-5548
Fax:
+1 (207) 660-6640
Email:
krsemail@hushmail.com
| License Type | Start Date | End Date |
|---|---|---|
| PRODUCER NON-RESIDENT | 09/13/2012 |
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES LLC |
04/23/2015 | AGN55156 | 03/13/2020 | |
| LPL FINANCIAL LLC |
05/07/2019 | AGN23010 |
| Description | Issue Date | Termination Date | Status |
|---|---|---|---|
| HEALTH | 09/13/2012 | Active | |
| LIFE | 09/13/2012 | Active | |
| VARIABLE CONTRACTS | 09/13/2012 | Active |
License/Disciplinary Action
None.
PRODUCER RESIDENT
License Number:
PRR26656
Status:
First Licensure:
12/19/1989
Cancel Date:
06/07/2012
Renewal Date:
06/07/2012
Mailing:
LOCKPORT, NY 14094
Phone:
+1 (336) 858-5548
Fax:
+1 (207) 660-6640
Email:
krsemail@hushmail.com
| License Type | Start Date | End Date |
|---|---|---|
| PRODUCER RESIDENT | 03/06/1996 | 06/06/2012 |
| *** NOT ACTIVE *** | 03/05/1996 | 03/05/1996 |
| PRODUCER RESIDENT | 01/30/1990 | 03/04/1996 |
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| BANC OF AMERICA INSURANCE SERVICES INC |
06/01/2005 | AGN52348 | 08/16/2010 | |
| BANC OF AMERICA INVESTMENT SERVICES INC |
10/25/2004 | AGN104001 | 11/12/2009 | |
| KEYCORP INSURANCE AGENCY USA INC |
09/26/1997 | AGN51332 | 01/15/1998 | |
| KEYCORP INSURANCE AGENCY USA INC |
01/15/1998 | AGN51332 | 04/16/2004 | |
| WELLS FARGO ADVISORS INSURANCE AGENCY LLC |
02/06/2009 | AGN61311 | 06/07/2012 |
| Description | Issue Date | Termination Date | Status |
|---|---|---|---|
| VARIABLE LIFE & ANNUITY | 03/07/1995 | 10/01/1995 | Terminated |
| VARIABLE LIFE & ANNUITY | 01/30/1990 | 01/10/1995 | Terminated |
| FIXED ANNUITIES | 03/06/1996 | 01/15/1998 | Terminated |
| LIFE AND HEALTH | 01/15/1998 | 06/07/2012 | Terminated |
| LIFE AND HEALTH | 01/06/1990 | 03/05/1996 | Terminated |
| PROPERTY AND CASUALTY | 12/02/1989 | 01/10/1995 | Terminated |
| VARIABLE ANNUITIES | 03/06/1996 | 01/15/1998 | Terminated |
| VARIABLE CONTRACTS | 01/15/1998 | 06/07/2012 | Terminated |
| VARIABLE CONTRACTS | 10/01/1995 | 03/05/1996 | Terminated |
License/Disciplinary Action
None.
GENERAL INFORMATION
NAIC Information
National Producer Number (NPN):
701488
| Date | Description | Course Number | Content Areas |
|---|---|---|---|
| 05/24/2012 | 25 COMMON ANNUITY PLANNING MISTAKES | ME12897 |
1
credits in General Education
Total:
1
|
| 05/23/2012 | 2012 ANNUITY TRAINING | 21009 |
1
credits in General Education
Total:
1
|
| 02/03/2012 | 2012 ADVANCED ANNUITY TRAINING | 20632 |
7
credits in General Education
Total:
7
|
| 11/17/2011 | SOCIAL SECURITY OPTIMIZATION - HELPING CLIENTS OPTIMIZE INCOME | 20334 |
1
credits in General Education
Total:
1
|
| 06/20/2011 | SENIOR MARKET SALES ETHICS | ME11406 |
4
credits in Ethics
Total:
4
|
| 06/13/2011 | LIVING TRUSTS AND AVOIDING PROBATE | ME10412 |
6
credits in General Education
Total:
6
|
| 05/31/2011 | DISTRIBUTION PLANNING | ME17252 |
13
credits in General Education
Total:
13
|
| 05/04/2011 | 2011 ANNUITY NC | 20070 |
1
credits in General Education
Total:
1
|
| 04/29/2010 | STRUCTURING DISTRIBUTION STRATEGIES FOR RETIREES ETC | ME16396 |
1
credits in General Education
Total:
1
|
| 04/28/2010 | VARIABLE ANNUITIES 1 | ME17070 |
2
credits in General Education
Total:
2
|
| 04/26/2010 | RJIF 2010-1 | ME17083 |
1
credits in General Education
Total:
1
|
| 04/26/2010 | RJIF 2010-5 | ME17080 |
1
credits in General Education
Total:
1
|
| 06/28/2009 | MAXIMIZING INTEGRITY IN DECISIONS WITH SENIORS | ME13100 |
6
credits in Ethics
Total:
6
|
| 06/27/2009 | DESIGNING QUALIFIED PLANS TO MEET EMPLOYER OBJECTIVES | ME10873 |
4
credits in General Education
Total:
4
|
| 10/02/2008 | 25 COMMON ANNUITY PLANNING MISTAKES | ME12897 |
1
credits in General Education
Total:
1
|
| 10/02/2008 | THE 4-STAGES OF ANNUITY INCOME | ME14887 |
1
credits in General Education
Total:
1
|
| 10/02/2008 | CREATING EXIT STRATEGIES FOR RETIREMENT PLAN ASSETS | ME14350 |
1
credits in General Education
Total:
1
|
| 06/25/2008 | NAIC LTC PARTNERSHIP TRAINING | ME15022 |
8
credits in General Education
Total:
8
|
| 01/01/2008 | CARRYOVER COURSE | CEU2 |
3
credits in General Education
Total:
3
|
| 09/03/2007 | QUALIFIED AND NON-QUALIFIED PLANS - 2ND EDITION | ME13328 |
15
credits in General Education
Total:
15
|
| 03/23/2007 | TRANSITION WAIVER | CEU1 |
3
credits in Ethics
9
credits in General Education
Total:
12
|
| 09/13/2006 | BUSINESS CONTINUATION TRAINING COURSE - 2ND EDITION | ME13241 |
30
credits in General Education
Total:
30
|
An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.
Date: 05/13/2025 01:40:37 PM
