Search → RBC CAPITAL MARKETS LLC
DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE
RBC CAPITAL MARKETS LLC
NON-RESIDENT PRODUCER AGENCY
License Number:
AGN84770
Status:
First Licensure:
03/26/2002
Cancel Date:
None
Renewal Date:
04/01/2027
Street Location:
250 NICOLLET MALL
MINNEAPOLIS, MN 55401-1931
MINNEAPOLIS, MN 55401-1931
Mailing:
250 NICOLLET MALL
MINNEAPOLIS, MN 55401-1931
MINNEAPOLIS, MN 55401-1931
Phone:
+1 (612) 371-2819
Email:
sonia.otto@rbc.com
| License Type | Start Date | End Date |
|---|---|---|
| NON-RESIDENT PRODUCER AGENCY | 03/26/2002 | 04/01/2027 |
| Name |
|---|
| RBC WEALTH MANAGEMENT |
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| HARVEY ALBERT |
04/10/2023 | PRN51257 | ||
| ZACHARY ALBERT |
08/17/2021 | PRN391748 | ||
| JESSICA S. ALCORN |
02/02/2022 | PRN235020 | ||
| CATHY J. ANDERSON HYAMS |
03/16/2017 | PRN164879 | ||
| MICHELE ARBOGAST |
06/09/2023 | PRN193471 | ||
| LISA MARIA AUSTIN |
10/16/2018 | PRN194320 | ||
| THOMAS G. AUSTIN |
05/16/2025 | PRN312816 | ||
| DANIEL S. BACHMANN |
02/25/2020 | PRN331562 | ||
| AUSTIN BALM |
09/19/2019 | PRN338972 | ||
| WILLIAM BARD |
02/01/2025 | PRN506823 | ||
| DAVID BARTZ |
02/08/2023 | PRN443535 | ||
| PATRICIA BAUM |
06/17/2014 | PRN233824 | ||
| RICHARD BELLEW |
03/21/2022 | PRN315546 | ||
| STEPHEN M. BERUBE |
03/05/2020 | PRN183154 | ||
| JACOB BINDER |
05/09/2025 | PRN497006 | ||
| JOANNA L. BISHOP |
06/09/2023 | PRN284527 | ||
| THOMAS BIVONA |
07/27/2019 | PRN335116 | ||
| BRADLEY J. BLIND |
05/29/2013 | PRN216967 | ||
| DOUGLAS BOHLMAN |
06/09/2023 | PRN328962 | ||
| DEREK BOHM |
05/11/2022 | PRN418167 | ||
| ROBERT JAMES BOULANGER |
09/18/2015 | PRN174765 | ||
| THOMAS E. BROCKLEY |
04/17/2018 | PRN109685 | ||
| DUSTIN BROWN |
06/09/2023 | PRN425518 | ||
| CLIVE GRADY BUCHAN |
10/11/2018 | PRN92196 | ||
| GAVIN ROBERT BURNS |
06/16/2025 | PRN78679 | ||
| ERIC H. BURT |
12/11/2019 | PRN76981 | ||
| MICHAEL BUSICK |
03/03/2020 | PRN171896 | ||
| ROBERT M. CAIAZE |
01/31/2018 | PRN171666 | ||
| MARK E. CAPOMACCIO |
03/03/2020 | PRN338659 | ||
| JENNIFER L. CARLETON |
03/12/2021 | PRN205450 | ||
| TIMOTHY J. CAVANAUGH |
06/09/2023 | PRN76459 | ||
| JODY P. CHADWICK |
07/23/2021 | PRN89563 | ||
| JEFFREY P. CHAPMAN |
06/09/2023 | PRN198010 | ||
| SUSAN CHATFIELD |
09/27/2019 | PRN147762 | ||
| LISA ANN CHERRY |
01/20/2016 | PRR260770 | ||
| DANIEL CHILLEMI |
06/09/2023 | PRN443528 | ||
| AMY BARNES CHIPMAN |
12/30/2013 | PRR35915 | ||
| ALAN THOMAS CIRULLI |
01/07/2020 | PRN112541 | ||
| KEVIN CLARK |
06/18/2021 | PRN386244 | ||
| GABRIELLE M. CLEMENS |
10/16/2018 | PRN95444 | ||
| MATTHEW CLEMENS |
09/30/2022 | PRN262562 | ||
| ALEXANDRA CLEMENT |
09/28/2022 | PRR432148 | ||
| BRIAN JEFFREY CLEMENT |
04/04/2003 | PRR94077 | ||
| JAMES CLEMENT |
10/19/2021 | PRN400542 | ||
| KYLE CLEMENTS |
06/09/2023 | PRN305542 | ||
| GARTH CONNER |
10/10/2016 | PRN86127 | ||
| ERIC COOK |
06/09/2023 | PRN437436 | ||
| MARC COOPERSMITH |
09/22/2023 | PRN464262 | ||
| MATTHEW COOPERSMITH |
09/20/2023 | PRN464209 | ||
| JACKSON RYAN COUSINS |
09/29/2014 | PRR238777 | ||
| DANIEL CREWS |
06/24/2019 | PRN231934 | ||
| JOHN T. DADDONA |
09/06/2024 | PRN393965 | ||
| PAMELA DALLAS |
06/06/2024 | PRN485959 | ||
| SANDRA R. DALTON |
05/29/2025 | PRN101115 | ||
| LOREN L. DANIELSON |
06/12/2023 | PRN173477 | ||
| PHILIP DEAN |
11/15/2024 | PRN500580 | ||
| AURELIO ROY DECARO |
10/13/2023 | PRN197644 | ||
| JOHN DECKER |
11/15/2024 | PRN501247 | ||
| STEVEN MARK DEREDITA |
09/28/2022 | PRN253118 | ||
| LEE A. DEROSE |
02/22/2018 | PRN191377 | ||
| DON DEVITTO |
10/09/2024 | PRN498043 | ||
| FREDERICK DEY |
12/02/2019 | PRR88820 | ||
| STEPHEN DICARLO |
09/08/2021 | PRN394648 | ||
| STEPHEN JOSEPH DICARLO |
07/23/2021 | PRN89264 | ||
| MICHAEL DICKSON |
02/01/2025 | PRN506776 | ||
| SAMUEL MATTHEW DIFIORE JR |
06/12/2023 | PRN94556 | ||
| KYLE FITZGERALD DIXON |
06/23/2014 | PRN234049 | ||
| FRANK DOLCE |
11/20/2019 | PRN257407 | ||
| ROBERT M. DONOVAN |
02/09/2024 | PRR101175 | ||
| CHRISTINE M. DRONE |
09/15/2023 | PRN149653 | ||
| GREGORY DUDZIK |
10/13/2020 | PRN314435 | ||
| GREGORY DUDZIK |
10/13/2020 | PRN275063 | ||
| KERRIN ANN DUFFY |
06/19/2007 | PRR141124 | ||
| JOSEPH DOUGLAS DURELL |
08/31/2015 | PRN96478 | ||
| NICHOLAS DURSO |
03/24/2023 | PRN326885 | ||
| STEVEN S. EAGLEY |
09/15/2023 | PRN207536 | ||
| PATRICK ARTHUR EASTER |
12/10/2014 | PRN243360 | ||
| MAX EISENBERG |
10/13/2023 | PRN287527 | ||
| MARK A. ERHARDT |
05/03/2013 | PRR67508 | ||
| GORDON I. ERIKSON JR |
07/29/2024 | PRN490266 | ||
| KATHLEEN ESTREM |
03/11/2022 | PRN412800 | ||
| DAVID EVANS |
02/13/2019 | PRN325985 | ||
| JOANNE FABEC |
02/27/2023 | PRN425102 | ||
| ALAN FEDERICO |
05/11/2022 | PRN408982 | ||
| VIRGINIA ALLYSON FESKO |
04/11/2023 | PRN251052 | ||
| OZZIE I. FISHMAN |
03/24/2023 | PRN192568 | ||
| ERIKA FOURNIER |
11/14/2022 | PRN437028 | ||
| DANIEL RICHARD FOX |
09/20/2013 | PRN221956 | ||
| THOMAS FRAZIER |
10/09/2020 | PRN364782 | ||
| AARON FREEDMAN |
05/22/2024 | PRN359398 | ||
| JORDAN FRYE |
04/21/2023 | PRN449718 | ||
| ALBERT J. FUSCA |
04/23/2021 | PRN45188 | ||
| MICHAEL P. GARA |
05/21/2021 | PRN231227 | ||
| ZACHARY STEPHEN GEORGE |
10/09/2020 | PRN209175 | ||
| MARTHA GIBSON |
06/17/2023 | PRN454448 | ||
| PETER GILL |
01/21/2025 | PRN505917 | ||
| MICHELLE M. GILLY |
06/22/2023 | PRN406120 | ||
| ANTHONY FRANK GIORDANO |
01/17/2013 | PRN212248 | ||
| KUMI GOANEH |
03/26/2025 | PRN511279 | ||
| NEPETA GODEC |
02/13/2019 | PRN325984 | ||
| ALEXANDRA GOODELMAN |
02/10/2025 | PRN507545 | ||
| ROBERT ALLEN GOODWIN |
09/15/2023 | PRN141600 | ||
| DANIEL GOUNARIS |
06/05/2020 | PRN354834 | ||
| ANGELINA GRESS |
04/17/2019 | PRN329675 | ||
| RICHARD F. GRESS |
03/17/2015 | PRN50884 | ||
| EDWARD A. GRISWOLD |
07/13/2015 | PRN252445 | ||
| BRANNON GUYETTE |
03/21/2020 | PRN351589 | ||
| CHARLES F CLAFLIN HALL |
12/04/2018 | PRN131822 | ||
| BRENDON HARBRON |
02/08/2023 | PRN443525 | ||
| DAVID HARING |
06/16/2025 | PRN515711 | ||
| SCOTT W. HARLANDER |
10/04/2024 | PRN279759 | ||
| PETER TRYON HART |
11/01/2016 | PRR62452 | ||
| JAMES BRYAN HARVEY |
12/30/2013 | PRR49644 | ||
| ANDREW MACINTOSH HEALD |
05/04/2021 | PRN270165 | ||
| THOMAS HENSBY |
02/03/2024 | PRN475569 | ||
| JANE L. HEWES |
07/08/2010 | PRR179275 | ||
| ANNA HIGHTER |
10/06/2014 | PRN238825 | ||
| DANIEL JAMES HOCKING |
09/15/2023 | PRN131312 | ||
| PIETER HOLLENBERG |
07/12/2021 | PRN387960 | ||
| GEORGE HOLOHAN |
09/15/2023 | PRN237318 | ||
| LUCIE HONOSUTOMO |
08/07/2021 | PRN390775 | ||
| AARON HOWE |
04/23/2021 | PRN379215 | ||
| JOSEPH HUDAK |
05/20/2024 | PRN484600 | ||
| WENDY HULSE |
09/16/2022 | PRN430558 | ||
| THERESA J. HUNTLEY |
06/30/2015 | PRN252184 | ||
| JEFFREY LOUIS HYMAN |
04/14/2022 | PRN346317 | ||
| RICHARD THOMAS IANNACONE |
04/22/2020 | PRN97234 | ||
| ROBERT IMPELLUSO |
06/23/2023 | PRN455172 | ||
| WILLIAM IRBY |
02/03/2024 | PRN475558 | ||
| JAMES L. JACKSON |
01/09/2024 | PRN473698 | ||
| MARGARET M. JACKSON |
06/17/2014 | PRN233818 | ||
| TREVOR JOHNSON |
09/15/2023 | PRN288463 | ||
| GARRETT ALAN JONES |
03/21/2016 | PRN265844 | ||
| ERNIE JOHN JOSEPH |
06/06/2013 | PRN94403 | ||
| STEVEN R. KARMELIN |
02/26/2019 | PRN112137 | ||
| JOHN HUDSON KEATS |
09/15/2023 | PRN214841 | ||
| PAUL A. KEATS JR |
09/15/2023 | PRN150228 | ||
| MICHAEL DOMINICK KEIM |
09/15/2023 | PRN214233 | ||
| PHILIP GEORGE KELLER |
09/15/2023 | PRN262500 | ||
| BETHANY M. KELLY |
09/15/2023 | PRR260296 | ||
| MICHAEL BRIAN KEMP |
07/16/2021 | PRN126804 | ||
| GEORGE KEMPF |
04/21/2023 | PRN449723 | ||
| DANIEL KENNEDY |
08/11/2016 | PRN272197 | ||
| LAUREL ANN KENT |
09/15/2023 | PRN258891 | ||
| MARGUERITE KIRCHER |
05/08/2024 | PRN359399 | ||
| SALLY KIRKPATRICK |
10/25/2023 | PRN463736 | ||
| EDWARD KISSINGER |
04/06/2023 | PRN190834 | ||
| JUSTIN KLUEGER |
09/15/2023 | PRN419530 | ||
| DODD N. KOECKERT |
06/26/2015 | PRN102924 | ||
| TYLER KRUG |
01/31/2025 | PRN506848 | ||
| KARL LAMBERT |
01/28/2025 | PRN506493 | ||
| WILL LANGDON |
09/15/2023 | PRN305539 | ||
| PAUL LANTIERI |
09/11/2020 | PRN360785 | ||
| JOHN E. LARSEN |
01/15/2011 | PRN186408 | ||
| MEREDITH LAURIENZO |
05/02/2023 | PRN450680 | ||
| NICHOLAS LENNON |
09/28/2022 | PRN430825 | ||
| MATTHEW JAMES LESSARD |
04/20/2022 | PRN112164 | ||
| JOHN DOUGLAS LETOURNEAU |
03/17/2015 | PRN153211 | ||
| ALEXANDER LETVINCHUK |
09/04/2024 | PRN493958 | ||
| BARBARA LOUISE LETVINCHUK |
02/25/2013 | PRN212909 | ||
| CHRISTOPHER LEVERETT |
09/15/2023 | PRN437432 | ||
| JULIE-ANNE LEWIS |
11/15/2024 | PRN121831 | ||
| CHRISTOPHER LOBO |
05/28/2019 | PRN330001 | ||
| SARAH BURBRIDGE LODGE |
09/15/2023 | PRN262530 | ||
| HAROLD D. LOSEY JR |
03/12/2021 | PRN261038 | ||
| MARK M. LUCAS |
10/04/2023 | PRN117251 | ||
| SEAN P. LYNCH |
03/30/2015 | PRN248215 | ||
| ARTHUR I. MARTIN |
10/06/2020 | PRN58781 | ||
| WADE ROBERT MARTIN |
10/02/2020 | PRN120852 | ||
| ZACHARY MARTIN |
02/16/2023 | PRN444220 | ||
| ROSA MAZZONE |
07/25/2017 | PRN290283 | ||
| IAN W. MCARTHUR |
05/26/2017 | PRR74542 | ||
| SARA MCDONOUGH |
02/18/2025 | PRN508127 | ||
| JEFFREY CHARLES MCFARLIN |
12/18/2002 | PRN91670 | ||
| LISA M. MCKENNEY |
11/02/2023 | PRN279743 | ||
| MICHAEL MEEHAN |
06/18/2021 | PRN386221 | ||
| MICHAEL MEYERS |
06/18/2021 | PRN386193 | ||
| HENRY MILLER |
02/13/2024 | PRN475731 | ||
| VLADIMIR W. MINDEL |
09/18/2023 | PRN145984 | ||
| DONALD R. MITCHELL |
04/30/2012 | PRR190647 | ||
| THOMAS MORTON |
12/18/2014 | PRN243767 | ||
| DAVID MOZELESKI |
11/19/2019 | PRN344231 | ||
| DONALD C. MUSNICKI |
09/18/2023 | PRN134213 | ||
| GORDON NEARING |
06/06/2024 | PRN65188 | ||
| NICOLE AMY NELSON |
10/11/2021 | PRN370655 | ||
| TRENT C. NELSON |
03/03/2020 | PRN339282 | ||
| JASON NEWMAN |
09/18/2023 | PRN371175 | ||
| JEVON HARRISON OWENS |
02/22/2016 | PRR140727 | ||
| MARK PALOMBI |
09/18/2023 | PRN132487 | ||
| RACHEL M. PANASUK |
03/15/2016 | PRN265502 | ||
| GEORGE EUGENE PEACOCK III |
09/18/2023 | PRN258042 | ||
| TIMOTHY J. PHILIPPI |
09/18/2023 | PRN146872 | ||
| DANIEL M. PLUFF |
10/05/2023 | PRN66183 | ||
| DAVID A. POULIN |
11/08/2017 | PRN237779 | ||
| PAUL H. POULIN |
01/11/2019 | PRN229906 | ||
| ANDREW B. POULOS |
09/18/2023 | PRN86065 | ||
| ROBERT PRATEL |
03/03/2020 | PRN338685 | ||
| KEVIN MATTHEW PRELL |
09/28/2022 | PRN244459 | ||
| VALERIE RAMO |
07/31/2023 | PRN453942 | ||
| TROY RANDALL |
01/10/2024 | PRN473760 | ||
| RICHARD RAPP |
06/17/2020 | PRN355265 | ||
| JOSHUA REBHOLZ |
02/25/2023 | PRN444917 | ||
| ADAM MCDONNELL REED |
01/31/2018 | PRN269848 | ||
| ADAM L. RICHWINE |
09/17/2018 | PRN179864 | ||
| JOHN JOSEPH RIFFLE |
12/10/2014 | PRN243348 | ||
| KATHLEEN RINGLER |
08/09/2022 | PRN426239 | ||
| AMADO RIVERA |
08/06/2021 | PRN390685 | ||
| JASON RUIMERMAN |
09/19/2019 | PRN338962 | ||
| MICHAEL RUSSELL |
08/05/2022 | PRR398708 | ||
| KENT DAVID SALFI |
10/25/2022 | PRR71506 | ||
| JAY PAUL SANTANGELO |
10/22/2019 | PRN168428 | ||
| CLIFTON SANTIKUL |
09/15/2021 | PRN108816 | ||
| ANTHONY SARDO |
11/04/2022 | PRN436249 | ||
| ARLINE SEGAL |
09/07/2016 | PRN274277 | ||
| MATTHEW P. SHANNON |
06/11/2003 | PRR95891 | ||
| JOY LYNN SHEETS |
09/18/2023 | PRN259313 | ||
| TERRY ALAN SHERMAN |
05/25/2023 | PRN133663 | ||
| RUSSELL S. SHERRED III |
05/16/2013 | PRN216009 | ||
| FRED J. SHERRILL |
03/31/2014 | PRN230728 | ||
| BENJAMIN SICOLI |
02/28/2020 | PRR337670 | ||
| TREVOR SKAGGS |
03/16/2022 | PRN413319 | ||
| JOEL EDWARD SLOVIN |
03/06/2024 | PRN78653 | ||
| COTTER SMART |
06/16/2025 | PRN515876 | ||
| WILLIAM SMART |
06/16/2025 | PRN515710 | ||
| MARK J. SMITH |
02/28/2017 | PRN283029 | ||
| RYAN J. SMITH |
05/16/2025 | PRN312818 | ||
| DENNIS J. STANEK |
10/22/2020 | PRN185333 | ||
| ANDREW J. STERN |
10/01/2020 | PRR185047 | ||
| CRAIG STRONG |
06/07/2023 | PRN275035 | ||
| MARY CAROLE SUNDAY |
04/06/2016 | PRR266484 | ||
| JOHN SUTTON |
04/08/2024 | PRN481154 | ||
| KEVIN J. TABELLIONE |
09/18/2023 | PRN55073 | ||
| CHRISTOPHER WILLIAM TANCILL |
06/24/2005 | PRN115507 | ||
| APPALONIA TANKERSLEY |
10/13/2023 | PRN397079 | ||
| J CHRISANN TARAS |
09/18/2023 | PRN214138 | ||
| BRIAN MICHAEL TAVANO |
09/18/2023 | PRN108567 | ||
| DAVID J. TILKENS |
03/03/2020 | PRN338675 | ||
| PATRICK TINUCCI |
03/24/2023 | PRN444918 | ||
| DENNY TOTLAND |
09/17/2024 | PRN495576 | ||
| PAUL A. TROPEA |
09/18/2023 | PRN69044 | ||
| TRACY LYNN TRUTNAU |
09/15/2023 | PRN144429 | ||
| TELBY TURNER |
08/31/2016 | PRN273918 | ||
| TIMOTHY VALENTE |
09/18/2023 | PRN377675 | ||
| MICHAEL J. VAN ASTEN |
07/15/2013 | PRN68977 | ||
| JAMES VANDEVEN |
03/24/2023 | PRN292007 | ||
| RICHARD VEZINA |
03/03/2020 | PRN171898 | ||
| LUKE VIOLETTE |
02/29/2024 | PRN477701 | ||
| STEPHEN P. VITALE |
09/18/2023 | PRN114245 | ||
| JEREMY ROGUE VLACH |
05/23/2019 | PRN149322 | ||
| ANNE-MARIE WADE |
09/18/2023 | PRN348770 | ||
| THOMAS HEGAN WADSWORTH |
02/10/2005 | PRN110734 | ||
| THOMAS R. WAHL |
10/30/2014 | PRN185306 | ||
| MARYANNE WALDMAN |
10/14/2024 | PRN498413 | ||
| CHRISTOPHER WALKER |
09/18/2023 | PRN132356 | ||
| ANDREW WAUGH |
09/26/2021 | PRN397387 | ||
| AARON WEIERBACH |
09/18/2023 | PRN386652 | ||
| JAMES L. WEINSTOCK |
09/10/2024 | PRN72999 | ||
| BRIAN H. WELLS |
09/20/2023 | PRN324569 | ||
| THOMAS M. WENZEL |
05/03/2017 | PRN86126 | ||
| ERIC JOSEPH WERBLOW |
09/18/2023 | PRN122277 | ||
| JOHN WHITE |
06/23/2021 | PRN386659 | ||
| JOHN JOSEPH WHITE |
01/16/2018 | PRN165545 | ||
| ROBERT WILL |
02/11/2019 | PRN325797 | ||
| KEVIN LEE WILLIAMS |
09/29/2014 | PRN239158 | ||
| MICHAEL JOSEPH WINN |
11/09/2010 | PRN66375 | ||
| KAITLIN YELLE |
03/14/2019 | PRN327706 | ||
| WILLIAM WADSWORTH YOUNG |
10/21/2013 | PRN223325 | ||
| NORA S. YOUSIF |
09/18/2023 | PRN212440 |
Supervised Entity
None.
| Name | License Number |
|---|---|
| TROY RANDALL | PRN473760 |
License/Disciplinary Action
None.
GENERAL INFORMATION
NAIC Information
National Producer Number (NPN):
964068
| Phone Number | Type |
|---|---|
| +1 (612) 371-2863 | Office |
An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.
Date: 06/22/2025 08:35:28 PM
