Search → SCOTT B. DOW

DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE
SCOTT B. DOW
PRODUCER NON-RESIDENT
License Number:
PRN305309
Status:
First Licensure:
03/14/2018
Cancel Date:
None
Mailing:
PORTSMOUTH, NH 03801
Phone:
+1 (603) 319-3117
Fax:
+1 (603) 430-7995
Email:
scott.dow@ampf.com
License Type | Start Date | End Date |
---|---|---|
PRODUCER NON-RESIDENT | 03/14/2018 |
Name | Issue Date | License Number | Expiration Date | Cancel Date |
---|---|---|---|---|
AMERIPRISE FINANCIAL SERVICES LLC |
03/14/2018 | AGN55156 |
Description | Issue Date | Termination Date | Status |
---|---|---|---|
HEALTH | 03/14/2018 | Active | |
LIFE | 03/14/2018 | Active | |
VARIABLE CONTRACTS | 03/14/2018 | Active |
License/Disciplinary Action
None.
PRODUCER RESIDENT
License Number:
PRR36116
Status:
First Licensure:
01/09/1993
Cancel Date:
03/14/2018
Renewal Date:
03/14/2018
Mailing:
PORTSMOUTH, NH 03801
Phone:
+1 (603) 319-3117
Fax:
+1 (603) 430-7995
Email:
scott.dow@ampf.com
License Type | Start Date | End Date |
---|---|---|
PRODUCER RESIDENT | 01/09/1993 | 03/13/2018 |
Name | Issue Date | License Number | Expiration Date | Cancel Date |
---|---|---|---|---|
AMERIPRISE FINANCIAL SERVICES LLC |
08/11/2016 | AGN55156 | 03/14/2018 | |
THE SCOTT B DOW AGENCY |
07/02/1999 | AGR63265 | 03/01/2003 |
Description | Issue Date | Termination Date | Status |
---|---|---|---|
VARIABLE LIFE & ANNUITY | 03/23/1993 | 10/01/1995 | Terminated |
HEALTH | 01/09/1993 | 03/14/2018 | Terminated |
LIFE | 01/09/1993 | 03/14/2018 | Terminated |
VARIABLE CONTRACTS | 10/01/1995 | 03/14/2018 | Terminated |
License/Disciplinary Action
None.
GENERAL INFORMATION
NAIC Information
National Producer Number (NPN):
608237
Address | Type |
---|---|
PORTSMOUTH, NH 03801 |
Office |
Date | Description | Course Number | Content Areas |
---|---|---|---|
11/28/2022 | ANNUITY SUITABILITY AND BEST INTEREST STANDARD: 4-HOUR TRAINING COURSE | 27497 |
4
credits in Annuities - Best Interest
Total:
4
|
09/26/2017 | 2017 FINANCIAL PROFESSIONALS' DAY - BUSINESS SUCCESSION PLANNING AND EXIT STRATEGIES | 24776 |
5
credits in General Education
Total:
5
|
09/26/2017 | SAVING FOR COLLEGE - IT'S A GOOD THING! | 24679 |
1
credits in General Education
Total:
1
|
07/27/2017 | ANNUITY SUITABILITY: 4 HR TRAINING COURSE, 2ND EDITION | 23191 |
4
credits in Annuities
Total:
4
|
03/03/2017 | APMA1 - ACCREDITED PORTFOLIO MANAGEMENT ADVISOR | 24418 |
3
credits in Ethics
42
credits in General Education
Total:
45
|
01/05/2017 | AML: UNDERSTANDING THE RULES FOR INSURANCE PRODUCERS AND EMPLOYEES | 23384 |
2
credits in General Education
Total:
2
|
12/29/2016 | EFFECTIVE & ETHICAL COMMUNICATION WITH SENIORS | ME14175 |
6
credits in Ethics
Total:
6
|
05/29/2015 | LONG TERM CARE PARTNERSHIP 4-HOUR TRAINING | ME16160 |
4
credits in General Education
Total:
4
|
05/12/2015 | ADVANCE PLANNING SEMINAR (2013 - 2015) | 22007 |
12
credits in General Education
Total:
12
|
02/26/2015 | CODE OF ETHICS AND PROFESSIONAL RESPONSIBILITY | ME14331 |
10
credits in Ethics
Total:
10
|
12/04/2014 | HS 353 RETIREMENT INCOME PROCESS STRATEGIES AND SOLUTIONS | 21173 |
21
credits in General Education
Total:
21
|
09/16/2014 | 2014 FINANCIAL PROFESSIONALS DAY - NATALIE CHOATE | 22619 |
4
credits in General Education
Total:
4
|
09/16/2014 | SOCIAL SECURITY | 22620 |
2
credits in General Education
Total:
2
|
09/16/2014 | FINANCIAL PROFESSIONALS DAY - ETHICS FITNESS WORKSHOP | 22726 |
2
credits in Ethics
Total:
2
|
09/28/2013 | NAIC SUITABILITY IN ANNUITY TRANSACTIONS MODEL REGULATION | ME17595 |
4
credits in General Education
Total:
4
|
06/06/2013 | LONG TERM CARE - 4 HOUR TRAINING REQUIREMENT | ME17126 |
4
credits in General Education
Total:
4
|
04/11/2013 | SENIOR MARKET SALES ETHICS | ME11406 |
4
credits in Ethics
Total:
4
|
09/18/2012 | 2012 ANNUAL FIELD COMPLIANCE MEETING | 21085 |
1
credits in Ethics
1
credits in General Education
Total:
2
|
09/30/2011 | FINANCIAL DECISIONS FOR RETIREMENT | ME12355 |
30
credits in General Education
Total:
30
|
09/20/2011 | 2011 ANNUAL COMPLIANCE MEETING | 20259 |
1
credits in Ethics
1
credits in General Education
Total:
2
|
07/08/2011 | HEALTH AND LONG-TERM CARE FINANCING FOR SENIORS | ME11910 |
30
credits in General Education
Total:
30
|
03/16/2011 | UNDERSTANDING THE OLDER CLIENT | ME11618 |
30
credits in General Education
Total:
30
|
01/17/2011 | ESSENTIALS OF TRUST SERVICES | ME16534 |
3
credits in General Education
Total:
3
|
09/15/2010 | 2010 ANNUAL FIELD COMPLIANCE MEETING | ME17265 |
1
credits in Ethics
1
credits in General Education
Total:
2
|
04/29/2010 | LONG TERM CARE PARTNERSHIP 4-HOUR TRAINING | ME16160 |
4
credits in General Education
Total:
4
|
12/11/2009 | ETHICS FOR INSURANCE PROFESSIONALS | ME12946 |
6
credits in Ethics
Total:
6
|
09/16/2009 | 2009 ANNUAL FIELD COMPLIANCE MEETING | ME16238 |
1
credits in Ethics
1
credits in General Education
Total:
2
|
05/14/2009 | RETIREMENT SCHOOL | ME16195 |
11
credits in General Education
Total:
11
|
01/19/2009 | AML BEST PRACTICES FOR THE LIFE INSURANCE INDUSTRY | ME11904 |
3
credits in Ethics
2
credits in General Education
Total:
5
|
09/19/2008 | 2008 ANNUAL FIELD COMPLIANCE MEETING | ME15247 |
1
credits in Ethics
2
credits in General Education
Total:
3
|
06/30/2008 | LONG TERM CARE - AN IN DEPTH VIEW | ME14567 |
8
credits in General Education
Total:
8
|
01/01/2008 | CARRYOVER COURSE | CEU2 |
8
credits in General Education
Total:
8
|
10/19/2007 | 2007 ANNUAL COMPLIANCE MEETING | ME14659 |
3
credits in General Education
Total:
3
|
05/10/2007 | ADVANCED PLANNING SEMINAR | ME12530 |
13
credits in General Education
Total:
13
|
03/23/2007 | TRANSITION WAIVER | CEU1 |
3
credits in Ethics
9
credits in General Education
Total:
12
|
12/19/2006 | ESTATE PLANNING BASICS | ME11852 |
4
credits in General Education
Total:
4
|
06/12/2006 | 2006 ANNUAL FIELD COMPLIANCE MEETING: FOCUS ON THE CLIENT | ME13346 |
3
credits in General Education
Total:
3
|
An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.
Date: 05/25/2025 07:45:40 PM