Search → LOCKTON INVESTMENT SECURITIES LLC
DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE
LOCKTON INVESTMENT SECURITIES LLC
NON-RESIDENT PRODUCER AGENCY
License Number:
AGN152738
Status:
First Licensure:
04/19/2008
Cancel Date:
None
Renewal Date:
04/01/2027
Street Location:
777 S FIGUEROA ST STE 5200
LOS ANGELES, CA 90017-5850
LOS ANGELES, CA 90017-5850
Mailing:
444 W 47TH ST STE 900
KANSAS CITY, MO 64112-1906
KANSAS CITY, MO 64112-1906
Phone:
+1 (816) 960-9000
Fax:
+1 (816) 960-9099
Email:
license@lockton.com
| License Type | Start Date | End Date |
|---|---|---|
| NON-RESIDENT PRODUCER AGENCY | 04/19/2008 | 04/01/2027 |
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| KYLE R. HARTMAN |
02/05/2025 | PRN186132 |
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| LOCKTON INVESTMENT SECURITIES LLC (ATLANTA GA) |
07/15/2008 | BRN155649 | ||
| LOCKTON INVESTMENT SECURITIES LLC (CHICAGO IL) |
07/15/2008 | BRN155656 | ||
| LOCKTON INVESTMENT SECURITIES LLC (DALLAS TX) |
07/15/2008 | BRN155650 | ||
| LOCKTON INVESTMENT SECURITIES LLC (DENVER CO) |
07/15/2008 | BRN155651 | ||
| LOCKTON INVESTMENT SECURITIES LLC (FARMINGTON CT) |
07/15/2008 | BRN155657 | ||
| LOCKTON INVESTMENT SECURITIES LLC (HOUSTON TX) |
07/15/2008 | BRN155658 | ||
| LOCKTON INVESTMENT SECURITIES LLC (LOS ANGELES, CA) |
04/22/2019 | BRN329881 | ||
| LOCKTON INVESTMENT SECURITIES LLC (MIRAMAR FL) |
07/15/2008 | BRN155653 | ||
| LOCKTON INVESTMENT SECURITIES LLC (NEW YORK NY) |
07/15/2008 | BRN155659 | ||
| LOCKTON INVESTMENT SECURITIES LLC (SAN FRANCISCO CA) |
08/04/2008 | BRN155804 | ||
| LOCKTON INVESTMENT SECURITIES LLC (ST LOUIS MO) |
07/15/2008 | BRN155654 | ||
| LOCKTON INVESTMENT SECURITIES LLC (WASHINGTON DC) |
07/15/2008 | BRN155655 |
Supervised Entity
None.
| Name | License Number |
|---|---|
| KYLE R. HARTMAN | PRN186132 |
License/Disciplinary Action
None.
GENERAL INFORMATION
NAIC Information
National Producer Number (NPN):
10532982
An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.
Date: 04/23/2026 10:44:29 PM
