Search → CETERA FINANCIAL SPECIALISTS LLC
DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE
CETERA FINANCIAL SPECIALISTS LLC
NON-RESIDENT PRODUCER AGENCY
License Number:
AGN70449
Status:
First Licensure:
06/15/2000
Cancel Date:
None
Renewal Date:
04/01/2027
Street Location:
6TH FLOOR
1450 AMERICAN LN STE 650
SCHAUMBURG, IL 60173-5671
1450 AMERICAN LN STE 650
SCHAUMBURG, IL 60173-5671
Mailing:
2301 ROSECRANS AVE STE 5100
EL SEGUNDO, CA 90245-5109
EL SEGUNDO, CA 90245-5109
Phone:
+1 (800) 879-8100
Fax:
+1 (310) 747-4460
Email:
jackie.smith@cetera.com
| License Type | Start Date | End Date |
|---|---|---|
| NON-RESIDENT PRODUCER AGENCY | 06/15/2000 | 04/01/2027 |
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| GERALD R. DUFAULT |
02/09/2024 | PRN191163 | ||
| RANDALL C. EGAN |
08/09/2018 | PRN314419 | ||
| KEVIN W. GEIST |
07/16/2024 | PRN205702 | ||
| STEVEN ALAN GRIFFITH |
06/25/2014 | PRN201015 | ||
| STANLEY ROBERT SMILEY |
04/12/2012 | PRN98535 | ||
| ROBERT JOSEPH TORNINCASO |
10/27/2014 | PRN202136 |
Branch Office
None.
Supervised Entity
None.
| Name | License Number |
|---|---|
| STANLEY ROBERT SMILEY | PRN98535 |
License/Disciplinary Action
None.
GENERAL INFORMATION
NAIC Information
National Producer Number (NPN):
2101863
An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.
Date: 10/24/2025 12:22:40 AM
