black and white state seal

DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE

OCEANVIEW LIFE AND ANNUITY COMPANY

INSURANCE COMPANY

License Number:
LHF358208
Status:
Active
First Licensure:
08/05/2020
Cancel Date:
None
Renewal Date:
08/10/2026
NAIC Code:
68446

Street Location:
THREE GATEWAY CTR
410 N 44TH ST STE 210
PHOENIX, AZ 85008-7605
Mailing:
1331 17TH ST STE 1050
DENVER, CO 80202-5819
Phone:
+1 (888) 295-3815
Fax:
+1 (786) 275-9287
Email:
info@oceanviewinsurance.com

History
License Type Start Date End Date
INSURANCE COMPANY 08/05/2020 08/10/2026

Employee
Name Issue Date License Number Expiration Date Cancel Date
ACCURATE ADVISORY GROUP INC
 09/23/2020 AGN138073
ADAMS LIFE BROKERAGE, LLP
 09/23/2020 AGN311770
ADVISORS EXCEL LLC
 09/23/2020 AGN187564
AEGIS FINANCIAL LLC
 09/23/2020 AGN112657
NATHAN ALDRICH
 03/30/2026 PRR464021
ALLEGIS ADVISOR GROUP
 09/23/2020 AGN178395
AMERICAN BROKERAGE SERVICES INC
 09/23/2020 AGN56366
AMERICAN SENIOR BENEFITS LLC
 09/23/2020 AGN82564
ANNUITIES EXCHANGE FINANCIAL PRODUCTS CORP
 09/23/2020 AGN58825
THE ANNUITY MAN
 02/24/2021 AGN349632
ANNUITY MARKETING SERVICES, LLC
 09/23/2020 AGN300212
ANNUITY RESOURCES, LLC
 01/12/2021 AGN368582
AP BENEFIT ADVISORS LLC
 09/23/2020 AGN247482
JAC MICHAEL ARBOUR
 06/24/2021 PRR136964
BEARING INSURANCE GROUP, LLC
 09/25/2020 AGN97785
ALLAN ARTHUR BECK
 03/07/2022 PRR23279
BEDROCK FINANCIAL SERVICES LLC
 09/23/2020 AGN235400
CHRISTIAN A. BELIVEAU
 09/27/2021 PRN74988
ADAM RONALD BITHER
 04/03/2026 PRR128873
MICHAEL MERLE BLENTLINGER
 10/30/2020 PRN100754
BLUEPRINT INCOME LLC
 09/23/2020 AGN247449
DAVID AARON BORDEN
 12/29/2025 PRN113823
BROKERS CHOICE OF AMERICA INC
 09/23/2020 AGN54989
SCOTT REED BRUCE
 06/19/2025 PRR16120
THE BUCKLEY INSURANCE GROUP, LLC
 09/25/2020 AGN350506
ROBERT PARSONS BURNS
 03/30/2026 PRR16270
STEVEN L. BUSQUE
 09/23/2024 PRN496276
JONATHAN RORY BUSSERT
 09/24/2020 PRN306831
C2P ADVISORY GROUP LLC
 09/23/2020 AGN187891
WILLIAM BRUCE CAMPBELL
 09/25/2020 PRN144069
CAPITAS AGENCY LLC
 09/23/2020 AGN127385
BRIAN DAVID CARENZA
 10/07/2025 PRN128210
JARED A. CARR
 09/24/2020 PRN334953
JUSTIN CHAMPLAIN
 01/30/2023 PRN435646
CLARKE FINANCIAL GROUP INC
 09/23/2020 AGN182815
JACOB D. COAN
 04/17/2025 PRR313678
CONCOURSE FINANCIAL GROUP AGENCY INC
 09/23/2020 AGN87483
ZACHARY JOHN CONLEY
 10/31/2024 PRR279554
CONSOLIDATED FINANCIAL CORPORATION
 09/23/2020 AGN62554
CORE INCOME ADVISORS LLC
 09/23/2020 AGN263062
CRETEAU HACKETT LACHAPELLE & ASSOCIATES LLC
 08/10/2022 AGN105138
JOHN R. CRETEAU
 08/10/2022 PRN37674
WILLIAM S. CUMMINGS
 01/04/2022 PRR356622
DFPG INS INC
 09/23/2020 AGN262108
DAVID AUBREY DUNFEE
 06/30/2022 PRR42047
ECA MARKETING INC
 09/23/2020 AGN56881
FAIRLANE FINANCIAL CORP
 09/23/2020 AGN34758
FINANCIAL INDEPENDENCE GROUP LLC
 09/23/2020 AGN52364
FIRST AMERICAN INSURANCE UNDERWRITERS LLC
 09/23/2020 AGN77260
FIRST HEARTLAND CAPITAL INC
 12/10/2020 AGN67994
FIRST HEARTLAND CORPORATION
 09/23/2020 AGN46106
FIRST INCOME ADVISORS LLC
 09/23/2020 AGN217933
FORWARD STRATEGIES INSURANCE BROKERAGE
 09/23/2020 AGN108583
PAUL P. GAGNE
 01/07/2026 PRR248514
GBS INSURANCE AND FINANCIAL SERVICES INC
 09/23/2020 AGN92665
DONALD J. GEIST
 04/10/2026 PRN379543
GRADIENT INSURANCE BROKERAGE LLC
 12/06/2024 AGN130014
NEIL BRIAN GREENBERG
 09/25/2020 PRN275094
GREGORY RICKS & ASSOCIATES INC
 09/23/2020 AGN358329
H E SCHEIL & ASSOC
 09/24/2020 AGN249408
RICHARD K. HACKETT
 08/15/2022 PRN54518
STAN GARRISON HAITHCOCK
 02/03/2022 PRN129024
ZEKE M. HALL
 12/04/2024 PRR231140
THOMAS BURGESS HAMLIN
 09/25/2020 PRN34156
LANCE HARDER
 09/03/2025 PRR360684
RICHARD R. HELLERICH
 09/25/2020 PRN189647
HIGHLAND CAPITAL BROKERAGE INC
 09/24/2020 AGN118406
HIGHTOWER SECURITIES LLC
 10/07/2020 AGN161942
DAVID WILLIAM HOOBLER
 09/23/2020 PRN329349
HUB INTERNATIONAL NORTHWEST LLC
 09/24/2020 AGN144414
EMIL JOSEPH HUCK IV
 03/16/2023 PRR428179
LEON EVANS HUFFMAN
 09/24/2020 PRN50528
HUMMEL GROUP INC
 09/24/2020 AGN268961
ADAM M. HYERS
 01/15/2025 PRN504678
IMPACT PARTNERSHIP LLC
 09/25/2020 AGN191126
INDIVIDUAL COMMERCIAL BROKERAGE INC
 09/24/2020 AGN98933
INNOVATIVE SOLUTIONS INSURANCE SERVICES LLC
 09/24/2020 AGN82801
INSOURCE LLC
 09/24/2020 AGN214318
INSURANCE AGENCY MARKETING SERVICES INC
 09/24/2020 AGN40374
INSURMARK INC
 09/24/2020 AGN46162
INTEGRITY LIFE & ANNUITIES, LLC
 09/23/2020 AGN57682
INTERNATIONAL ASSETS ADVISORY LLC
 09/24/2020 AGN267657
MARK S. JACOBSOHN
 05/31/2022 PRR79194
BROOKS K. JOHNSON
 04/18/2022 PRR205303
BRANDON ALLAN JORDAN
 09/23/2020 PRN194335
K1 STRATEGIES, LLC
 09/29/2022 AGN342625
ROBERT DANIEL KANE
 01/29/2026 PRR234071
JOHN JOSEPH KEIZER
 10/28/2021 PRR375106
KEYCORP INSURANCE AGENCY USA INC
 03/01/2022 AGN98784
KAMRON LES KIMBALL
 12/20/2021 PRR108249
JAKE THOMAS KITTERMAN
 07/07/2025 PRR514327
BRIAN JOHN KOVACK
 09/23/2020 PRN92820
JOHN R. LACHAPELLE
 12/23/2024 PRN59039
SEAN MICHAEL LANGAN
 05/29/2023 PRR160440
TANYA L. LAPOINTE
 10/30/2022 PRR102910
ANDREW LASLIE
 02/18/2022 PRR260429
RONALD PAUL LESICKI
 09/25/2020 PRN105551
LEVEL FOUR FINANCIAL LLC
 11/16/2020 AGN204881
LEVEL FOUR INSURANCE AGENCY, LLC
 09/24/2020 AGN314660
JESSE E. LEVERETTE JR
 12/21/2020 PRN55865
THE LEWER AGENCY INC
 09/24/2020 AGN14217
THE LIFE AND ANNUITY SHOP LLC
 09/25/2020 AGN166882
LIFE BROKERAGE SERVICE CORP
 09/24/2020 AGN113990
JOHN H. LIGHT
 09/24/2020 PRN77607
LINCOLN INVESTMENT PLANNING LLC
 10/30/2020 AGN69935
JAMES C. LOWELL
 08/05/2022 PRR192127
MAGELLAN FINANCIAL & INSURANCE SERVICES, LLC
 09/24/2020 AGN109651
LUCAS C. MCDANIELS
 03/09/2023 PRR268996
MEGASTAR ADVISORS LLC
 09/24/2020 AGN228735
MIDWOOD FINANCIAL SERVICES INC
 09/25/2020 AGN261430
MRIDULA MISHRA
 03/07/2025 PRN330373
SONYA L. MITCHELL
 02/26/2021 PRR154824
MONEY CONCEPTS INTERNATIONAL INC
 09/25/2020 AGN138561
KEVIN PAUL MONROE
 10/17/2024 PRR35300
NATIONAL SERVICE GROUP OF AMERILIFE LLC
 09/25/2020 AGN170795
NATIONS FINANCIAL GROUP, INC.
 09/25/2020 AGN336825
NBC NATIONAL MARKETING INC
 09/25/2020 AGN287836
NEXT FINANCIAL GROUP INC
 09/25/2020 AGN65625
NATHAN S. NICHOLS
 02/28/2022 PRR255368
DONALD E. OATES
 09/23/2020 PRN110720
ROBERT OKUMU-MCCARRON
 03/27/2026 PRN539957
ONE RESOURCE GROUP LLC
 09/25/2020 AGN92719
OSAIC INSTITUTIONS, INC
 09/24/2020 AGN88278
MATTHEW ROLAND OUELLETTE
 04/07/2021 PRR148004
PACKERLAND BROKERAGE SERVICES INC
 09/25/2020 AGN299042
TREVOR PATCHING
 10/30/2020 PRN167155
PEAK PERFORMANCE BROKERAGE SERVICES INC
 09/25/2020 AGN262465
TODD ANDREW PERKINS
 04/01/2026 PRR50123
PINNEY INS CENTER INC
 09/25/2020 AGN166839
LYNDA LOUISE PITTS
 09/24/2020 PRN38460
SHAWN RYAN PLUMMER
 12/01/2025 PRN398206
PMC ADVANTAGE INSURANCE SERVICES INC
 09/25/2020 AGN116523
WENDY JENNIFER POOLE PYNE
 07/31/2025 PRN522298
PREMIER INS PARTNERS LLC
 09/25/2020 AGN232010
BRIAN R. PRICHARD
 08/29/2025 PRR84312
PROSPERA LIFE & ANNUITY SERVICES INC
 09/25/2020 AGN127016
PROSPERITY ADVANTAGE MARKETING LLC
 09/25/2020 AGN175564
PROTEGRO, INC.
 08/07/2025 AGN522883
PAUL JASON QUEBEC
 01/26/2026 PRN260924
RAWLINGS INSURANCE SERVICES LLC
 09/25/2020 AGN197982
RONALD WAYNE RAWLINGS
 09/25/2020 PRN89405
JOSEPH WILLIAM REMSON
 01/26/2026 PRN318044
CHAD M. REYNOLDS
 09/23/2020 PRN155633
RINGLER INS AGENCY
 09/25/2020 AGN19333
DAVID G. ROBICHAUD
 12/12/2023 PRN44270
STEVEN SABER
 09/25/2020 PRN257406
SAFE HARBOR FINANCIAL INC
 09/25/2020 AGN31646
KENNETH BRADLEY SAPON
 09/24/2020 PRN162859
JENNIFER M. SAUNDERS
 02/10/2021 PRR225323
JESSICA SAVARD
 01/26/2026 PRN432911
JESSE ROBERT SCHAEFER
 09/24/2020 PRN217837
SENIOR INSURANCE MARKETING, LLC
 09/25/2020 AGN205546
SIGNAL ADVISORS INSURANCE LLC
 09/25/2020 AGN329048
LEON SIMONEAU
 02/28/2023 PRN220125
SIMPLICITY FINANCIAL DISTRIBUTORS INC
 09/25/2020 AGN38551
SIMPLICITY FINANCIAL MARKETING INC
 09/25/2020 AGN48782
JOHN C. SMILEY
 05/31/2022 PRR122857
AMANDA E. SMITH
 09/29/2025 PRR274745
SOUTHWEST ANNUITIES MARKETING LLC
 09/25/2020 AGN212932
CARL EUGENE STAPLES
 04/21/2022 PRR71279
LESLIE EARLE STEVENS
 08/04/2021 PRR39289
JARAD W. STOLZ
 12/13/2025 PRN535716
THE SUNDERLAND GROUP LTD
 10/01/2020 AGN85231
TARKENTON FINANCIAL LLC
 09/25/2020 AGN138821
TBS AGENCY INC
 09/25/2020 AGN50856
JACK ROBERT THACKER
 09/24/2020 PRN167810
DEREK THOMAS THARP
 12/08/2023 PRR354751
THE OHLSON GROUP, LLC
 09/25/2020 AGN136516
DAVID D. TOWNSEND
 09/23/2020 PRN195499
TUCKER ADVISORY GROUP, INC.
 09/25/2020 AGN126137
SABRA TUTTLE
 03/30/2026 PRR489375
TWFG GENERAL AGENCY LLC
 09/25/2020 AGN190048
TWH ANNUITIES & INSURANCE AGENCY INC
 09/25/2020 AGN64721
UNITED BENEFITS LLC
 09/25/2020 AGN216303
UNITED BROKERAGE SERVICES, INC.
 09/25/2020 AGN325670
US ADVISORS INS AGENCY LLC
 09/25/2020 AGN232530
USA FINANCIAL INSURANCE SERVICES, LLC
 09/25/2020 AGN60513
VANBRIDGE INSURANCE SOLUTIONS CORP
 09/25/2020 AGN54247
VIRTUE ADVISORS LLC
 09/25/2020 AGN192090
SCOTT COLEMAN VLCEK
 03/25/2025 PRR482795
WEALTHWISE PARTNERS LLC
 09/25/2020 AGN315695
WEBANNUITIES INS AGENCY INC
 09/25/2020 AGN172979
DAVID S. WEINBERGER
 09/23/2020 PRN338618
WESTERN MARKETING ASSOC LLC
 09/25/2020 AGN187899
WESTLAND FINANCIAL SERVICES INC
 09/25/2020 AGN61806
MILES WHITLOCK
 12/29/2021 PRR214614
WOODMEN INSURANCE AGENCY INC
 09/25/2020 AGN100662

Authority
Description Issue Date Termination Date Status
LIFE 08/05/2020 Active

Contacts
Type Contact
PRODUCER LICENSING CONTACT PETE ROCK
PETE ROCK
1331 17TH ST STE 1050
DENVER, CO 80202-5819
Phone: +1 (888) 295-3815
Email: info@oceanviewinsurance.com
SERVICE OF PROCESS CORPORATION SERVICE COMPANY
45 MEMORIAL CIR
AUGUSTA, ME 04330-6400
Phone: +1 (800) 927-9800
Fax: +1 (302) 636-5454
Email: sop@cscglobal.com

License/Disciplinary Action

None.

GENERAL INFORMATION

NAIC Information

National Producer Number (NPN)

An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.

Date: 06/18/2026 07:56:07 PM