Search → FORTITUDE LIFE INSURANCE & ANNUITY COMPANY
DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE
FORTITUDE LIFE INSURANCE & ANNUITY COMPANY
INSURANCE COMPANY
License Number:
LHF770
Status:
First Licensure:
05/01/1977
Cancel Date:
None
Renewal Date:
08/10/2026
NAIC Code:
Street Location:
10 EXCHANGE PL
JERSEY CITY, NJ 07302-3918
JERSEY CITY, NJ 07302-3918
Mailing:
10 EXCHANGE PL
JERSEY CITY, NJ 07302-3918
JERSEY CITY, NJ 07302-3918
Phone:
+1 (877) 301-1212
Email:
regulatory.request@fortitude-re.com
| License Type | Start Date | End Date |
|---|---|---|
| INSURANCE COMPANY | 03/01/1990 | 08/10/2026 |
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| &PARTNERS, LLC |
09/18/2024 | AGN481271 | ||
| RONDI K. ALBRECHT |
03/30/2018 | PRN306541 | ||
| ALLSTATE FINANCIAL SERVICES LLC |
08/31/2011 | AGN77646 | ||
| JOSEPH MICHAEL ALVAREZ |
03/23/2015 | PRR113801 | ||
| DAVID MCFARLAND AMANN |
02/09/2022 | PRN268425 | ||
| AMERICAN GENERAL INSURANCE AGENCY INC |
06/17/2010 | AGN41169 | ||
| AMERIPRISE FINANCIAL SERVICES LLC |
07/28/2009 | AGN55156 | ||
| BARBARA A. APPLEBY |
06/06/1998 | PRR53552 | ||
| JASON THOMAS ARBETTER |
09/05/2019 | PRN335284 | ||
| ARETE INS AGENCY LLC |
01/04/2013 | AGN211730 | ||
| ARKADIOS CAPITAL, LLC |
12/08/2022 | AGN436496 | ||
| ASH BROKERAGE LLC |
05/05/2020 | AGN56161 | ||
| ASSET MARKETING SYSTEMS INSURANCE SERVICES LLC |
03/22/2007 | AGN111824 | ||
| AVANTAX INSURANCE AGENCY LLC |
12/19/2017 | AGN64706 | ||
| AVANTAX INSURANCE SERVICES INC |
01/10/2001 | AGN53210 | ||
| THE AYCO SERVICES AGENCY LP |
03/13/2019 | AGN41213 | ||
| JOHANN AZZOPARDI |
01/18/2018 | PRR111291 | ||
| MARTIN L. BAILEY |
01/14/2022 | PRN408162 | ||
| SANDRA ANN BAILEY |
07/16/2009 | PRR43962 | ||
| BAIRD INSURANCE SERVICES INC |
01/28/2000 | AGN35509 | ||
| JAMES WARREN BAKER |
03/06/2018 | PRN297614 | ||
| RUBEN E. BAKHASH |
10/22/2025 | PRN527141 | ||
| BANKERS LIFE SECURITIES GENERAL AGENCY INC |
03/28/2017 | AGN251792 | ||
| EDWARD E. BAO JR |
04/28/2025 | PRN221552 | ||
| DAVID E. BARNES |
06/15/2011 | PRN190206 | ||
| GEORGE R. BARNES |
12/10/2024 | PRN501915 | ||
| SUSAN CLOUTIER BARNES |
10/08/2012 | PRN96994 | ||
| KEVIN BARRY |
11/09/2020 | PRN63767 | ||
| CHRISTOPHER BARTON |
11/17/2025 | PRN274476 | ||
| JAMES JOSEPH BARTON |
04/21/2025 | PRN325080 | ||
| PHILLIP JOSEPH BATCHELDER |
09/29/2020 | PRN344939 | ||
| JANE REBECCA BELL |
08/14/2006 | PRR97913 | ||
| JUSTIN BENDER |
10/13/2014 | PRN224776 | ||
| BENJAMIN F EDWARDS & CO INC |
10/12/2010 | AGN167739 | ||
| HOLLY LYNN BENSON |
01/17/2024 | PRR446320 | ||
| EDWARD HEATH BENWAY |
01/17/2018 | PRN158266 | ||
| GARY RICHARD BERGERON |
06/10/2015 | PRR175808 | ||
| BRIAN MICHAEL BERNATCHEZ |
01/09/1998 | PRR26360 | ||
| BERTHEL FISHER & COMPANY INSURANCE INC |
10/21/2008 | AGN100930 | ||
| BRADLEY BERTHIAUME |
09/27/2007 | PRR82840 | ||
| DAVID G. BILODEAU |
11/17/2025 | PRN533570 | ||
| CHRISTIAN PETER BISHOP |
08/31/2010 | PRR46581 | ||
| DAVID RODNEY BLACK |
01/17/2018 | PRR126227 | ||
| STEVEN MARK BLANCHARD |
08/16/2000 | PRR9764 | ||
| STEPHEN PAUL BLANCHETTE |
09/15/2012 | PRN204964 | ||
| MICHAEL THOMAS BLOSS |
01/27/2022 | PRN408690 | ||
| EMILY BOOTHROYD |
09/12/2024 | PRN348868 | ||
| MICHAEL G. BOTWINICK |
03/04/2009 | PRN106572 | ||
| ANA CAROLINA BOURASSEAU-CALDERON |
05/30/2024 | PRN485411 | ||
| JAMES R. BOYER |
05/01/2015 | PRN214018 | ||
| KATHERINE BOUCHER BRADY |
01/22/2018 | PRN275777 | ||
| MICHAEL J. BRENNAN |
05/12/2009 | PRR6965 | ||
| PATRICK J. BRENNAN |
08/03/2022 | PRR48490 | ||
| JOSHUA ROBERT BREWER |
10/29/2020 | PRR218966 | ||
| DONNA L. BROWN |
01/18/2018 | PRR54305 | ||
| ABIGAIL BRYANT |
08/29/2018 | PRR312445 | ||
| MICHAEL J. BURBANK |
07/30/2014 | PRN230327 | ||
| PETER N. BURBANK |
04/09/2014 | PRN171436 | ||
| THOMAS M. BURGER |
09/12/2025 | PRN27510 | ||
| ANDREW ELLIOT BURNS |
04/04/2024 | PRR130312 | ||
| DAVID WILLIAM BURR |
03/31/2022 | PRN176206 | ||
| STEVEN L. BUSQUE |
09/23/2024 | PRN496276 | ||
| DURELL BUZZINI |
01/23/2023 | PRN246585 | ||
| CHRISTINE BYRNE |
06/17/2019 | PRR97069 | ||
| CADARET GRANT & CO INC |
05/29/2018 | AGN244739 | ||
| JOHN VINCENT CAGGIANO |
08/21/2003 | PRN37673 | ||
| PETER CAHILL |
01/07/2025 | PRN341786 | ||
| CALTON & ASSOC INC |
01/09/2017 | AGN207282 | ||
| WILLIAM F. CAMPBELL |
04/19/2019 | PRR156121 | ||
| JEFFREY J. CANNELLA |
03/24/2008 | PRN135903 | ||
| CAPE SECURITIES INC |
02/03/2010 | AGN173965 | ||
| CAPITAL INVESTMENT GROUP INC |
01/20/2011 | AGN170737 | ||
| DOMINIC M. CAPUTO |
09/28/2018 | PRN278505 | ||
| KEVIN PATRICK CARBIN JR |
04/10/1997 | PRR26741 | ||
| MICHAEL TAYLOR CARMODY |
08/25/2021 | PRN392039 | ||
| NICHOLAS CARON |
08/04/2021 | PRN389748 | ||
| WILLIAM TOREY CARR |
09/02/2021 | PRR67334 | ||
| CENTAURUS FINANCIAL INC |
03/28/2007 | AGN39596 | ||
| CES INSURANCE AGENCY LLC |
01/03/1991 | AGN23075 | ||
| CETERA ADVISOR NETWORKS INS SERVICES LLC |
09/23/2013 | AGN218491 | ||
| CETERA ADVISORS LLC |
04/06/2000 | AGN47055 | ||
| CETERA FINANCIAL SPECIALISTS LLC |
04/04/2001 | AGN70449 | ||
| CETERA INVESTMENT SERVICES LLC |
09/19/2000 | AGN54272 | ||
| CETERA WEALTH SERVICES, LLC |
10/31/2016 | AGN26604 | ||
| DAVID K. CHAFFEE |
01/07/2019 | PRR125152 | ||
| ARTHUR R. CHAMBERLAIN |
07/26/2010 | PRR17123 | ||
| CHARLES SCHWAB & CO INC |
06/24/2021 | AGN39750 | ||
| CHASE INSURANCE AGENCY INC |
05/14/2010 | AGN51795 | ||
| COLE CHASE |
01/16/2026 | PRR443293 | ||
| AMY BARNES CHIPMAN |
05/11/2009 | PRR35915 | ||
| LLOYD W. CHURCH |
01/31/2024 | PRN341635 | ||
| CITIGROUP LIFE AGENCY LLC |
06/11/2009 | AGN165158 | ||
| CITIZENS SECURITIES INCORPORATED |
10/11/2001 | AGN72001 | ||
| MICHAEL P. CLARK |
05/17/2017 | PRR96165 | ||
| SCOTT A. CLARK |
03/26/2008 | PRR93444 | ||
| CATHERINE CLEALE |
05/04/2015 | PRR198669 | ||
| MICHAEL ADAM CLEARY |
06/16/2023 | PRR191098 | ||
| BRIAN JEFFREY CLEMENT |
08/21/2009 | PRR94077 | ||
| CHRISTOPHER CLINI |
08/04/2020 | PRN356668 | ||
| CHRISTOPHER C. COBURN |
01/13/2020 | PRR96235 | ||
| ROBERT NEAL COHEN |
10/03/2019 | PRN82520 | ||
| COMBINED BENEFITS UNITED, INC. |
06/12/2020 | AGR149829 | ||
| JUSTIN KALEB CONANT |
12/08/2016 | PRR264510 | ||
| CONCORDE INS AGENCY INC |
07/02/2020 | AGN231289 | ||
| JOHN E. CONNOLLY |
06/24/2008 | PRR74940 | ||
| DAWN MARIE CORNEAU |
11/04/2009 | PRN60921 | ||
| JACEY JEAN COSENTINO |
09/02/2025 | PRN491354 | ||
| JEFFERY COSSAR |
01/29/2026 | PRN534299 | ||
| LESLIE L. COUPER |
10/06/2020 | PRR78338 | ||
| MATTHEW C. COUZENS JR |
01/07/2025 | PRN142612 | ||
| MATTHEW CRANE |
05/24/2024 | PRR484645 | ||
| CREATIVEONE SECURITIES, LLC |
08/16/2012 | AGN183082 | ||
| CHAD R. CREMIEUX |
09/25/2024 | PRN494905 | ||
| JEAN M. CROSSLEY |
09/05/2017 | PRN291669 | ||
| CSFG INSURANCE AGENCY INC |
11/07/2013 | AGN170257 | ||
| CUNA MUTUAL INSURANCE AGENCY INC |
06/26/2000 | AGN34128 | ||
| GERALDINE B. CUNNINGHAM |
11/10/2006 | PRN132764 | ||
| SARAH T. CYR |
12/23/2025 | PRR438092 | ||
| THOMAS CYR |
02/17/2015 | PRR211029 | ||
| DANNY DABLE |
07/08/2022 | PRN423026 | ||
| LOREN L. DANIELSON |
12/28/2009 | PRN173477 | ||
| JAMES STEPHEN DAVIS III |
12/01/2009 | PRR82984 | ||
| MELINDA F. DAVIS |
05/07/2025 | PRN515028 | ||
| RANDALL DEAN |
07/07/2020 | PRR281061 | ||
| PETER KEVIN DESCHAMP |
05/07/2012 | PRR42035 | ||
| ALEX DICHTER |
03/20/2023 | PRN427303 | ||
| JONATHAN MICHAEL DODD |
12/18/2017 | PRN229314 | ||
| MARSHALL J. DODGE |
01/22/2021 | PRN221303 | ||
| JAMES LEE DOLAN |
01/31/2022 | PRN409017 | ||
| REBECCA A. DRAKE |
12/01/2020 | PRR232431 | ||
| PATRICK J. DROUILLARD |
08/20/2019 | PRN249433 | ||
| THOMAS WILLIAM DUFF |
07/11/2005 | PRR39100 | ||
| DONALD DUFFY |
05/20/2021 | PRR216206 | ||
| MARTIN EDWARD DUGGAN |
09/08/2016 | PRR24727 | ||
| DAVID AUBREY DUNFEE |
10/16/2013 | PRR42047 | ||
| R DUNUWILA |
06/10/2020 | PRN286574 | ||
| GREGORY EASTMAN |
03/23/2022 | PRN414264 | ||
| EDWARD D JONES & CO LP |
12/07/1998 | AGN32534 | ||
| NICHOLAS JEFFREY ELLIOTT |
08/25/2023 | PRN453252 | ||
| RAYMOND A. EMERY |
01/25/2021 | PRN373655 | ||
| EQUITABLE NETWORK LLC |
01/13/2012 | AGN189279 | ||
| EQUITY SERVICES INC |
10/17/2000 | AGN23852 | ||
| JOSEPH M. ERVOLINA |
06/08/2021 | PRN166227 | ||
| EDWARD ESCOBAR |
10/21/2020 | PRR331552 | ||
| ROBERT L. ESDALE |
09/18/2007 | PRN144000 | ||
| ESTATE INSURANCE SERVICES INC |
06/13/2000 | AGN62073 | ||
| SAMUEL ESTES |
06/21/2024 | PRR448758 | ||
| EXECUTIVE INSURANCE AGENCY INC |
08/05/2002 | AGN59547 | ||
| BONNIE M. FAHERTY |
03/25/2013 | PRR40587 | ||
| PETER JOHN FENDLER |
01/21/1999 | PRR19663 | ||
| DAVID L. FERLAND |
02/01/2016 | PRR119266 | ||
| MARK A. FEZZA |
07/01/2008 | PRN154936 | ||
| FIDX GROUP LLC |
04/22/2025 | AGN476814 | ||
| DANIEL J. FINNEGAN |
07/11/2016 | PRN268762 | ||
| FIRST HEARTLAND CAPITAL INC |
05/23/2001 | AGN67994 | ||
| FREDERICK H. FISCHER |
07/29/1997 | PRR11796 | ||
| LAURA L. FLEMING |
12/09/2022 | PRN128661 | ||
| CHERYL M. FLEWELLING |
06/05/2018 | PRR74467 | ||
| KEVIN M. FLYNN |
08/10/2022 | PRN422750 | ||
| KIRK M. FOGG |
04/03/2000 | PRR67111 | ||
| EDWARD PATRICK FOLEY IV |
01/18/2018 | PRR260850 | ||
| DANIEL M. FONTAINE |
06/23/2021 | PRN300040 | ||
| FORTUNE FINANCIAL SERVICES INC |
10/20/2017 | AGN131721 | ||
| DREW E. FRIZLEN |
09/28/2010 | PRN182074 | ||
| MICHAEL SCOTT FRONTERA |
11/05/2019 | PRN131957 | ||
| JOSHUA CRAIG FUNSCH |
08/18/2023 | PRN459678 | ||
| ALBERT J. FUSCA |
09/15/2014 | PRN45188 | ||
| ROLAND P. GAGNE |
03/18/2022 | PRR31396 | ||
| CHRISTOPHER DANIEL GAGNON |
09/10/2021 | PRR110562 | ||
| DANIEL RONALD GAGNON SR |
05/24/2019 | PRN34311 | ||
| BRENDAN GALLAGHER |
10/09/2025 | PRR522707 | ||
| DAVID JOSEPH GALLANT |
08/09/2000 | PRR20783 | ||
| JON GANDY |
11/20/2025 | PRN483084 | ||
| MICHAEL P. GARA |
12/31/2024 | PRN231227 | ||
| GRACIO A. GARCIA |
01/22/2021 | PRN192850 | ||
| KEVIN M. GARDEN |
04/06/2021 | PRN333530 | ||
| CONNIE LOUISE GARDINER |
05/23/2024 | PRR475014 | ||
| KENNETH RAY GARDINER |
12/19/2017 | PRR105031 | ||
| CHRISTOPHER GARDNER |
04/10/2023 | PRN412054 | ||
| MATTHEW M. GARNETT |
07/05/2019 | PRN180690 | ||
| TERRY L. GARRARD |
10/01/2018 | PRN111269 | ||
| ROBERT J. GAYNIER |
08/01/2023 | PRN175953 | ||
| GENEOS WEALTH MANAGEMENT INC |
05/14/2008 | AGN93118 | ||
| ALEXANDRE GEORGIEV JR |
06/28/2013 | PRN203949 | ||
| JOSEPH LAWRENCE GERARD |
09/22/2021 | PRN376181 | ||
| MARION BLATSOS GILMAN |
10/08/2023 | PRN405668 | ||
| GARY D. GINSBERG |
08/04/2025 | PRN358615 | ||
| EMILY JEAN GLAZA |
08/30/2023 | PRN459538 | ||
| WILLIAM PAUL GLIDDEN |
10/04/2018 | PRR318467 | ||
| PATRICK S. GOLDEN |
02/13/2025 | PRN457590 | ||
| JAMES M. GONYER |
10/09/2020 | PRN189210 | ||
| BRANDON WILLIAM GOODRICH |
11/18/2020 | PRR368749 | ||
| GRADIENT SECURITIES LLC |
10/12/2009 | AGN167808 | ||
| KELLIE S. GRAHAM |
07/31/2025 | PRN487399 | ||
| ALEX GRAMMATIC |
04/04/2019 | PRN261213 | ||
| ANDREW C. GRANDE |
05/29/2024 | PRN386790 | ||
| GREAT POINT CAPITAL LLC |
09/20/2021 | AGN386029 | ||
| MATTHEW PETER GRILLO |
03/18/2025 | PRN370808 | ||
| MICHAEL SEBASTIAN GUERRERO |
10/23/2018 | PRN236258 | ||
| KRISTIN M. GUIBORD |
10/28/2011 | PRR155910 | ||
| TYLER GUNDERSON |
01/23/2026 | PRN522714 | ||
| DAVID GUNTER |
09/25/2025 | PRN175900 | ||
| HAL D. GUY |
06/12/2008 | PRN86664 | ||
| RICHARD K. HACKETT |
07/26/2006 | PRN54518 | ||
| DONALD CLYDE HAGSTROM |
07/23/2013 | PRR59187 | ||
| HALO INVESTING INSURANCE SERVICES, LLC |
09/22/2021 | AGN377392 | ||
| ALLEN S. HAMILTON |
09/20/2024 | PRN159723 | ||
| RONALD LEE HAMILTON |
04/25/2017 | PRN286120 | ||
| THOMAS BURGESS HAMLIN |
12/02/2013 | PRN34156 | ||
| ROBERT G. HAMMOND |
04/29/2016 | PRN264634 | ||
| HANTZ AGENCY LLC |
07/14/2020 | AGN246267 | ||
| STACI A. HARDY |
02/03/2025 | PRN349062 | ||
| RICHARD HARMAN |
04/21/2023 | PRN448581 | ||
| ROBERT J. HARMATYS |
03/27/2017 | PRR146565 | ||
| LENA-JO MARIE HARTLEY |
03/04/2009 | PRR46301 | ||
| VINCE RICHARD HAWLEY |
04/02/2025 | PRN511282 | ||
| MATTHEW I. HECKER |
03/20/2023 | PRN352675 | ||
| BENJAMIN CHARLES HENCHEL |
02/09/2012 | PRR122302 | ||
| CASEY KOMENICH HENCZ |
05/07/2024 | PRN476206 | ||
| BRENDAN HENIGE |
08/22/2023 | PRN459677 | ||
| HIGHLAND CAPITAL BROKERAGE INC |
04/03/2020 | AGN118406 | ||
| HIGHTOWER SECURITIES LLC |
03/06/2014 | AGN161942 | ||
| TIMOTHY DEANE HISCOCK |
09/03/2021 | PRR112675 | ||
| DIANE E. HOENIG |
01/28/2019 | PRR52414 | ||
| JILLIAN ANNE HOFFMAN |
11/04/2024 | PRN138998 | ||
| SCOTT A. HOKE |
02/26/2024 | PRN476515 | ||
| JOHN HOLBROOK |
11/20/2025 | PRN522045 | ||
| HORNOR TOWNSEND & KENT LLC |
10/31/2001 | AGN35004 | ||
| BRIAN A. HUFF |
10/07/2024 | PRN333369 | ||
| JOHN HUGHES |
05/19/2017 | PRR67496 | ||
| HUNTINGTON INVESTMENT CO THE |
01/08/2021 | AGN247763 | ||
| RAYMOND D. HURT |
01/13/2023 | PRN441148 | ||
| THOMAS R. HURT |
01/13/2023 | PRN37925 | ||
| CHARLES IBACH |
02/05/2021 | PRN310026 | ||
| SCOTT T. ILES |
07/25/2022 | PRN417556 | ||
| INDEPENDENT FINANCIAL GROUP INC |
08/27/2012 | AGN112199 | ||
| INNOVATION PARTNERS LLC |
11/06/2020 | AGN261690 | ||
| INTEGRITY ALLIANCE, LLC |
03/22/2007 | AGN130492 | ||
| ALAN B. IRVING II |
02/06/2004 | PRN86062 | ||
| J W COLE INS SERVICES INC |
10/21/2008 | AGN120682 | ||
| JOSEPH MICHAEL JABAR JR |
11/03/1997 | PRR47865 | ||
| JACKSON NATIONAL LIFE INSURANCE AGENCY LLC |
09/14/2004 | AGN104194 | ||
| JAMES JACKSON IV |
01/18/2018 | PRR10818 | ||
| ROBYN E. JAMESON |
12/13/2024 | PRN298281 | ||
| JANNEY MONTGOMERY SCOTT LLC |
06/05/2008 | AGN88665 | ||
| JH SIGNATURE INSURANCE AGENCY, INC |
03/23/2007 | AGN56449 | ||
| THOMAS ANCEL JOHNS |
08/01/2007 | PRR36396 | ||
| CAROL ANN JOHNSON |
06/05/2019 | PRR332321 | ||
| JOHNSTONE BROKERAGE SERVICES, LLC |
04/29/2024 | AGN436503 | ||
| GRANT C. JOHNSTONE |
04/23/2024 | PRN436164 | ||
| LUCAS JORDAN |
10/17/2024 | PRR471515 | ||
| TYLER L. JUDKINS |
04/30/2025 | PRR212222 | ||
| DANIEL CHRISTIAN KELLEY |
05/25/2018 | PRN294757 | ||
| PETER A. KEMOS |
03/29/2024 | PRR440183 | ||
| JEFFREY JOEL KEMPTON |
07/13/2009 | PRR33420 | ||
| LAWRENCE P. KENNARD |
08/01/2024 | PRN488255 | ||
| RICK KENT |
08/28/2024 | PRN317035 | ||
| KESTRA INVESTMENT SERVICES LLC |
05/13/2021 | AGN78771 | ||
| KEYCORP INSURANCE AGENCY USA INC |
05/23/2008 | AGN98784 | ||
| MICHELLE ANN KEYZER |
05/16/2017 | PRN286203 | ||
| KFC INSURANCE AGENCY INC |
01/24/2003 | AGN56932 | ||
| ARAM A. KHAVARI |
05/07/2018 | PRR92389 | ||
| ANDREW J. KIRK |
10/06/2022 | PRN144451 | ||
| JUSTIN KISSNER |
12/06/2018 | PRN322121 | ||
| CHRISTOPHER ALLEN KLIMASH |
07/21/2009 | PRR72449 | ||
| DANIELLE C. KLIMASH |
02/14/2025 | PRR163899 | ||
| AARON CALVIN KNAPP |
02/07/2023 | PRR43698 | ||
| PAUL S. KOBEL |
12/05/2025 | PRN308706 | ||
| RONALD ARLEN KOFSTAD JR |
06/12/2019 | PRR20766 | ||
| EDMOND GEORGE KONRAD |
02/07/2023 | PRN436475 | ||
| GREGORY KORNGUT |
02/28/2025 | PRN504171 | ||
| HENRY MARK KORNGUT |
02/28/2025 | PRN504170 | ||
| JAMES KOS |
06/26/2023 | PRR392502 | ||
| BRYAN H. KOSSOVE |
09/10/2025 | PRN353217 | ||
| KOVACK SECURITIES INC |
05/25/2010 | AGN92960 | ||
| ASHLEY KIM KRINER |
08/23/2023 | PRN440905 | ||
| BRYCE A. KRONK |
03/16/2023 | PRR273375 | ||
| DAVID M. LABOURDETTE |
11/29/2024 | PRN162765 | ||
| THOMAS LABRIE |
12/12/2018 | PRN181012 | ||
| JOHN R. LACHAPELLE |
10/14/2005 | PRN59039 | ||
| CHRISTOPHER JEROME LALA |
01/15/2024 | PRN469244 | ||
| ALBERT JOSEPH LANGUET III |
04/12/2006 | PRR48219 | ||
| DOMINICK LAPENNA |
09/19/2024 | PRN442760 | ||
| LASALLE ST SECURITIES LLC |
09/04/2002 | AGN81984 | ||
| THE LEADERS GROUP INC |
07/25/2002 | AGN49672 | ||
| JENNIFER L. LEBEL |
04/13/2005 | PRR43987 | ||
| JAMES F. LEBLOND |
02/07/2020 | PRR51384 | ||
| JOHN L. LEDER |
06/24/2021 | PRN355030 | ||
| JAMES SILAS LEE |
07/21/2021 | PRN387641 | ||
| JOHN ANTHONY LEMIEUX |
01/29/2026 | PRN539133 | ||
| SCOTT L. LEMIEUX |
05/17/2013 | PRR52120 | ||
| WILLIAM ROBERT LENZOTTI |
09/23/2024 | PRN424312 | ||
| DARYL J. LEPAGE |
10/01/2024 | PRN493744 | ||
| MATTHEW J. LIBBY |
04/07/2022 | PRR261111 | ||
| DAMON G. LICHTENBERGER |
10/16/2020 | PRN364956 | ||
| THE LIFE AND ANNUITY SHOP LLC |
06/04/2020 | AGN166882 | ||
| LIFEMARK SECURITIES CORP |
02/26/1995 | AGN41403 | ||
| LINCOLN INVESTMENT PLANNING LLC |
02/02/2001 | AGN69935 | ||
| LION STREET INSURANCE SERVICES LLC |
05/08/2014 | AGN162588 | ||
| MATTHEW N. LOITZ |
06/17/2008 | PRN134291 | ||
| EDMOND B. LOUGHLIN |
01/22/2020 | PRR84494 | ||
| THOMAS JOSEPH LOUGHLIN |
08/30/2019 | PRN108991 | ||
| LPA INSURANCE AGENCY INC |
05/04/2001 | AGN62230 | ||
| LPL FINANCIAL LLC |
03/12/2003 | AGN23010 | ||
| MICHAEL ROBERT LYETH |
09/23/2020 | PRN50597 | ||
| MICHAEL DREW LYNCH |
05/22/2000 | PRR31520 | ||
| M HOLDINGS SECURITIES INC |
07/17/2000 | AGN65263 | ||
| WILLIAM M. MACDONALD |
11/25/2025 | PRR93148 | ||
| ARTHUR W. MACGREGOR |
12/20/1999 | PRN22225 | ||
| STEVEN BELA MAGYAR |
12/16/2015 | PRR261777 | ||
| MAINELY INSURANCE SOLUTIONS |
10/12/2020 | AGR184532 | ||
| MICHELLE MARIE MAKI |
05/01/2017 | PRR61894 | ||
| TROY ABBOTT MALBON |
08/23/2024 | PRR123525 | ||
| JOEL S. MALO |
06/27/2005 | PRN86706 | ||
| SHAWN MALONEY |
05/29/2025 | PRN515175 | ||
| MARK A. MAPPA |
01/02/2025 | PRN355691 | ||
| PAUL MICHAEL MARINO |
11/04/2009 | PRN99885 | ||
| CHRISTOPHER ARTHUR MARKOS |
12/13/2021 | PRR155136 | ||
| RICHARD JAMES MAROONEY |
02/05/2020 | PRN348461 | ||
| KELLY ROXANNE MARSHALL |
05/16/2017 | PRN286266 | ||
| KELLY ANN MARTIN |
01/18/2018 | PRR38101 | ||
| RUTH M. MATT |
04/16/2014 | PRR23899 | ||
| IAN W. MCARTHUR |
12/16/2009 | PRR74542 | ||
| JAMES M. MCBRIDE |
03/17/2020 | PRN199249 | ||
| CONOR MCCANN |
04/30/2025 | PRR355495 | ||
| JAMES FRANCIS MCCARTHY |
01/07/2021 | PRN371865 | ||
| MICHAEL MCCORMICK |
12/11/2024 | PRN318634 | ||
| MATTHEW JOHN MCCOY |
04/23/2025 | PRN481810 | ||
| CRAIG M. MCDANIEL |
04/14/2020 | PRN352240 | ||
| LUCAS C. MCDANIELS |
02/02/2022 | PRR268996 | ||
| LANCE EUGENE MCGINNIS |
02/21/2025 | PRN448169 | ||
| ROBERT JAMES MCKAY II |
01/04/2002 | PRR26660 | ||
| ROBERT J. MCNAMARA |
09/14/2021 | PRN390680 | ||
| SANDRA ELIZABETH MCPEAK |
12/10/2009 | PRN172696 | ||
| BEN MCPHERSON |
11/25/2025 | PRN518079 | ||
| ELIZABETH MCVITTIE |
04/12/2007 | PRN138365 | ||
| CHAD MCWHORTER |
02/01/2024 | PRN473237 | ||
| ROBERT C. MEISSNER |
07/20/2021 | PRN166225 | ||
| SHEILA S. MENAIR |
03/21/2017 | PRR74315 | ||
| MERRILL LYNCH LIFE AGENCY INC |
06/03/1999 | AGN47860 | ||
| RONALD E. MERRILL |
06/02/2000 | PRR16488 | ||
| ALAN W. MILLER |
03/31/2005 | PRR91049 | ||
| JOHN MILLER |
10/29/2020 | PRN366945 | ||
| RICHARD C. MILLER |
08/14/2000 | PRN47048 | ||
| ALEXANDER I. MILLS |
11/04/2024 | PRR235507 | ||
| SACHA MILLSTONE |
10/04/2010 | PRN56410 | ||
| SASA MIRKOVIC |
08/15/2014 | PRN85630 | ||
| JEFFREY ROBERT MISHOL |
08/04/2008 | PRN130205 | ||
| SONYA L. MITCHELL |
10/16/2023 | PRR154824 | ||
| MML INSURANCE AGENCY LLC |
06/19/2019 | AGN34945 | ||
| EILEEN MARIAN MONAHAN |
08/29/2025 | PRR32172 | ||
| MONEY CONCEPTS CAPITAL CORP |
12/14/1999 | AGN44204 | ||
| MONEY CONCEPTS INTERNATIONAL INC |
09/22/2011 | AGN138561 | ||
| MOORS & CABOT INC |
10/05/2011 | AGN175383 | ||
| MICHAEL A. MORDENTI |
02/05/2021 | PRN168129 | ||
| MORGAN STANLEY INSURANCE SERVICES INC |
04/10/2007 | AGN130525 | ||
| BRUCE R. MORRISON |
09/26/2008 | PRN64909 | ||
| GRETCHEN ROCHELLE MORSE |
10/29/2014 | PRR139912 | ||
| JOSEPH MOSES |
05/22/2024 | PRN81419 | ||
| MEGAN MOTLEY |
06/28/2021 | PRN386766 | ||
| DANIEL JAMES MURPHY |
06/19/2019 | PRN326566 | ||
| RICHARD E. MURPHY JR |
01/14/1994 | PRR12098 | ||
| MUTUAL OF OMAHA MARKETING CORPORATION |
09/28/2011 | AGN31225 | ||
| MWA FINANCIAL SERVICES INC |
07/06/2007 | AGN94734 | ||
| FREDRICK JAY NADEAU JR |
01/18/2018 | PRR186503 | ||
| MARIA NATARELLI |
09/03/2014 | PRN198572 | ||
| NATIONWIDE FINANCIAL GENERAL AGENCY INC |
03/15/2000 | AGN48647 | ||
| MICHAEL G. NELSON |
03/29/2021 | PRN377119 | ||
| PATRICK CHRISTOPHER NELSON |
06/14/2021 | PRN385378 | ||
| NEXT FINANCIAL GROUP INC |
07/30/2001 | AGN65625 | ||
| NFP INSURANCE SERVICES INC |
06/15/2000 | AGN36972 | ||
| XUAN THANH NGUYEN |
12/22/2003 | PRN79526 | ||
| COREY DANIEL NORMAN |
07/27/2022 | PRN199321 | ||
| NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC |
01/09/2002 | AGN82119 | ||
| KEVIN EDWARD NORWOOD |
12/10/2021 | PRN269121 | ||
| PETER J. NOTO |
10/03/2024 | PRN442746 | ||
| KENNETH RAYMOND NOTT |
04/20/2020 | PRR116128 | ||
| RAYMOND O BANNION |
03/20/2025 | PRN510591 | ||
| ROBERT RONALD O BRAITIS |
04/28/2025 | PRN436677 | ||
| TIMOTHY S. O CONNOR |
10/17/2016 | PRN276513 | ||
| JEFFREY F. O'SULLIVAN |
07/02/2013 | PRR26537 | ||
| MATTHEW ROBERT OGIER |
06/02/2005 | PRR48565 | ||
| OHIO NATIONAL INSURANCE AGENCY INC |
03/18/2019 | AGN97505 | ||
| NICK ONDER |
05/14/2018 | PRN308433 | ||
| RANDALL E. ONEAL |
07/07/2015 | PRN250031 | ||
| OPPENHEIMER LIFE AGENCY LTD |
04/26/2002 | AGN26497 | ||
| BRIAN EDWARD ORR |
05/04/2022 | PRN410580 | ||
| OSAIC INSTITUTIONS, INC |
08/20/2002 | AGN88278 | ||
| OSAIC WEALTH INC |
05/18/1993 | AGN31197 | ||
| MATTHEW ROLAND OUELLETTE |
03/09/2016 | PRR148004 | ||
| ANTHONY PALMA |
06/29/2020 | PRN355548 | ||
| SCOTT MILLARD PALMER |
06/03/2004 | PRR14358 | ||
| PARK AVENUE SECURITIES LLC |
08/01/2012 | AGN65324 | ||
| PARKLAND SECURITIES LLC |
03/27/2002 | AGN83558 | ||
| JEFFREY A. PARSONS |
10/03/2007 | PRN108037 | ||
| GARY W. PAUL |
08/27/2024 | PRN481921 | ||
| DANA S. PELKEY |
04/06/2020 | PRR68654 | ||
| KIM L. PELKEY |
07/11/2007 | PRR56929 | ||
| MICHAEL R. PERRY |
10/23/2025 | PRN431101 | ||
| MATTHEW LEONARD PESCATORE |
05/08/2025 | PRN444779 | ||
| MICHAEL J. PETIX |
10/17/2024 | PRN89312 | ||
| PNC INSURANCE SERVICES LLC |
05/08/2019 | AGN63109 | ||
| LISA LYNNE POMERLEAU |
02/19/2014 | PRR89453 | ||
| ZOLTAN PONGRACZ |
12/21/2020 | PRN368052 | ||
| DONALD ALPHONSE POULIN |
12/21/1998 | PRR11037 | ||
| NORMAND POULIN JR |
06/22/2000 | PRR43904 | ||
| PREFERRED PRODUCT NETWORK INC OF MAINE |
03/24/2000 | AGN19480 | ||
| PREMIER INS PARTNERS LLC |
06/04/2020 | AGN232010 | ||
| STEVEN JOHN PRENDERGAST |
05/05/2009 | PRN165925 | ||
| BRIAN R. PRICHARD |
01/21/2005 | PRR84312 | ||
| PRIVATE CLIENT SERVICES LLC |
02/18/2011 | AGN183640 | ||
| PROSPERA LIFE & ANNUITY SERVICES INC |
06/18/2021 | AGN127016 | ||
| PROSPERITY ADVANTAGE MARKETING LLC |
06/04/2020 | AGN175564 | ||
| BRIAN PATRICK PURCELL JR |
01/31/2024 | PRN232670 | ||
| PURSHE KAPLAN STERLING INVESTMENTS INC |
01/22/2009 | AGN110520 | ||
| SUSAN J. PYE |
12/02/2020 | PRR107457 | ||
| NICHOLE D. RAFTOPOULOS |
12/29/2025 | PRN149947 | ||
| CINDY EMBRY RAMSEY |
10/15/2024 | PRN112899 | ||
| JARED P. RANGER |
02/07/2023 | PRR144979 | ||
| JOHN ARTHUR RAUDAT |
06/05/2014 | PRN162433 | ||
| RAWLINGS INSURANCE SERVICES LLC |
06/04/2020 | AGN197982 | ||
| RAYMOND JAMES INS GROUP INC |
12/24/2015 | AGN233191 | ||
| RBC CAPITAL MARKETS LLC |
04/30/2002 | AGN84770 | ||
| CHRISTOPHER JOHN REANEY |
12/23/2015 | PRN125762 | ||
| MICHAEL ALAN REED |
01/27/2003 | PRR15922 | ||
| JOHN WALES REEDER |
01/25/2021 | PRN47731 | ||
| REGULUS FINANCIAL GROUP, LLC |
04/28/2025 | AGN310875 | ||
| JOSHUA G. RENT |
06/26/2024 | PRR167603 | ||
| RETIREONE INVESTMENT SERVICES, LLC |
09/24/2024 | AGN259181 | ||
| MARCUS ALLEN RICK |
09/11/2025 | PRN519718 | ||
| DANA A. RICKER |
05/18/2022 | PRR47290 | ||
| NATALYA V. ROBBINS |
01/18/2018 | PRR78405 | ||
| MICHAEL ANDREW ROBICHAUD |
08/03/2020 | PRR59980 | ||
| PETER ROBINSON |
02/25/2015 | PRN242341 | ||
| ROCKEFELLER CAPITAL MANAGEMENT INSURANCE SERVICES LLC |
07/01/2021 | AGN321527 | ||
| CHRISTOPHER G. ROGERS |
05/15/2007 | PRR27047 | ||
| PAUL A. ROMANO |
02/14/2025 | PRR66530 | ||
| MICHAEL G. ROUGHTON |
08/23/2024 | PRN492384 | ||
| LIBBY SUE ROUNTREE |
03/24/2006 | PRR62015 | ||
| AARON PIKE RUGH |
04/27/2015 | PRR39918 | ||
| ASHLEY ISOLDE RUNNICLES |
05/23/2025 | PRN514146 | ||
| ANDREW RUTNER |
10/03/2025 | PRN453130 | ||
| EDWARD RYAN |
06/25/2024 | PRN475643 | ||
| SAGE RUTTY AND CO INC |
03/05/2010 | AGN106912 | ||
| SANTANDER SECURITIES LLC |
11/23/2015 | AGN242444 | ||
| BRUCE ROBERT SAWYER |
02/07/2008 | PRR20266 | ||
| SBHU LIFE AGENCY INC |
12/22/2008 | AGN158963 | ||
| ANDREW MICHAEL SCHIEFER |
06/15/2021 | PRN385374 | ||
| DANA H. SCHWINCK |
08/19/2025 | PRN365560 | ||
| MICHAEL STEVEN SCOTT |
03/21/2025 | PRR343060 | ||
| KENNETH SCRIMA |
05/06/2019 | PRN224156 | ||
| CHRISTOPHER MICHAEL SCUDERI |
08/28/2024 | PRN464374 | ||
| JANINE J. SCURA |
04/18/2024 | PRN445128 | ||
| SECURIAN FINANCIAL SERVICES INC |
08/21/2002 | AGN43013 | ||
| DAREN PHILLIP SEEKINS |
08/30/2010 | PRR83490 | ||
| TODD A. SEESMAN |
02/11/2022 | PRN153107 | ||
| SENTINEL INSURANCE AGENCY, LLC. |
04/06/2004 | AGN95852 | ||
| JASON ANDREW SEYMOUR |
09/26/2019 | PRR191709 | ||
| DAVID C. SHEA |
03/15/2021 | PRN375083 | ||
| CHRISTOPHER J. SHELTON |
07/08/2024 | PRR218726 | ||
| JASON BISHOP SHINN |
03/08/2013 | PRR154409 | ||
| THOMAS E. SHUPE JR |
07/12/2021 | PRR388017 | ||
| SIGMA FINANCIAL CORP |
04/04/2008 | AGN112970 | ||
| JONATHAN ROBERT SINGER |
12/30/2009 | PRR34390 | ||
| STEVEN SISKIN |
08/24/2022 | PRN409312 | ||
| JAY ELLIOTT SKOLNICK |
05/18/2021 | PRN382104 | ||
| WILLIAM F. SLATTERY JR |
09/23/2013 | PRN83432 | ||
| JOHN L. SMALLWOOD |
04/22/2025 | PRN70663 | ||
| AARON FRANCIS SMITH |
06/17/2025 | PRN373984 | ||
| MARK L. SMITH |
09/05/2019 | PRN246851 | ||
| THOMAS BERTRAND SNOW |
01/07/2000 | PRR39995 | ||
| MARK D. SOLOPERTO |
03/10/2021 | PRN235268 | ||
| SOMERSET SECURITIES INC |
12/05/2013 | AGN217433 | ||
| SORRENTO PACIFIC FINANCIAL LLC |
03/23/2007 | AGN117455 | ||
| SOUTHWEST ANNUITIES MARKETING LLC |
06/04/2020 | AGN212932 | ||
| JOEL THOMAS SPEAKMAN |
09/18/2025 | PRN527686 | ||
| BRENDAN T. SPILLANE |
03/12/2021 | PRN307136 | ||
| GEORGE M. SPINO |
04/15/2009 | PRR18742 | ||
| STUART J. SPIVAK |
04/14/2014 | PRN138844 | ||
| DIANNE ELIZABETH STEEN |
08/04/2016 | PRN110781 | ||
| BROOKS W. STEVENS |
06/21/2024 | PRR198152 | ||
| JENNIFER L. STEVENS |
11/22/2019 | PRN219925 | ||
| ANDREW C. STICKNEY |
11/07/2005 | PRR52121 | ||
| STIFEL NICOLAUS & COMPANY INCORPORATED |
01/13/2003 | AGN82502 | ||
| JOSEPH STONE |
10/22/2009 | PRN59994 | ||
| STEPHEN B. STROUT |
02/21/2018 | PRR205576 | ||
| ARTHUR BLAND SULLIVAN |
06/28/2022 | PRN333601 | ||
| TBS AGENCY INC |
11/02/1999 | AGN50856 | ||
| TD WEALTH MANAGEMENT SERVICES INC |
01/15/2010 | AGN168720 | ||
| WILLIAM THOMAS |
07/02/2025 | PRN474888 | ||
| MARIO THYER |
09/02/2003 | PRR64301 | ||
| TIAA CREF INSURANCE AGENCY LLC |
07/26/2007 | AGN117714 | ||
| RYAN BERRY TICKNER |
06/03/2008 | PRN152002 | ||
| ERIC JAMES TIERNO |
09/18/2025 | PRR524538 | ||
| JOHN FRANCIS TILTON |
06/04/2019 | PRR293733 | ||
| OGDEN W. TIMPSON |
02/12/2020 | PRR73991 | ||
| SAMUEL JAMES TIPPET |
06/25/2012 | PRR39848 | ||
| JEFFREY M. TRACEY |
11/19/2012 | PRN156188 | ||
| ZACHARY W. TRACEY |
11/06/2020 | PRN286618 | ||
| MICHELLE TRAVERS |
01/23/2023 | PRR421694 | ||
| TRUIST INVESTMENT SERVICES INC |
06/04/2021 | AGN113321 | ||
| TRUSTMONT FINANCIAL GROUP INC |
04/28/2009 | AGN149786 | ||
| UBS FINANCIAL SERVICES INSURANCE AGENCY INC |
07/10/2007 | AGN44426 | ||
| BRETT ROBERT ULLEN |
05/17/2024 | PRN419111 | ||
| MATTHEW ANTHONY UNGER |
10/14/2024 | PRN496583 | ||
| UNITED PLANNERS FINANCIAL SERVICES OF AMERICA |
10/10/2005 | AGN24197 | ||
| USA FINANCIAL SECURITIES, LLC |
03/22/2021 | AGN120572 | ||
| STEPHEN UZONYI |
09/24/2025 | PRN445294 | ||
| RAYMOND L. VALLEE JR |
06/12/2020 | PRR16769 | ||
| BRETT J. VANANTWERP |
06/19/2018 | PRN310731 | ||
| VARIABLE CONTRACT AGENCY, LLC |
06/30/2021 | AGN349720 | ||
| WINSTON CASEY VENTURA |
04/23/2019 | PRN324063 | ||
| JUSTIN VIDOVICH |
10/07/2024 | PRN492041 | ||
| PAUL A. VIEL |
09/23/2024 | PRN442751 | ||
| MICHAEL VISCONTI |
02/11/2021 | PRN374942 | ||
| JONATHAN T. VISCOUNTE |
04/15/2022 | PRN103961 | ||
| VOYA FINANCIAL ADVISORS INC |
02/16/2000 | AGN45587 | ||
| VOYA INSURANCE SOLUTIONS INC |
06/21/2000 | AGN48395 | ||
| CHRISTIANE JOY WADSWORTH |
09/12/2023 | PRR368264 | ||
| STUART WAINSCOTT |
02/05/2021 | PRN310035 | ||
| DANIEL J. WALSH |
08/31/2005 | PRN116177 | ||
| MATTHEW WASHEK |
03/09/2020 | PRN327317 | ||
| WEALTHVEST MARKETING INC |
04/08/2020 | AGN170225 | ||
| CHADWICK AUGUST WEBER |
04/27/2004 | PRR86976 | ||
| BARRY WEISS |
06/27/2005 | PRN86801 | ||
| WELLS FARGO ADVISORS INSURANCE AGENCY LLC |
05/26/1999 | AGN61311 | ||
| WELLS FARGO WEALTH BROKERAGE INS AGENCY LLC |
07/15/2002 | AGN84772 | ||
| WENTWORTH FINANCIAL PARTNERS, LLC |
10/24/2013 | AGN217925 | ||
| JOEL M. WEST |
09/19/2025 | PRR166031 | ||
| WESTMINSTER FINANCIAL AGENCIES INC |
03/18/2019 | AGN97776 | ||
| RYAN WILLETTE |
08/25/2020 | PRR197018 | ||
| JOHN E. WILLIAMS |
01/09/2025 | PRN300610 | ||
| STEPHEN E. WILSON |
02/18/2025 | PRN457587 | ||
| KAREN TRUE WINSLOW |
12/11/1995 | PRR32175 | ||
| PAMELA SMITH WISE |
04/03/2025 | PRN351587 | ||
| MARK THOMAS WOODFIELD |
04/14/2014 | PRN230233 | ||
| COREY BRIAN WOODHEAD |
12/11/2001 | PRR58174 | ||
| WORLD FINANCIAL GROUP INSURANCE AGENCY LLC |
04/15/2002 | AGN38174 | ||
| WORLD INVESTMENTS, LLC. |
01/31/2012 | AGN83976 | ||
| KAREN WRIGHT |
12/26/2018 | PRN109617 | ||
| GRADY YORK |
01/19/2021 | PRN265438 | ||
| STEPHEN ALBERT ZAHKA |
04/27/2022 | PRN95028 | ||
| JOHN P. ZINN III |
12/09/2025 | PRR406880 | ||
| JOHN PHILIP ZINN JR |
05/07/2007 | PRR42857 |
| Description | Issue Date | Termination Date | Status |
|---|---|---|---|
| LIFE | 03/01/1996 | Active | |
| VARIABLE LIFE | 05/18/1998 | Active | |
| VARIABLE ANNUITY | 03/01/1996 | Active | |
| VARIABLE ANNUITY | 01/01/1901 | 03/01/1996 | Terminated |
| HEALTH | 01/01/1901 | 06/11/1990 | Terminated |
| LIFE AND HEALTH | 01/01/1901 | 06/11/1990 | Terminated |
| LIFE | 01/01/1901 | 03/01/1996 | Terminated |
| Type | Contact |
|---|---|
| PRODUCER LICENSING CONTACT | LICENSING APPOINTMENTS AND REGISTRATION SERVICES LICENSING APPOINTMENTS AND REGISTRATION SERVICES 213 WASHINGTON ST FL 17 NEWARK, NJ 07102-2917 Phone: +1 (973) 802-5300 Email: lourine.adams@prudential.com |
| SERVICE OF PROCESS | CT CORPORATION SYSTEM 3 CHASE AVE AUGUSTA, ME 04330-4525 Phone: +1 (855) 316-8944 Email: info@ctadvantage.com |
License/Disciplinary Action
None.
GENERAL INFORMATION
NAIC Information
National Producer Number (NPN)
| Phone Number | Type |
|---|---|
| +1 (651) 981-8801 | Office |
An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.
Date: 02/01/2026 08:39:57 PM
