black and white state seal

DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE

NATIONWIDE LIFE & ANNUITY INSURANCE COMPANY

INSURANCE COMPANY

License Number:
LHF62021
Status:
First Licensure:
04/23/1999
Cancel Date:
None
Renewal Date:
08/10/2025
NAIC Code:
92657

Mailing:
1 W NATIONWIDE BLVD # 1-14-301
COLUMBUS, OH 43215-2752
Phone:
+1 (614) 249-1545
Email:
finrpt@nationwide.com

History

License Type Start Date End Date
INSURANCE COMPANY 04/23/1999 08/10/2025

Employee

Name Issue Date License Number Expiration Date Cancel Date
1ST AMERICAN ESTATE PLANNING, LLC
06/29/2020 AGN352440
3 MARK FINANCIAL-TEXAS INC
10/15/2010 AGN46215
RYAN ABERNATHY
01/19/2010 PRN118367
HARRY J. ABRAHAMSEN
10/09/2024 PRN496011
ACCRETIVE WHOLESALE INSURANCE SERVICES LLC
05/08/2024 AGN388396
THE ACHIEVEMENT GROUP ENTERPRISES LLC
09/06/2022 AGN414721
ACRIMOUNT, LLC
02/22/2022 AGN366729
ACSIA PARTNERS LLC
09/15/2020 AGN205148
ACUMEN FINANCIAL ADVANTAGE LLC
02/10/2025 AGN505614
PETER JAMES ADCROFT
10/08/2024 PRN46636
JAMES ADE
01/25/2011 PRN154911
ADVISOR SHARE LLC
03/25/2024 AGN401594
ADVISORS EXCEL LLC
05/01/2014 AGN187564
AEGIS CAPITAL CORP
03/17/2022 AGN412941
AEGIS FINANCIAL LLC
03/31/2021 AGN112657
AFFINITY INSURANCE SERVICES INC
03/12/2004 AGN50950
AFX GLOBAL ADVISORS INC
04/04/2018 AGR121168
AGENT SUPPORT SERVICES LLC
07/23/2021 AGN51422
AGIS NETWORK INSURANCE SERVICES CORP.
10/14/2024 AGN421979
ABDEL ROHEEM AKEDJOU
10/10/2023 PRN465775
JAMES A. ALBANESE
10/19/2023 PRN427052
SALVATORE J. ALBANESE
05/30/2024 PRN66273
AUSTIN RICHARD ALBERT
12/22/2016 PRR139182
MEDEL ALBURO
10/13/2023 PRN466100
ALLEGIS ADVISOR GROUP
02/09/2024 AGN178395
ALLIED ELITE FINANCIAL, LLC
07/27/2015 AGN229440
DANNAE ALONSO
10/25/2021 PRN399182
ALPHA CAPITAL ADVISORS INC
09/22/2023 AGR162697
ALPHA SOLUTIONS MANAGEMENT LLC
03/30/2021 AGN205747
KENNETH LEIGHTON ALTER
08/29/2024 PRN379644
MAY LIWANAG ALWARD
12/12/2022 PRN439306
CHRISTOPHER AMATO
11/04/2024 PRN498061
AMERICAN BROKERAGE SERVICES INC
12/30/2021 AGN56366
AMERICAN SENIOR BENEFITS LLC
05/10/2019 AGN82564
AMERILIFE INS MARKETING LLC
01/15/2021 AGN230591
AMERIPRISE FINANCIAL SERVICES LLC
01/16/2015 AGN55156
MARJORIE LYNNE AMICO
05/10/2018 PRN52936
ROBERT DANIEL AMORUSO
09/18/2023 PRN213920
MARK THOMAS ANASTASOFF
07/09/2024 PRR17284
JENNY B. ANDERSSON
11/26/2019 PRN334980
ANNEXUS DISTRIBUTORS GLOBAL LLC
01/05/2024 AGN281130
ANNEXUS FI DISTRIBUTORS LLC
06/02/2014 AGN228939
ANNUITY MARKETING SERVICES, LLC
02/19/2021 AGN300212
ANNUITY SHOPPE LLC
07/24/2009 AGN154642
AON FINANCIAL & INSURANCE SOLUTIONS INC
02/03/2006 AGN103615
KOFFI K. AOUGA
08/02/2016 PRN269118
OSEI APPIAH
03/27/2023 PRN444193
ARKADIOS CAPITAL, LLC
11/29/2022 AGN436496
ANDREW A. ARONS
01/30/2017 PRN188683
ASCENSUS BROKER DEALER SERVICES, LLC
10/12/2023 AGN451132
ASH BROKERAGE LLC
03/18/2008 AGN56161
ASHTON THOMAS INSURANCE AGENCY, LLC
11/10/2021 AGN402922
ASSET MARKETING SYSTEMS INSURANCE SERVICES LLC
02/21/2006 AGN111824
ASSURANCE GROUP LLC
06/13/2018 AGN115368
ATLANTIC FEDERAL CREDIT UNION INSURANCE SERVICES LLC
09/30/2021 AGR70830
AUSDAL FINANCIAL PARTNERS INC
03/26/2025 AGN229468
AUXANI ADVISORS
04/15/2015 AGN248618
AVANTAX INSURANCE AGENCY LLC
09/13/2007 AGN64706
ROBERT L. AVERY
05/31/2024 PRN481765
AXIOS NETWORK, LLC
05/11/2023 AGN379740
THE AYCO SERVICES AGENCY LP
09/04/2019 AGN41213
B RILEY WEALTH MANAGEMENT INC
07/26/2022 AGN141295
MICHELLE BABISTA
07/09/2020 PRN354932
MIGCARL E. BABISTA
07/09/2020 PRN355294
ODIAS ALBERT BACHELDER II
02/21/2020 PRR53282
BACKNINE INS AND FINANCIAL SERVICES INC
09/30/2021 AGN299017
CHARLES EDWARD BAILEY
12/21/2023 PRN100035
KURT BAILEY
10/21/2019 PRN270938
ALEXANDER J. BAINES
01/14/2019 PRN269211
DANIEL JOSEPH BLANCO BALUYOT
05/01/2023 PRN448542
GABRIEL BAMANA
08/26/2022 PRN412010
EVAN MITCHEL BANKS
12/11/2023 PRN149867
PAUL BARBARINO
04/15/2010 PRN157549
SUZANNE G. BARHAM
06/01/2023 PRN450220
BRIAN ALLAN BARTLETT
04/30/2024 PRR198966
DENNIS CARL BARTOS
05/19/2016 PRN62974
BAY FINANCIAL ASSOC LLC
07/17/2019 AGN303284
NANETTE MAYANGI BAZOLADIO
09/13/2021 PRR382759
JOSEPH BEAN
02/12/2024 PRR422194
ROBERT ANDREW BEATTY
02/11/2015 PRN215401
WILLIAM JOSEPH BEAUDOIN
10/08/2024 PRR72807
ALLAN ARTHUR BECK
12/08/2022 PRR23279
ADAM DANIEL BEELER
03/11/2021 PRN376855
PATRICIA M. BEINE
02/19/2025 PRN508170
RICHARD A. BELOFSKY
02/06/2023 PRN173588
JOHN S. BELOIN
08/22/2023 PRN458928
BENCHMARK INVESTMENTS LLC
12/18/2019 AGN335412
BENEFIT FUNDING SERVICES, LLC.
09/27/2023 AGN382905
BENEFIT PLANS OF AMERICA LLC
01/16/2021 AGN213244
BENJAMIN F EDWARDS & CO INC
08/26/2009 AGN167739
PATRICIA LYNN BENNETT
08/12/2024 PRN35759
CHRISTOPHER T. BENOIT
01/22/2018 PRN301429
HOWARD DANIEL BERESSI
05/06/2025 PRR486402
GARY RICHARD BERGERON
04/22/2024 PRR175808
JOANN BERGERON
12/05/2001 PRN46015
DANIEL BERSSENBRUEGGE
07/07/2023 PRN455317
BERTHEL FISHER & COMPANY INSURANCE INC
09/14/2011 AGN100930
GUILHERME TATI BILA
04/22/2021 PRR374493
BILL L LEVINSON & ASSOCIATES INC
01/16/2024 AGN155014
BRIAN S. BIRCHER
03/31/2025 PRN248964
DAVID RODNEY BLACK
10/22/2021 PRR126227
CLAUDINE U. BLAISE
03/08/2023 PRN361058
STEPHEN PAUL BLANCHETTE
12/19/2024 PRN204964
MARY BLOSSER
10/24/2019 PRN260434
BNY MELLON INSURANCE AGENCY, INC
04/03/2001 AGN27592
JOHN BODNAR III
01/23/2025 PRN506065
MARK ROGER BOGERT
10/01/2018 PRN289854
LIBNI BORRAS
09/30/2021 PRN396196
AMANDA L. BOST
11/10/2021 PRR42979
BRIAN WAYNE BOWEN
05/25/2022 PRN76598
KRISTA LYNN BRANN
04/18/2025 PRR508918
BREAKTHROUGH INSURANCE GROUP
02/02/2023 AGN401004
JOSHUA ROBERT BREWER
01/22/2021 PRR218966
STEVEN ELLIOT BRICKER
10/07/2022 PRR331881
BROADTOWER INS SOLUTIONS
01/27/2017 AGN234754
PAUL HARRIS BROCK
07/30/2007 PRN21459
BROKERAGE INC
01/21/2022 AGN188467
BROKERS CHOICE OF AMERICA INC
03/29/2021 AGN54989
BROKERS CLEARING HOUSE LLC
08/25/2020 AGN85334
BROKERS INTERNATIONAL LLC
01/25/2022 AGN57682
BROKERS SERVICE MARKETING GROUP II LLC
08/16/2017 AGN67265
BROOKSTONE INSURANCE GROUP LLC
04/01/2021 AGN355272
JOEL E. BROTHERTON
07/03/2024 PRR467604
M PATRICK BROWN
11/22/2019 PRN338294
PAUL RICHARD BUCKLEY JR
11/03/2015 PRR19970
BUDDYINS
08/20/2024 AGN349533
REBECCA BURCHILL
03/03/2022 PRR74250
ROBERT C. BURNS JR
11/21/2016 PRN41060
ROBERT PARSONS BURNS
12/21/2017 PRR16270
SEAN MICHAEL BURR
06/07/2024 PRN254655
STEVEN L. BUSQUE
09/23/2024 PRN496276
ZACHARY RAYMOND BUTTE
10/14/2019 PRN340167
SCOTT ALAN BUTTERS
09/25/2023 PRR242052
BYRNE BYRNE & CO
04/21/2025 AGN193303
DANIEL A. BYRNE
04/22/2025 PRN326005
JOHN BYRNE
11/08/2024 PRR224733
YANG CAI
01/29/2025 PRN483560
STEVEN LOUIS CAMINITI
06/17/2019 PRR37892
CAMMON COMPANY
09/25/2009 AGN158718
CAPITAS AGENCY LLC
07/27/2016 AGN127385
JENNIFER L. CARLETON
11/18/2019 PRN205450
GREGORY CARLEY
11/21/2016 PRN276622
WILLIAM TOREY CARR
06/05/2018 PRR67334
VONNERIKA YVETTE CARRINGTON
03/24/2023 PRN444106
CARROLL HARPER & ASSOCIATES INC
05/01/2015 AGR47709
RYAN CARSON
06/11/2024 PRN485697
BRENNAN MAXWELL CARTER
01/03/2024 PRN472164
SCOTT P. CARTER
07/13/2023 PRR17778
STEPHEN J. CARUSO
01/21/2020 PRN311672
STEVEN ANTHONY CATT
01/30/2024 PRN474628
CAVALIER INS MARKETING SERVICES LLC
01/26/2024 AGN195427
CBIZ LIFE INSURANCE SOLUTIONS INC
01/15/2025 AGN112610
ROBERT CERAN
02/07/2025 PRN507170
CES INSURANCE AGENCY LLC
01/28/2002 AGN23075
CETERA ADVISOR NETWORKS LLC
09/13/2013 AGN26604
CETERA ADVISORS LLC
10/03/2016 AGN47055
CETERA INVESTMENT SERVICES LLC
06/08/2001 AGN54272
CFD INVESTMENTS INC
07/31/2024 AGN465629
JASON E. CHAMBERLAIN
11/30/2017 PRN251604
DIANNE MARIE CHAMBERS
12/02/2024 PRN385506
CHAMPOUX INSURANCE GROUP
04/07/2021 AGR62519
CHAPIN DAVIS INSURANCE INC
05/16/2024 AGN438075
CHARLES SCHWAB & CO INC
09/25/2023 AGN39750
CHARLES T SMITH INSURANCE AGENCY INC
01/18/2008 AGN47969
CHASE INSURANCE AGENCY INC
07/30/2008 AGN51795
COLE CHASE
10/14/2024 PRR443293
MARK BODIE CHASE
01/05/2024 PRN472150
DAN FENG CHEN
10/19/2021 PRN322613
MACKENZIE JAMES CHRYSTAL
01/28/2025 PRN319592
ALLEN PAUL CHUNG
05/02/2023 PRN448709
CITIGROUP LIFE AGENCY LLC
06/02/2009 AGN165158
CITIZENS SECURITIES INCORPORATED
08/03/2001 AGN72001
CLARIS ADVISORS LLC
10/14/2019 AGN235949
DEREK CLARK
05/12/2023 PRR195889
MICHAEL P. CLARK
11/11/2015 PRR96165
RICHARD SHERMAN CLOUGH II
07/14/2021 PRR60850
JACOB D. COAN
05/02/2025 PRR313678
COASTAL COVERAGE & CONSULTING LLC DBA AMERICAN FEDERAL BENEFITS CONSULTANTS DBA AMERICAN FEDERAL
02/01/2021 AGN348869
COASTAL EQUITIES INS AGENCY INC
03/21/2018 AGN187113
COASTAL INSURANCE CONSULTING, LLC
10/30/2023 AGN364680
GREGG COHEN
07/21/2022 PRN417679
JOSEPH E. COLANERI JR
04/01/2024 PRN12526
COMPREHENSIVE BROKERAGE SERVICES, LLC
04/03/2025 AGN393795
ZACHARY JOHN CONLEY
10/31/2024 PRR279554
SETH COOPER
02/25/2025 PRN508120
PETER STEVEN COOPERSMITH
10/02/2023 PRR16517
CORE INCOME ADVISORS LLC
02/27/2018 AGN263062
CORNERSTONE FINANCIAL SERVICES, LLC
12/07/2022 AGR200789
CORNERSTONE INSURANCE AGENCY INC
12/06/2022 AGR127183
ROGELIO COSTILLA
11/04/2021 PRN399325
JACKSON RYAN COUSINS
06/04/2024 PRR238777
PETER COUTRACOS
12/31/2024 PRR498241
COVR FINANCIAL TECHNOLOGIES INC
10/26/2020 AGN283495
PATRICIA A. CRADDOCK
11/22/2021 PRN398870
CREATIVE ONE MARKETING, LLC
02/12/2014 AGN42258
LISA MARIE CREMONINI
04/24/2023 PRN83822
HECTOR CRESPO JR
08/10/2023 PRN457450
CRETEAU HACKETT LACHAPELLE & ASSOCIATES LLC
02/26/2025 AGN105138
CRITES INSURANCE GROUP, LLC
12/02/2021 AGN346055
MARK EDWARD CRITES SR
12/02/2021 PRN56854
MICHAEL EDWARD CRITES
12/02/2021 PRN347005
STEPHANIE L. CROCKER
10/22/2021 PRN385964
BRIAN C. CRONIN
04/14/2025 PRN167220
CROSS INSURANCE, INC. - MAINE
03/06/2023 AGR19087
CRUMP LIFE INSURANCE SERVICES LLC
07/22/2005 AGN26454
AILEN JANELLA CABREROS CUDIA
04/18/2022 PRN408703
KAYLA CUNNINGHAM
10/12/2023 PRN425522
TRENT JARED CUNNINGHAM
04/12/2024 PRR108658
MELISSA WOODALL CURTIS
10/10/2023 PRN466135
AMANDA M. CUTRER
02/02/2023 PRR419254
STEVEN CWIENKALA
12/08/2022 PRN119435
SERGIO DA SILVA
02/10/2023 PRR442483
TIMOTHY DABRIEO
09/25/2019 PRN147490
ASHLEY DAIGLE
06/15/2021 PRR363504
MICHAEL P. DALLEO
12/03/2019 PRR135995
GREGORY DAMSCHRODER
04/12/2023 PRN448553
NHUC DANG
11/14/2021 PRN317105
JOHN ROLAND DANIELS
01/22/2025 PRR197934
MAKELELE MUANAMPUTU DAVID
10/27/2022 PRN435580
JAMES STEPHEN DAVIS III
07/12/2021 PRR82984
JESSICA DAVIS
09/20/2024 PRN446114
LETA DAVIS
03/24/2022 PRN409333
WALTER W. DAVIS
09/27/2019 PRN262454
ELIZABETH A. DEANE
03/02/2021 PRN376450
MICHAEL V. DEER
01/04/2024 PRN323978
ZACHARY DEES
12/19/2022 PRN439871
GERARD PAUL DELANNOY
06/27/2023 PRN434963
MATTHEW JAMES DENNETT
01/28/2025 PRR168687
RALPH DEVITO
10/18/2017 PRN62318
FREDERICK DEY
07/27/2017 PRR88820
DANIEL DICKSON
05/21/2024 PRN252847
TAYLOR DIMICK
04/02/2025 PRR348917
DIVERSIFIED BROKERAGE SERVICE INC
02/11/2021 AGN39624
DMI MARKETING INC
02/18/2014 AGN67500
DAVID PAUL DOANE
07/11/2016 PRR172833
JOHN RICHARD DOLLOFF
05/05/2017 PRR32408
MATTHEW S. DONOVAN
11/16/2023 PRN442970
TODD HODGES DOOLAN
08/07/2024 PRN464916
DOUGHERTY INSURANCE AGENCY LLC
12/29/2023 AGR271202
PHILLIP DOUGHERTY
12/29/2023 PRR33517
THE DOWNEY GROUP INC
05/12/2006 AGN52799
DAVID JOHN DOWNEY
05/12/2006 PRN48252
DOYLE INS INC
08/14/2017 AGN291214
DRDISABILITYQUOTES.COM LLC
08/16/2021 AGN305435
MICHAEL DRISCOLL
10/30/2023 PRN181895
PATRICK J. DROUILLARD
06/30/2021 PRN249433
DIVINE G. DUE
07/29/2021 PRN382004
MARTIN EDWARD DUGGAN
04/13/2011 PRR24727
SARAH JOHANNA DUNCKEL
07/28/2023 PRR135737
BARRY JAMES DYKE
03/12/2025 PRN61418
E4 INSURANCE SERVICES LLC
04/26/2022 AGN285780
EAGLE SHADOW FINANCIAL LLC
07/10/2023 AGN443898
EAST AND OCEAN ASSOC INC
12/15/2023 AGN291682
ECA MARKETING INC
05/15/2021 AGN56881
THADDEUS M. ECKERLE
04/16/2018 PRN287912
EDGEWOOD PARTNERS INSURANCE CENTER
04/02/2025 AGN42693
EDISON RISK LLC
09/26/2023 AGN210949
EDWARD D JONES & CO LP
11/15/2005 AGN32534
BROOKE ELIZABETH EDWARDS
11/16/2016 PRN276412
JOSEPH F. EGAN JR
10/18/2017 PRN188885
TUPTIM ELICHALT
01/24/2023 PRN434155
RICHARD MARTIN ELLINGTON
09/04/2001 PRN80411
RAYMOND A. EMERY
01/25/2021 PRN373655
KATHRYN ELLEN EMLING
12/28/2018 PRN188226
ROBERT K. EMPLE
08/04/2020 PRR94396
LORIE EPSTEIN
08/11/2022 PRN377367
EQUITABLE NETWORK LLC
01/09/2012 AGN189279
EQUITY SERVICES INC
11/18/2020 AGN23852
THOMAS C. ERVIN
08/10/2022 PRN415628
ESTER ESPIRITU
06/08/2023 PRN453030
JUSTIN ESPOSITO
01/23/2025 PRN506079
ESTATE INSURANCE SERVICES INC
10/25/2020 AGN62073
SAMUEL ESTES
01/15/2025 PRR448758
ERIKA ALEXANDRA ESTRADA
06/13/2023 PRN415563
EXECUTIVE INSURANCE AGENCY INC
10/29/2010 AGN59547
EXECUTIVE SERVICES SECURITIES LLC
06/17/2008 AGN74710
NATHAN EYEN
05/05/2025 PRN514396
FAIRLANE FINANCIAL CORP
03/26/2021 AGN34758
CHRISTOPHER D. FARLEY
07/29/2019 PRN163311
TIMOTHY E. FARREN
11/22/2023 PRR65556
FEFA ADVISORS LLC
01/26/2018 AGN302015
SERGIO FERNANDEZ
01/29/2020 PRN285284
DAVID JOSEPH FERREIRA
05/13/2024 PRN429281
FIDELITY INSURANCE AGENCY INC
12/03/2022 AGN16735
FINANCIAL ARCHITECTS PARTNERS, LLC
01/30/2024 AGN93966
FINANCIAL INDEPENDENCE GROUP LLC
02/10/2014 AGN52364
RANDY SCOTT FINE
06/25/2024 PRN88961
MICHAEL FIORILLI
12/08/2022 PRN435318
FIRST AMERICAN INSURANCE UNDERWRITERS LLC
01/22/2008 AGN77260
FIRST COMMAND INSURANCE SERVICES INC
04/18/2024 AGN185932
SASHA FITZPATRICK
08/01/2024 PRR324889
JOHN D. FONTANA JR
10/03/2019 PRR41489
KENNETH C. FORASTE
03/23/2015 PRN231471
FORWARD STRATEGIES INSURANCE BROKERAGE
01/15/2021 AGN108583
NATHAN JOHN FOX
10/12/2020 PRN265765
MICHAEL A. FRANCO
02/05/2025 PRN398697
FRAZER INSURANCE AGENCY INC
07/15/2019 AGN299818
FREEDOM EQUITY GROUP LLC
02/20/2023 AGN214164
JOHN E. FREIBURGER
09/03/2010 PRN172507
JOSHUA PAUL FRIEDLANDER
12/15/2021 PRN390900
TIMOTHY W. FULTON
11/01/2019 PRR148946
SUAVIS FURAHA
05/27/2022 PRR382065
VICTORINO LIM GABOR
02/26/2024 PRN475592
PAUL P. GAGNE
04/17/2025 PRR248514
ARNOLD G. GAHAGAN III
03/06/2023 PRR37664
LESTER EDWARD GALLAGHER IV
06/23/2022 PRN285927
DAVID JOSEPH GALLANT
03/03/2025 PRR20783
SHERYL CHRISTINE GALLANT
10/14/2021 PRN399618
JEFF GALLO
06/11/2024 PRN152862
SHEA GALVEZ-DURIAN
08/08/2024 PRN488645
YING YING GAO
01/31/2024 PRN444715
CRUZ GARCIA
05/15/2023 PRN451026
GEOFFREY L. GARDNER
11/19/2024 PRN356078
ERIC GARRISON
12/14/2023 PRR390847
CLIFFORD ROBERT GAW
02/13/2024 PRR188082
GBS INSURANCE AND FINANCIAL SERVICES INC
10/02/2024 AGN92665
MAKEDA L. GEBRE
04/07/2023 PRN443435
COREY D. GELINAS
08/05/2022 PRN99293
GEN3 ADVISOR GROUP LLC
02/03/2025 AGN506463
MICHAEL E. GENETTI
02/24/2020 PRN15505
STACI LOWE GEORGE
04/18/2024 PRN424127
AMANUEL GHEBREMICHAEL
02/18/2021 PRN371779
MARCO P. GIANCOTTI
11/08/2018 PRR46824
EMILY JEAN GLAZA
04/21/2025 PRN459538
MICHAEL ARMAND GODIN
07/21/2022 PRR34010
RYAN MICHAEL RAY GODIN
01/31/2024 PRR290518
ANDREW PAUL GOETZ
05/30/2024 PRN469549
GOLDENCARE USA LLC
07/28/2023 AGN47970
MARSHA J. GOLLA-MCCARTHY
07/13/2023 PRN347235
SAMUEL H. GOODHUE
09/28/2022 PRN427194
GOSLINE RETIREMENT PLANNING INC
07/28/2015 AGR128190
MARIA GOYENA
06/02/2023 PRN452603
GRADIENT INSURANCE BROKERAGE LLC
09/23/2014 AGN130014
GRADIENT SECURITIES LLC
10/09/2020 AGN167808
GRAYSTONE INSURANCE
02/27/2018 AGR218708
GREEN MOUNTAIN INS SOLUTIONS INC
08/31/2017 AGN287485
MARIE A. GREEN
01/17/2024 PRN452373
CHRISTINE MAE GREGOR
10/04/2018 PRR38852
LAWRENCE D. GRIFFIN
05/04/2022 PRR6032
WILLIAM ERNEST GRIFFITH
10/01/2024 PRN493709
MATTHEW GRINDLE
03/17/2023 PRR383287
ALEXANDER GROTH
02/06/2025 PRN166100
GROVE POINT INVESTMENTS LLC
04/29/2013 AGN199668
JONATHAN GRUBER
02/20/2025 PRN324357
TIMOTHY J. GUARALDI
06/08/2022 PRN269236
JEFFREY A. GUENTHER
08/18/2023 PRR282935
CHASE PHILIP GUERRETTE
12/27/2022 PRR419308
FRANK PAUL GUIDI JR
11/10/2022 PRR22720
BLAINE JACOB GUIDO
04/24/2024 PRR309412
ANDREW JOSEPH GUYTON
11/16/2022 PRN217164
JOSEPH H. GUYTON
11/16/2022 PRN53691
GWN SECURITIES INC
06/07/2022 AGN142872
H E SCHEIL & ASSOC
03/30/2021 AGN249408
KIMBERLY A. HAESLER
10/07/2024 PRR480629
ABDOU HAGENIMANA
11/11/2024 PRN462080
LEVI HAIGHT
07/17/2024 PRN366752
ALAN B. HAIMOWITZ
01/08/2024 PRN472311
NAWEZA HALKOSE
12/31/2024 PRN502700
DANIEL A. HALOS
06/21/2022 PRN308598
DAVID G. HALPER
03/28/2025 PRN113979
BRIAN NORMAN HAMEL
01/11/2023 PRR113268
DAVID GEORGE HAMILTON
02/23/2021 PRR15400
ROBERT J. HANES
06/26/2024 PRN186411
JOSEPH M. HANNIGAN
12/30/2022 PRN439085
CLIFF GEORGE HANNON
02/26/2024 PRR32578
HANTZ AGENCY LLC
05/26/2021 AGN246267
HARBOUR INVESTMENTS INC
02/18/2025 AGN137848
CARROLL E. HARPER
12/07/2023 PRR6819
CONSTANTINE HARRIS
04/08/2024 PRN161222
RICHARD M. HARRISON
01/25/2023 PRN54996
LENA-JO MARIE HARTLEY
03/16/2020 PRR46301
TODD A. HEATH-HAZLETT
03/15/2018 PRN262668
HEGEMON FINANCIAL GROUP LLC
01/08/2021 AGN196979
BERNARD HEIGL
06/15/2023 PRN252218
TODD MICHAEL HENDERSON
04/02/2021 PRN377448
DOROTHY HERRERA
10/14/2019 PRN205160
MICHAEL D. HERTZ
12/11/2023 PRN139152
MARC HESTER
10/15/2019 PRN195700
ABIGAIL R. HICKEY
05/28/2024 PRN481180
DAVID SEAN HICKSON
10/24/2023 PRN358800
THE HILB GROUP OF NEW YORK LLC
07/08/2021 AGN260336
RICHARD S. HILOW
10/07/2019 PRN161229
PAUL HOHNER
08/21/2024 PRN490523
JOSHUA HOLT
04/11/2025 PRR201955
CAMI VALENTINE HOOVER
08/20/2024 PRN471752
HANNA LIZA HORENSTEIN
01/29/2024 PRN474620
HORNOR TOWNSEND & KENT LLC
08/03/2010 AGN35004
SAMUEL SHEFFER HOYLE
01/08/2025 PRN299237
CHRISTINA HREBIC
08/09/2022 PRN425490
HSBC INSURANCE AGENCY (USA) INC
07/26/2012 AGN80719
WENYUE HSU
10/08/2021 PRN399001
CHUNLEI HUAN
09/29/2020 PRN354343
HUB INTERNATIONAL NEW ENGLAND LLC
05/02/2023 AGN38279
EMIL JOSEPH HUCK IV
03/30/2023 PRR428179
LESLIE HUDGENS
10/15/2019 PRN195987
FLORENCE W. HULL
01/09/2023 PRR309179
HUI-LIN HUNG
06/16/2020 PRN352912
SCOTT HUNTLEY
04/04/2024 PRR173323
ADAM CHRISTOPHER HYSER
12/12/2022 PRN258558
IDEAS BY MIKE, LLC
09/30/2024 AGN487465
ROMANA M. ILUNGA
05/01/2023 PRR442569
IMPACT PARTNERSHIP LLC
02/14/2014 AGN191126
INDEPENDENT PLANNERS GROUP LLC
06/21/2019 AGN320387
INNOVATIVE UNDERWRITERS, LLC
11/16/2023 AGN52776
INS MARKETING SOLUTIONS LLC
07/08/2019 AGN254946
INSURANCE AGENCY MARKETING SERVICES INC
05/26/2021 AGN40374
INSURMARK INC
02/13/2014 AGN46162
INTEGRITY ALLIANCE, LLC
09/26/2006 AGN130492
INTEGRITY FINANCIAL PLANNING INC
05/27/2022 AGN387395
INVESTMENT DISTRIBUTORS, INC.
05/05/2025 AGN401577
GARY LEE ISAKSON
09/14/2023 PRR276358
CYNTHIA ISENHOFF
07/12/2023 PRN435542
MILKA ISINTA
05/10/2022 PRN418110
ITRUST ADVISORS LLC
06/02/2017 AGN178305
J BERGERON AGENCY LLC
09/14/2020 AGN293464
JARED JEFFREY JABAUT
08/11/2022 PRN344905
JAMES L. JACKSON
01/09/2024 PRN473698
MARK S. JACOBSOHN
10/02/2024 PRR79194
RAYMOND P. JACQUES
09/24/2021 PRN233016
CARYN MARIE JAMES
11/08/2023 PRR31216
JODY MICHAEL JAMES
06/24/2019 PRR92342
KURT H. JAMIEL
02/18/2025 PRN350808
JANNEY MONTGOMERY SCOTT LLC
06/15/2016 AGN88665
SHARI JENKINS
10/01/2020 PRN358034
BRANDON M. JOHNSEN
07/21/2023 PRN429932
DWAYNE DOUGLAS JOHNSON
12/12/2022 PRN437247
PETER CARL JOHNSON
05/05/2017 PRR22813
PEYTON MURRAY JONES
08/25/2023 PRN461145
TYLER L. JUDKINS
07/26/2016 PRR212222
JURS MONTGOMERY BROKERAGE LLC
01/07/2020 AGN213087
JAMES PATRICK KACHMAR
09/03/2024 PRR80583
KAFL SERVICES, LLC
06/28/2023 AGN72350
LIKA KAKUNZE
12/30/2024 PRN503656
MICHAEL KALISCH
08/10/2022 PRN426327
MARIA JOANA TUMBA KALUBI
02/12/2024 PRN467722
MELANIE J. KAMP
10/06/2023 PRN389301
E'NKUL EKAMOY KANAKAN
03/31/2021 PRR372577
SCOTT L. KAPLAN
09/17/2024 PRN495339
JONATHAN B. KARELITZ
10/05/2020 PRN361981
NEAL BARRY KARELITZ
10/05/2020 PRN180619
EMMAH W. KARIUKI
05/10/2022 PRN418116
STEPHEN LEMASTER KARR
08/14/2017 PRN202194
ETHEL KATASI
05/30/2023 PRN452535
RODRIGUEZ JUNIOR KAYUMBA
12/21/2024 PRR451181
CHRISTOPHER C. KEEGAN
11/01/2023 PRN223872
SCOTT ALLAN KEHOE
07/20/2023 PRR2271
SEAN W. KELTON
06/29/2023 PRN454940
ANTOINETTE F. KENMUIR-EVANS
03/21/2023 PRN445136
KEYCORP INSURANCE AGENCY USA INC
08/21/2006 AGN98784
SCOTT R. KIEPER
02/10/2023 PRN211008
EDWARD KILPATRICK
07/25/2016 PRN243392
DENNIS MICHAEL KINGHORN
01/14/2020 PRR44395
JAMES KINGSLEY
07/05/2023 PRN444411
MARK D. KINNEY
07/17/2024 PRN294744
PETER A. KLAY
01/26/2024 PRN111621
CHRISTOPHER ALLEN KLIMASH
12/21/2022 PRR72449
BEN NATHANIEL KLINGER
09/08/2022 PRN423389
KME INSURANCE BROKERAGE LLC
04/21/2025 AGN406910
AARON CALVIN KNAPP
03/09/2017 PRR43698
JARED BRANT KOELKER
03/07/2025 PRR197276
CHRISTOPHER A. KOOPMAN
10/23/2023 PRN197737
AJAI K. KOYA
02/08/2024 PRN425707
KRAUSE BROKERAGE SERVICES, LLC
04/18/2023 AGN354456
CURTIS KRUEGER
03/05/2013 PRN214072
LINA KUANG-CHAN
01/17/2020 PRN333380
THE KYES AGENCY INC
06/15/2023 AGR2428
JOHN R. LACHAPELLE
02/26/2025 PRN59039
CHRISTINA A. LAFORTUNE
09/21/2021 PRN387730
SILAS JOHN LAGOY
11/18/2020 PRN362616
MATTHEW LAHAYE
12/07/2023 PRR148639
LAKE HOLDINGS LLC
08/05/2016 AGN270554
BRANDON LAKEY
03/11/2021 PRN377231
LANCE MICHAEL LAKEY
03/11/2021 PRN377233
RANDY S. LAMBERTI
10/28/2024 PRN220317
ANDREW JORDAN LANDSMAN
10/16/2023 PRN466943
ROBERT LAROCHELLE
01/09/2024 PRR313273
LARSON FINANCIAL GROUP LLC
03/07/2016 AGN168483
LASALLE ST SECURITIES LLC
01/04/2016 AGN81984
PAMELA THIBODEAU LASHER
05/13/2022 PRN103300
SIEGFREID BATERINA LAUREN
05/17/2024 PRN481323
BRIAN S. LAVOIE
12/27/2006 PRN121387
MEIYEE LAW
05/20/2022 PRN417924
GREGORY WILLIAM LAWRENCE
03/19/2021 PRN17904
DAN NHAN LE
09/23/2022 PRN320006
ADAM P. LEAPLEY
06/12/2024 PRN186070
BRADFORD H. LEBLANC
12/08/2023 PRN282336
JAMES F. LEBLOND
09/23/2021 PRR51384
DAVID LECHOSA
05/13/2024 PRN483048
JAMES G. LECLAIR
04/17/2023 PRR35151
DENNIS LEE
06/26/2024 PRN186493
MIKAEL C. LEE
02/14/2025 PRN476285
LEGACY ADVISORS LLC
02/04/2011 AGN186678
MICHAEL E. LEIDECKER
08/01/2022 PRN393523
RICHARD E. LEIGHTON
12/12/2022 PRR42670
MARK J. LEONARD
11/24/2020 PRN97863
LESOURD PARTNERS, INC
05/17/2024 AGN482393
KATHERINE A. LETTENBERGER
05/02/2023 PRN441453
LEVERAGERX INSURANCE SERVICES, LLC
08/20/2024 AGN363664
WEI LI
11/14/2021 PRN400506
ZHI YU LI
12/03/2019 PRN336115
MICHAEL A. LICCIARDI
09/18/2018 PRN19835
THE LIFE AND ANNUITY SHOP LLC
01/19/2021 AGN166882
LIFEMARK SECURITIES CORP
11/08/2018 AGN41403
LIFESTYLE RETIREMENT SOLUTIONS LLC
05/05/2017 AGR192321
LINCOLN INVESTMENT PLANNING LLC
05/28/2019 AGN69935
LINSCO PRIVATE LEDGER INSURANCE ASSOCIATES INC
08/04/2005 AGN47580
LION STREET FINANCIAL LLC
12/04/2024 AGN253104
LION STREET INSURANCE SERVICES LLC
02/08/2017 AGN162588
LION STREET PRIVATE CLIENT, LLC
08/20/2020 AGN354905
MARY ELLEN LISICKY
12/08/2022 PRN346785
CHAD MORGAN LISTON
10/15/2014 PRR80544
YING LIU
05/20/2022 PRN418625
LOCKTON INVESTMENT SECURITIES LLC
06/24/2008 AGN152738
PROSPER BOLAE LOHOMBOLI
10/26/2022 PRR366347
ELAINE MARYANN LOPEZ
05/20/2021 PRN381713
FRANK R. LOSCALZO
09/23/2024 PRN167687
ROBERT FRANK LOSCALZO
09/23/2024 PRN167689
HAROLD D. LOSEY JR
11/18/2019 PRN261038
LOTFEY DENNETT & CO LLC
01/27/2025 AGR239607
LPA INSURANCE AGENCY INC
05/07/2014 AGN62230
LPL ENTERPRISE, LLC
11/14/2024 AGN481034
LPL FINANCIAL LLC
09/12/2000 AGN23010
LTC AFFINITY DIRECT INC
07/28/2017 AGN153420
LTCI PARTNERS LLC
05/07/2019 AGN80046
ALEX B. LUADERS
08/03/2022 PRN330771
CHRISTOPHER LUKAS
04/10/2024 PRN476863
ALIDOR LUNGUMBA
08/26/2022 PRN427253
LANG DUC LUU
04/22/2025 PRN474263
DANIEL L. LYCAN
05/04/2023 PRR78775
MICHAEL ROBERT LYETH
09/30/2024 PRN50597
M HOLDINGS SECURITIES INC
08/07/2007 AGN65263
M&O MARKETING INC
02/11/2014 AGN175016
JODY LYNN MACCORMACK
01/03/2023 PRN438500
KIMBERLY ANNE MACKENZIE
05/07/2025 PRR109592
TYLER W. MADDOX
08/07/2023 PRN455861
AMANDA LEIGH MADRIGAL
03/03/2022 PRN411834
MAGELLAN FINANCIAL & INSURANCE SERVICES, LLC
03/03/2022 AGN109651
MAINE RETIREMENT ANNUITIES INC
06/12/2015 AGR203667
MAINELY INSURANCE SOLUTIONS
10/24/2014 AGR184532
MICHELLE MARIE MAKI
04/17/2023 PRR61894
MALACHIE ENYANGA MAKILIMBA
01/06/2022 PRR401333
HERVE N. MALEMBE
04/12/2024 PRN474512
ASTRID YENGO MAMONA
08/18/2020 PRN356453
MARIA CHRISTINA MANALANG
04/17/2025 PRN489104
ADAM PETER MARINO
04/22/2024 PRN198464
MARSH & MCLENNAN AGENCY LLC
01/10/2023 AGN171044
PETER B. MARTIN
03/02/2021 PRN376444
TIMOTHY J. MARTIN
12/06/2022 PRR126404
AUBREY ANTHONY MARTINEZ
01/02/2024 PRN472393
JEFFREY MARTINIDES
04/30/2025 PRN126383
BRITTANY CHRISTINE MASSRO
03/25/2022 PRN414495
MASTROIANNI INSURANCE SOLUTIONS, INC.
01/22/2024 AGN474493
OSKAR S. MATERO
04/28/2025 PRR419287
MATIC INS SERVICES INC
07/16/2020 AGN238912
CHRISTIANNE MATONDO
11/08/2021 PRN352910
RUTH M. MATT
07/23/2019 PRR23899
CHRISTOPHER MATTHEWS
01/29/2025 PRR306339
SYLVIE M. MBELU
03/08/2023 PRN435845
KRISTY MCBRYDE
03/28/2022 PRN136581
CONOR MCCANN
02/24/2022 PRR355495
EUGENE BRENDAN MCCARTHY
12/22/2022 PRN347374
TOBIAS MCCARTHY
11/04/2024 PRN482710
KARLA NOEMI MCFARLAND
10/11/2024 PRN488265
DEZRAY MCGARY
07/08/2024 PRN487992
JEFFREY WILLIAM MCLAUGHLIN
10/24/2023 PRR220292
LYNETTE G. MCLAUGHLIN
12/07/2023 PRR90624
MCNEIL & COMPANY INC
03/18/2015 AGN45309
MEGASTAR ADVISORS LLC
03/31/2021 AGN228735
JAMES MENTINK
07/07/2023 PRR410804
MERRILL LYNCH LIFE AGENCY INC
02/24/2006 AGN47860
METLIFE INVESTORS DISTRIBUTION CO
10/30/2012 AGN80387
BRYAN R. MIDURA
08/24/2022 PRN422641
ALAN W. MILLER
10/13/2023 PRR91049
CRAIG J. MILLETT
05/07/2015 PRN79144
STEVEN MICHAEL MILLIGAN
09/30/2024 PRN461814
RYAN J. MILLMAN
03/30/2022 PRN367024
ALEXANDER I. MILLS
03/28/2024 PRR235507
JEAN VICTORIA MISSOFF
10/05/2023 PRN464346
DONALD R. MITCHELL
07/11/2017 PRR190647
SONYA L. MITCHELL
03/16/2023 PRR154824
MML INSURANCE AGENCY LLC
09/05/2012 AGN34945
MODERN CAPITAL EXECUTIVE SOLUTIONS, INC
03/30/2022 AGN408391
SARAH BRITTNEY MOIR
03/08/2022 PRR327695
MATTHEW MONACO
12/21/2022 PRN188901
DUANGDALAD MONDECH
10/06/2022 PRN432483
MONEY CONCEPTS CAPITAL CORP
08/08/2019 AGN44204
MONEY CONCEPTS INTERNATIONAL INC
09/05/2019 AGN138561
KEVIN PAUL MONROE
11/06/2024 PRR35300
MOORS & CABOT INC
12/15/2011 AGN175383
ERYKA MOREHEAD
08/14/2024 PRN454628
MORGAN STANLEY INSURANCE SERVICES INC
04/18/2007 AGN130525
JESSE MOSS
03/11/2021 PRN342484
SYLVIE MOTOUM
01/06/2025 PRR500858
MERCIA ELIEZER MOUMBELE NGOLO
04/22/2025 PRR448734
NAKYANZI MUGAKASANA
09/06/2024 PRN452980
THEOPHILE MUHAYIMANA
09/23/2024 PRN491219
BELLA MUKARAGE
04/01/2025 PRN485800
APEKSHIT MULAY
04/17/2023 PRN449305
SARAH A. MULLANE BECKER
03/20/2023 PRN318085
MULLEN INSURANCE AGENCY INC
10/09/2019 AGN115400
JAMES A. MULLEN
11/06/2008 PRN75589
BOSCO MUNYANEZA
09/25/2024 PRN494665
ROODY MURACIN
02/06/2025 PRN505964
MARY MURERWA
03/10/2023 PRN441749
NICHOLAS MUSCIO
12/01/2022 PRN433221
JEAN CLAUDE MUTANG MUSIMBI
04/20/2022 PRR405334
PEDRO M. MUSSUMBA
01/13/2025 PRR500073
MUTUAL SECURITIES INC OF CALIFORNIA
03/13/2024 AGN200407
MWA FINANCIAL SERVICES INC
03/18/2016 AGN94734
N P A INS AGENCY INC
01/24/2017 AGN281541
HENRI N'KOY-BOFUMBO
12/08/2021 PRR354458
GRACE NABASUMBA
06/09/2023 PRN452691
FREDRICK JAY NADEAU JR
11/02/2023 PRR186503
MICHAEL B. NADEAU
06/26/2024 PRR24343
PAUL RAYMOND NATHE
03/24/2023 PRN105768
NATIONAL SERVICE GROUP OF AMERILIFE LLC
05/13/2016 AGN170795
NATIONWIDE FINANCIAL GENERAL AGENCY INC
02/20/2002 AGN48647
NATIONWIDE SALES SOLUTIONS, INC
11/12/2007 AGN126911
NBC NATIONAL MARKETING INC
06/06/2017 AGN287836
NADINE MULASHI NDAYI
10/21/2024 PRN497855
JOHN FRANCIS NEELEY
11/06/2023 PRN468472
PATRICK CHRISTOPHER NELSON
01/21/2025 PRN385378
NEW FFR INS SERVICES INC
05/19/2022 AGN82391
NEWCLEUS LLC
03/17/2022 AGN328634
NEWMAN FINANCIAL SERVICES LLC
06/29/2018 AGN96309
NEWTON ONE LLC
02/26/2014 AGN225291
NEXT FINANCIAL INS SERVICES CO
12/06/2022 AGN200931
NFP CORPORATE SERVICES (NY) LLC
12/27/2017 AGN126219
NFP INSURANCE SERVICES INC
04/21/2011 AGN36972
FELIX NGIRABAKUNZI
06/05/2024 PRN479958
MATHILDE NGOYI TWITE
11/21/2022 PRN356547
KATHY NGOC NGUYEN
09/08/2022 PRN370084
QUANG NGOC NGUYEN
08/01/2024 PRR191099
ANDREW NICKERSON
09/25/2023 PRR291010
RICHARD M. NICKERSON
09/25/2023 PRR79684
JASON LUCAS NIEVES
03/14/2025 PRN509858
STEPHEN NJOROGE
05/07/2021 PRN382054
JASON G. NOBLE
08/16/2022 PRN426603
NORTHEAST BENEFIT SOLUTIONS, INC.
04/04/2024 AGR409723
NORTHEAST BROKERAGE INC
09/20/2016 AGN101303
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC
07/22/2016 AGN82119
KENNETH RAYMOND NOTT
12/11/2024 PRR116128
PARICHART NUALCHAVEE
08/16/2021 PRN390223
NWLFD, INC.
05/09/2025 AGN495694
NYLIFE SECURITIES LLC
07/08/2008 AGN139649
FNU NYOTA TAMBWE
04/19/2024 PRN477904
GRACE GENEVA O MARA
02/19/2025 PRN507476
PHILIP OHMAN
08/11/2023 PRN457288
KIMBERLY OKERMAN
06/16/2021 PRN373624
KRISTINA OKERMAN
11/18/2020 PRN365966
KATHE MUTOBA OLEMBO
05/24/2021 PRN381891
BRIAN C. OLIGER
01/28/2025 PRN500956
JACOB OLIVER
06/01/2023 PRR385362
KINGSLEY OMENSAH
11/22/2022 PRN410051
ONE RESOURCE GROUP LLC
04/29/2011 AGN92719
ONE STOP QUOTES INC
04/27/2015 AGN241458
OPPENHEIMER LIFE AGENCY LTD
11/09/2010 AGN26497
ORIGIN8CARES, LLC
03/08/2023 AGN406842
JOHN WILLIAM ORR
05/21/2024 PRN436301
OSAIC INSTITUTIONS, INC
09/19/2012 AGN88278
OSAIC SERVICES, INC
10/25/2005 AGN118155
OSAIC WEALTH INC
11/09/2018 AGN31197
SKYLER OTTO
10/24/2019 PRN193931
JEVON HARRISON OWENS
09/21/2018 PRR140727
P J ROBB VARIABLE, LLC
10/14/2010 AGN78655
JOSEPH MICHAEL PALUZZI
06/27/2024 PRN487363
ALEXANDER M. PANAS
06/14/2023 PRN451758
FRANK PAUL PANAYOTOU
10/11/2013 PRN77304
JASON PANNIELL
03/20/2024 PRN478103
SANTO PANZO
03/11/2024 PRR474460
G MICHAEL PAPAZ
12/18/2024 PRR500524
GILLES N. PARADIS
03/21/2018 PRR27830
JENNIE LYNN PARISI
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PARK AVENUE SECURITIES LLC
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PARKER-DOUGLAS INSURANCE, INC.
08/25/2020 AGN356050
PARKLAND SECURITIES LLC
05/31/2024 AGN83558
MICHELLE PARRETTI
07/16/2024 PRN184403
JEFFREY A. PARSONS
05/28/2024 PRN108037
MICHAEL PASCARELLA
06/16/2021 PRN375178
PERCIVAL PASCUAL
10/16/2023 PRN466099
AMISH PATEL
10/31/2024 PRN499285
JAGDISH PATEL
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CHRISTOPHER D. PATTERSHALL
05/14/2024 PRR84587
PCF INSURANCE SERVICES
02/14/2022 AGN298109
KERRY L. PEABODY
09/06/2018 PRR43793
PEAK PERFORMANCE BROKERAGE SERVICES INC
03/10/2021 AGN262465
PELOTON GLOBAL DISTRIBUTION SERVICES INC
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NADINE NZENZA PEMBELE
03/14/2023 PRR441304
FRANCOIS JONATHAN PENDEZA
04/18/2024 PRR479988
CHRISTOPHER R. PERRY
10/09/2014 PRR196438
LAWRENCE J. PERRY
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DANIEL E. PETERSON
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PITT PETRI
12/20/2024 PRN441557
PGIA, INC.
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WILLIAM D. PIKE
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PINETREE RETIREMENT PLANNING PA
04/08/2016 AGR72270
PINNACLE FINANCIAL SERVICES GROUP LLC
02/12/2021 AGN89075
PINNACLE INS & FINANCIAL SERVICES LLC
11/01/2016 AGN190396
PINNACLE INVESTMENTS LLC
11/13/2019 AGN266965
PKS FINANCIAL SERVICES INC
10/31/2023 AGN110519
PMC ADVANTAGE INSURANCE SERVICES INC
04/25/2022 AGN116523
PNC INSURANCE SERVICES LLC
07/06/2011 AGN63109
JOSEPH POIRIER
01/14/2022 PRR141802
MARC ROBERT POIRIER
01/14/2022 PRR5684
JAMES CAMERON POOLE
10/15/2024 PRR42684
KATHERINE ELIZABETH POPE
12/29/2022 PRN438809
SWATI POPLI
03/14/2025 PRN510046
DAWN RENEE POST
10/05/2021 PRR31792
JOSEPH W. POWERS
06/20/2017 PRR72552
ROBERT PRATEL
03/24/2020 PRN338685
PREMIER INS PARTNERS LLC
01/20/2021 AGN232010
DARRICK PRIESTER
01/08/2020 PRN206733
PRIVATE CLIENT SERVICES LLC
04/12/2011 AGN183640
THE PRODUCERS CHOICE LLC
09/29/2017 AGN226322
THE PRODUCERS GROUP
04/03/2006 AGN58048
ERIC REJEAN PRONOVOST
03/08/2022 PRR37798
PROSPERITY ADVANTAGE MARKETING LLC
01/16/2021 AGN175564
XIANG QIU
01/22/2024 PRN462182
THE QUANTUM GROUP, USA, LLC
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QUINN GROUP INSURANCE AGENCY INC
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DAVID M. QUINTAL
08/05/2022 PRN241516
NICHOLE D. RAFTOPOULOS
09/28/2020 PRN149947
LINLY K. RAMLAL
11/12/2019 PRN233344
SANGINI RANA
02/06/2024 PRN475564
JARED P. RANGER
10/27/2016 PRR144979
RICHARD RAPP
07/09/2020 PRN355265
GREGORY H. RAUE
10/04/2024 PRN496954
RAWLINGS INSURANCE SERVICES LLC
01/16/2021 AGN197982
RAYMOND JAMES INS GROUP INC
08/22/2014 AGN233191
JOHN HOWARD REDDINGTON
04/16/2018 PRN71694
JOHN WALES REEDER
11/28/2023 PRN47731
REGULUS FINANCIAL GROUP, LLC
03/18/2025 AGN310875
ANDREW T. REICHENBACH
07/05/2023 PRN378041
ANDREW ROBERT REID
05/09/2024 PRN396273
LOGAN SETH REIDREYNOSO
01/29/2024 PRN474228
RELATION INSURANCE SERVICES SELECT, INC.
11/09/2021 AGN374268
RELAYER BENEFITS GROUP LLC
10/02/2024 AGN286468
DOROTHY CECILIA REMY
02/09/2011 PRN143448
JOSHUA G. RENT
03/29/2024 PRR167603
NICOLE RICAURTE
05/15/2023 PRN451025
RANDALL JON RICHARD
10/09/2023 PRR38229
MICHAEL WAYNE RING
07/16/2024 PRR160186
RISK AND INSURANCE ASSOCIATES, LLC
11/21/2021 AGN339729
BONNIE L. RIVARD
03/13/2006 PRR90054
KEVIN A. ROBINSON
01/19/2024 PRR101139
JAMES P. ROCHE
04/10/2024 PRN86525
MICHAEL RODERIGUE
11/30/2022 PRR75915
INGRID VANESSA RODRIGUEZ
11/06/2023 PRN463602
SENGHAP ROEUN
06/30/2022 PRN358201
GREGORY I. ROGOVIN
03/29/2024 PRR153669
MICHELINE M. ROMANO
03/26/2024 PRR70309
PAUL A. ROMANO
02/19/2025 PRR66530
HOWARD ROSS
07/21/2022 PRN59438
STEVEN L. ROSSI
09/08/2020 PRN49344
SANGITA JOSHI ROUSSEAU
02/06/2023 PRN187681
JAMIE LOUISE RUBBELKE
08/25/2023 PRN406935
MICHELLE LYNN RUSSELL
07/12/2023 PRR341981
CLIFFORD PATRICK RYAN
12/30/2021 PRN407047
ADAM M. SACHS
04/22/2024 PRN172135
SAFE HARBOR FINANCIAL INC
03/26/2021 AGN31646
TRAVIS G. SALLEY
12/23/2024 PRN501993
NATHAN S. SANDERS
01/22/2024 PRN257420
STEVEN B. SANDERS
11/26/2024 PRN404678
SAYBRUS EQUITY SERVICES LLC
07/26/2017 AGN179688
SAYBRUS PARTNERS LLC
07/25/2017 AGN170604
SBHU LIFE AGENCY INC
02/04/2009 AGN158963
ANTHONY SCARELLI
02/20/2025 PRN223552
KELLY E. SCHEETZ
08/21/2020 PRR354721
JONATHAN SCHIRIPO
10/13/2022 PRN333034
ROBERT SCHMIDT
01/12/2022 PRR362754
JAY S. SCHNEIDER
02/14/2018 PRN303165
CHARLES L. SCHORGL JR
07/26/2023 PRN349061
KIMBERLY SCHULTZ
03/19/2024 PRN477436
JAMES EDWARD SCHWARTZ
08/09/2019 PRN131861
ANTHONY WHITE SCHWEIZER
10/08/2013 PRN215186
SCOTT P. CARTER
07/12/2023 AGR373277
MARK F. SCRIBNER
04/20/2023 PRN205532
SECURIAN FINANCIAL SERVICES INC
11/29/2019 AGN43013
DAREN PHILLIP SEEKINS
05/05/2016 PRR83490
SEGREVE & HALL INSURANCE ASSOCIATES, INC
08/13/2018 AGN287908
MOSES KATENDE SEMWOGERERE
06/30/2022 PRN420287
SENIOR INSURANCE & RETIREMENT BENEFITS GROUP DBA HERITAGE FINANCIAL RETIREMENT & INSURANCE SERVICES
05/12/2025 AGN504939
SENIOR BENEFIT SERVICES INC
04/23/2021 AGN75598
SENIOR FINANCIAL RESOURCES INC
12/29/2021 AGN70493
CHARLES SENTOKE
03/31/2025 PRN483589
KANNIKA SEUNG
11/19/2020 PRN357127
SFA INSURANCE SERVICES INC
02/27/2020 AGN117304
MATTHEW P. SHANNON
09/21/2018 PRR95891
STEVEN SHANNON
03/27/2023 PRN425081
SHAW AMERICAN FINANCIAL CORPORATION
12/04/2020 AGN49730
RYAN CLYDE SHAW
12/02/2019 PRR88033
KIRK MATTHEW SHELBY
08/10/2023 PRN123891
SHIELDS BROKERAGE LLC
09/18/2023 AGN35604
KEVIN SHILLING
10/16/2024 PRN313138
DAVID SHNITZER
09/30/2024 PRN139564
CAMERON SHOREY
05/15/2024 PRR370532
RACHAEL E. SIEGFRIEDT
11/04/2024 PRR355525
SIGNAL ADVISORS INSURANCE LLC
02/04/2022 AGN329048
MATTHEW THOMAS SIMARD
11/03/2023 PRR93495
MICHAEL B. SIMMONS
05/26/2023 PRR148557
SIMPLICITY FINANCIAL DISTRIBUTORS INC
02/24/2017 AGN38551
SIMPLICITY FINANCIAL MARKETING INC
11/06/2014 AGN48782
SIMPLICITY LIFE INC
11/09/2020 AGN189056
JONATHAN ROBERT SINGER
02/09/2004 PRR34390
GARY SLAVEN
02/09/2011 PRN154721
TYLER SMALL
01/15/2025 PRR415444
DANIEL JOSEPH SMITH
10/15/2013 PRR222256
GARY RUSSELL SMITH
04/14/2017 PRR37831
JAMES S. SMITH
03/24/2022 PRN409594
JOCELYN SMITH
02/10/2011 PRN154546
MICHAEL JOHN SMITH
11/03/2022 PRR86063
MITCHELL K. SMITH
06/21/2017 PRN111588
RONALD J. SMITH
08/14/2013 PRN219990
STEVEN SCOTT SMITH
11/10/2017 PRR115410
DANIEL ROBERT SNYDER
08/10/2022 PRN415615
JAMES ROBERT SNYDER
08/05/2022 PRN415629
PAMELA F. SOH
11/04/2022 PRN433526
SOLID GOLD LEADS INC
12/28/2023 AGN355219
SORRENTO PACIFIC FINANCIAL LLC
12/12/2005 AGN117455
SOUND INCOME ACADEMY, LLC
05/13/2022 AGN193064
SOUTHWEST ANNUITIES MARKETING LLC
01/19/2021 AGN212932
THOMAS JOSEPH SOWINSKI SR
11/01/2023 PRN39669
CYNTHIA LEE SPEARRIN
11/08/2022 PRR164988
SPECIFIC SOLUTIONS INC
02/06/2024 AGN72511
DAVID S. SPELLMAN
10/10/2022 PRR16914
JEREMY SPENCER
04/23/2025 PRN408946
KEITH W. SPLAIN
04/04/2019 PRN312059
DAMIEN ST PIERRE
02/26/2025 PRN505332
BONNIE STANIEWICZ
06/20/2019 PRN84759
JONATHAN W. STEELE
08/05/2022 PRN415565
CHRISTOPHER D. STEMPEK
06/25/2024 PRN243711
STERLING BRIDGE INSURANCE AGENCY INC
07/06/2020 AGN43669
ANDREW J. STERN
07/27/2017 PRR185047
JANE STEVENS
05/15/2024 PRR208608
LESLIE EARLE STEVENS
01/25/2016 PRR39289
STEWARD PARTNERS GLOBAL ADVISORY LLC
06/02/2022 AGN261443
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
06/03/2022 AGN170153
STIFEL NICOLAUS & COMPANY INCORPORATED
09/09/2008 AGN82502
STRATEGIC NON-MEDICAL SOLUTIONS, LLC
11/30/2021 AGN236427
JAMES STROTHER
10/25/2022 PRN299231
MARK EDWARD STUART
08/28/2017 PRN290194
CHARLES RHETT STUBBENDECK
08/15/2024 PRN386523
YU SU
02/27/2024 PRN477291
KEVIN RONALD SULLIVAN
10/27/2020 PRN207524
MARY CAROLE SUNDAY
07/24/2018 PRR266484
JEFFREY ALAN SWETT
03/15/2021 PRN83499
SYMMETRY FINANCIAL GROUP LLC
08/01/2022 AGN325690
MARION R. SYVERSEN
06/11/2024 PRR60958
APRIL YLVISAKER TARDIFF
09/16/2019 PRR106824
TARKENTON FINANCIAL LLC
10/18/2021 AGN138821
BARBARA FREDERICK TAYLOR
11/30/2017 PRN251629
CAROLE A. TAYLOR
01/15/2020 PRR193906
THOMAS SETH TAYLOR
12/06/2023 PRN417331
TBS AGENCY INC
09/20/2010 AGN50856
TELLUS BROKERAGE CONNECTIONS, LLC
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KENNETH BRENT THOMAS
10/15/2024 PRN406220
THOMPSON AGENCY INC
11/26/2024 AGN8833
BRYAN SCOTT THOMPSON
10/25/2024 PRN474655
KRISTIN SUZANNE THOMPSON
10/24/2019 PRN129348
RAGHU THOTA
02/19/2020 PRN348239
TIAA CREF INSURANCE AGENCY LLC
12/04/2020 AGN117714
BARBARA REID TILKA
12/29/2021 PRN401586
TIMMONS/COMPEDGE AGENCY CORP.
04/17/2024 AGN479365
DIANE HELENA TIMPANY
12/03/2016 PRN277163
TERRENCE M. TORMEY
02/10/2025 PRN494886
TOTAL FINANCIAL & INSURANCE SERVICES INC
07/15/2015 AGN75910
TPG FINANCIAL
10/08/2013 AGN155995
JEFFREY M. TRACEY
11/20/2023 PRN156188
QUYEN ANH TRAN
09/03/2024 PRN491727
MICHELLE TRAVERS
01/30/2023 PRR421694
TRIAD PARTNERS LLC -000
04/15/2021 AGN371279
TRIVIUM POINT INSURANCE GROUP, LLC
03/26/2025 AGN506373
JOSEPH A. TROCCHIO
06/30/2022 PRN420048
EDWARD J. TROSCIANIEC
12/30/2022 PRR69990
TRUCHOICE FINANCIAL GROUP, LLC
07/07/2020 AGN306153
TRUIST INVESTMENT SERVICES INC
08/12/2011 AGN113321
DIEM H. TRUONG
12/18/2023 PRN371786
BERNADETTE TSHIALA TSHIYOMBO
05/10/2024 PRR481659
TUCKER ADVISORY GROUP, INC.
03/20/2021 AGN126137
ERIC D. TUCKER
06/04/2024 PRN484793
JONATHAN TUCKER
12/27/2018 PRN323693
KRISTY J. TURNWALD
04/03/2025 PRN508649
ARLENE TWASE
01/21/2021 PRN353341
U S BANCORP INS SERVICES L L C
11/07/2012 AGN196394
UBS FINANCIAL SERVICES INSURANCE AGENCY INC
01/25/2011 AGN44426
SHIVANI UNDRALA
01/07/2025 PRN503203
UNITED PLANNERS FINANCIAL SERVICES OF AMERICA
07/01/2008 AGN24197
UNITED UNDERWRITERS INC
05/01/2025 AGN45308
USA FINANCIAL INSURANCE SERVICES, LLC
04/03/2014 AGN60513
USA FINANCIAL SECURITIES, LLC
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GRACE UWERA
01/08/2025 PRR502170
SOLANGE UWERA
08/28/2024 PRR488842
VANBRIDGE INSURANCE SOLUTIONS CORP
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VANDERBILT SECURITIES LLC
12/20/2021 AGN173441
VANTAGE FINANCIAL ALLIANCE LLC
03/05/2024 AGN473092
VARIABLE CONTRACT AGENCY, LLC
06/23/2021 AGN349720
JOHN VASQUEZ
11/13/2024 PRN471395
ZACHARY RYAN VAUGHT
03/10/2025 PRN509886
MIA RAQUEL VAZQUEZ
03/15/2021 PRN376865
AUGUST H. VELTEN
05/02/2019 PRN158106
RAYMOND E. VERONEAU JR
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VERTICAL VISION FINANCIAL MARKETING, LLC
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JAMES A. VIOLETTE
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LEIA VITALE
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SCOTT COLEMAN VLCEK
04/29/2025 PRR482795
RICHARD VOGEL
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VOYA FINANCIAL ADVISORS INC
04/21/2016 AGN45587
ROBERT T. WALKER
09/18/2023 PRR84183
WALLACE FINANCIAL & INSURANCE SOLUTIONS LLC
04/13/2023 AGN448305
JOSEPH WILLIAM WALLACE
04/14/2023 PRN290697
DALE WALSH
09/08/2022 PRN423393
KAREN L. WARD
09/05/2024 PRN336004
TRACY MAE WARNER
05/09/2025 PRN515044
MARK J. WASSINK
04/11/2023 PRR445296
PAUL ALLEN WATERS
04/04/2023 PRR198965
WEALTHVEST MARKETING INC
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DILINI WEERASOORIYA
07/20/2023 PRN422904
SHERYL WEIN
10/22/2020 PRN257809
DAVID H. WEINBERG
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VERNE WEISBERG
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SARAH K. WELCH
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WELLS FARGO WEALTH BROKERAGE INS AGENCY LLC
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WENTWORTH FINANCIAL PARTNERS, LLC
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PATRICIA SARABIA WENZEL
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BRENNAN WEST
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RICHARD WEST
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JAMES D. WESTMORELAND
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NICOLE MARIE WHITAKER
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MICHAEL T. WIDLAKE II
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TERRON DENEE WILKERSON
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MONICA TIMPE WILLIAMS
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ANDREA WILLIAMSON
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WINDSOR INSURANCE ASSOCIATES INC
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KAREN TRUE WINSLOW
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CARRIE R. WOOD PEABODY
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COREY BRIAN WOODHEAD
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DOUGLAS E. WOOLLEY
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WORLD FINANCIAL GROUP INSURANCE AGENCY LLC
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WUT GROUP CORP
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CHLOE L. XU
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MEI QUN YANG
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SHAOXIN YAO
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PETER THOMAS YOUNG
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ROBERT MARQUES YOUNG
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STEVEN ANDREW ZBOROWSKI
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CHRISTOPHER R. ZERAFA
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YANGANG ZHA
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HAI HUA HAI HUA ZHANG ZHANG
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JINGJING ZHAO
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WENYAN ZHAO
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BARRY D. ZIMMERMAN
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PETER J. ZINNEN
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ALISON C. ZOGHEIB
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JONATHAN WILLIAM ZOLLO
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FEI YAN ZOU
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Authority

Description Issue Date Termination Date Status
LIFE 04/23/1999 Active
HEALTH 07/23/2010 Active
VARIABLE LIFE 01/11/2010 Active
VARIABLE ANNUITY 01/11/2010 Active

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Type Contact
PRODUCER LICENSING CONTACT MELVIN M. SMITH
MELVIN M. SMITH
1 W NATIONWIDE BLVD # 1-14-301
COLUMBUS, OH 43215-2752
Phone: +1 (614) 435-1469
Email: license@nationwide.com
SERVICE OF PROCESS CORPORATION SERVICE COMPANY
45 MEMORIAL CIR
AUGUSTA, ME 04330-6400
Phone: +1 (800) 927-9800
Fax: +1 (302) 636-5454
Email: sop@cscglobal.com

License/Disciplinary Action

None.

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National Producer Number (NPN)

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Date: 05/13/2025 03:29:18 PM