black and white state seal

DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE

THOMAS EDWARD HUMPHREYS

PRODUCER NON-RESIDENT

License Number:
PRN129179
Status:
First Licensure:
07/12/2006
Cancel Date:
None

Mailing:
WEST SIMSBURY, CT 06092
Phone:
+1 (860) 727-1596
Fax:
+1 (855) 247-8988
Email:
thomas.e.humphreys@ubs.com

History

License Type Start Date End Date
PRODUCER NON-RESIDENT 05/23/2021
*** NOT ACTIVE *** 11/17/2017 05/22/2021
PRODUCER NON-RESIDENT 10/03/2014 11/16/2017
*** NOT ACTIVE *** 07/03/2008 10/02/2014
PRODUCER NON-RESIDENT 07/12/2006 07/02/2008

Agency

Name Issue Date License Number Expiration Date Cancel Date
UBS FINANCIAL SERVICES INSURANCE AGENCY INC
10/03/2014 AGN44426 11/17/2017
UBS FINANCIAL SERVICES INSURANCE AGENCY INC
05/26/2021 AGN44426

Employer

Name Issue Date License Number Expiration Date Cancel Date
JACKSON NATIONAL LIFE INSURANCE COMPANY
06/01/2021 LHF45199 06/27/2024
PACIFIC LIFE INSURANCE COMPANY
07/26/2021 LHF237
PRINCIPAL NATIONAL LIFE INSURANCE COMPANY
11/14/2024 LHF161852
TALCOTT RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY
09/12/2006 LHF660 04/14/2007
TALCOTT RESOLUTION LIFE INSURANCE COMPANY
09/12/2006 LHF822 04/14/2007

Authority

Description Issue Date Termination Date Status
HEALTH 05/23/2021 Active
LIFE 05/23/2021 Active
VARIABLE CONTRACTS 05/23/2021 Active
HEALTH 10/03/2014 11/17/2017 Terminated
LIFE 10/03/2014 11/17/2017 Terminated
LIFE 07/12/2006 07/03/2008 Terminated
VARIABLE CONTRACTS 10/03/2014 11/17/2017 Terminated
VARIABLE CONTRACTS 07/12/2006 07/03/2008 Terminated

License/Disciplinary Action

None.

GENERAL INFORMATION

NAIC Information

National Producer Number (NPN):
8830054

Other Addresses

Address Type
WEST SIMSBURY, CT 06092
Office

An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.

Date: 12/12/2025 12:40:50 PM