Search → CETERA ADVISORS LLC
DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE
CETERA ADVISORS LLC
NON-RESIDENT PRODUCER AGENCY
License Number:
AGN47055
Status:
First Licensure:
09/26/1996
Cancel Date:
None
Renewal Date:
04/01/2027
Street Location:
5299 DTC BLVD STE 800
GREENWOOD VILLAGE, CO 80111-3415
GREENWOOD VILLAGE, CO 80111-3415
Mailing:
2301 ROSECRANS AVE STE 5100
EL SEGUNDO, CA 90245-5109
EL SEGUNDO, CA 90245-5109
Phone:
+1 (800) 929-3485
Fax:
+1 (800) 929-3485
Email:
maxine.simms@cetera.com
| License Type | Start Date | End Date |
|---|---|---|
| NON-RESIDENT PRODUCER AGENCY | 09/26/1996 | 04/01/2027 |
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| GREGORY M. AGNONE |
09/27/2022 | PRN362172 | ||
| RICHARD TROY ANGELILLO |
09/27/2022 | PRN253633 | ||
| SCOTT M. BAKLEY |
09/27/2022 | PRN292001 | ||
| DANIEL E. BRUNETTE |
09/27/2022 | PRN86340 | ||
| LUKE J. BUEHLER |
09/27/2022 | PRN260043 | ||
| DANIEL OLIVER CARNS |
09/27/2022 | PRN263431 | ||
| TODD ALAN CLINE |
09/27/2022 | PRN59505 | ||
| GERALDINE B. CUNNINGHAM |
09/27/2022 | PRN132764 | ||
| MICHAEL DANE CURRY |
01/03/2020 | PRN76743 | ||
| GREG D ESPOSITO |
09/27/2022 | PRN252774 | ||
| CHARLES RICHARD DUNN |
09/27/2022 | PRN275502 | ||
| JOHN V. FILIPPONE |
09/27/2022 | PRN426264 | ||
| BRIAN A. FOX |
09/26/2023 | PRN405888 | ||
| KEVIN JEREMY FOX |
09/27/2022 | PRN265231 | ||
| ANDREW GREENBERG |
09/27/2022 | PRN286504 | ||
| DEBRA ANN HOAG |
09/27/2022 | PRN89548 | ||
| JEAN E. HUBER |
01/03/2018 | PRR91808 | ||
| DAVID W. JOHNSON |
09/27/2022 | PRN345865 | ||
| EDWARD LEIBOWITZ |
05/03/2023 | PRN171946 | ||
| MARC B. LEVY |
03/09/2020 | PRN180960 | ||
| LUKE H. MADSEN |
09/03/2025 | PRN442847 | ||
| DAMON ROBERT PAULL |
12/14/2021 | PRN387015 | ||
| JOSEPH ALAN PERRY |
04/09/2020 | PRN117383 | ||
| ALLAN J. PROSKE |
09/27/2022 | PRN286346 | ||
| ALLAN JOHN PROSKE |
09/27/2022 | PRN335950 | ||
| SCOTT DOUGLAS REISENWEAVER |
09/27/2022 | PRN249318 | ||
| PETER ROBINSON |
09/27/2022 | PRN242341 | ||
| STEPHEN GERARD ROSSI |
09/27/2022 | PRN204765 | ||
| RICHARD ROBERT ROSSOMANDO |
12/13/2021 | PRN124387 | ||
| ERIC L. SCIULLA JR |
09/27/2022 | PRN356897 | ||
| EDWARD D. SHARKEY |
09/27/2022 | PRN91313 | ||
| STANLEY ROBERT SMILEY |
12/27/2017 | PRN98535 | ||
| DIANA V. SMITH |
02/21/2020 | PRN295395 | ||
| BERNADETTE M. STROUT |
09/27/2022 | PRN325435 | ||
| JONATHAN RYAN TAYLOR |
09/27/2022 | PRN426089 | ||
| KEVIN MICHAEL VANDYKE |
09/27/2022 | PRN373398 | ||
| WILLIAM B. VERRILL |
09/27/2022 | PRN166204 | ||
| MICHAEL A. WHITE |
09/27/2022 | PRN167093 | ||
| EDWARD CHONG YOON |
09/27/2022 | PRN325840 |
Branch Office
None.
Supervised Entity
None.
| Name | License Number |
|---|---|
| STANLEY ROBERT SMILEY | PRN98535 |
License/Disciplinary Action
None.
GENERAL INFORMATION
NAIC Information
National Producer Number (NPN):
659756
An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.
Date: 10/23/2025 01:20:58 PM
