Search → JOHN E. CONNOLLY
DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE
JOHN E. CONNOLLY
PRODUCER RESIDENT
License Number:
PRR74940
Status:
First Licensure:
12/14/2000
Cancel Date:
None
Renewal Date:
05/31/2026
Continuing Education:
Required by 05/31/2026
Hours Required:
Ethics:
3
Total Required:
24
Hours Acquired:
Ethics:
3
Total Acquired:
28
Mailing:
YARMOUTH, ME 04096
Phone:
+1 (207) 846-0900
Fax:
+1 (207) 846-0922
Email:
john.connolly@lpl.com
| License Type | Start Date | End Date |
|---|---|---|
| PRODUCER RESIDENT | 12/05/2003 | 05/31/2026 |
| *** NOT ACTIVE *** | 11/04/2002 | 12/04/2003 |
| PRODUCER RESIDENT | 12/14/2000 | 11/03/2002 |
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| EDWARD D JONES & CO LP |
12/14/2000 | AGN32534 | 10/19/2001 | |
| LINSCO PRIVATE LEDGER INSURANCE ASSOCIATES INC |
02/20/2013 | AGN47580 | ||
| LPL FINANCIAL LLC |
02/20/2013 | AGN23010 | ||
| UNITED SECURITIES ALLIANCE INC |
12/15/2004 | AGN70647 | 12/26/2007 |
| Description | Issue Date | Termination Date | Status |
|---|---|---|---|
| HEALTH | 12/05/2003 | Active | |
| LIFE | 12/05/2003 | Active | |
| VARIABLE CONTRACTS | 12/05/2003 | Active | |
| LIFE AND HEALTH | 12/14/2000 | 11/04/2002 | Terminated |
| VARIABLE CONTRACTS | 12/14/2000 | 11/04/2002 | Terminated |
License/Disciplinary Action
None.
GENERAL INFORMATION
NAIC Information
National Producer Number (NPN):
3925929
| Date | Description | Course Number | Content Areas |
|---|---|---|---|
| 05/26/2025 | 4-HOUR LONG TERM CARE REVIEW | 20650 |
4
credits in Long Term Care
Total:
4
|
| 06/14/2024 | ETHICS AND THE TRUST FACTOR | 22704 |
3
credits in Ethics
Total:
3
|
| 06/12/2024 | TAXATION OF LIFE INSURANCE AND ANNUITIES | ME17696 |
8
credits in General Education
Total:
8
|
| 06/07/2024 | DISTRIBUTION PLANNING | ME17252 |
13
credits in General Education
Total:
13
|
An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.
Date: 07/03/2025 02:06:26 AM
