Search → LIBBY SUE ROUNTREE
DEPARTMENT OF PROFESSIONAL AND FINANCIAL REGULATION
BUREAU OF INSURANCE
LIBBY SUE ROUNTREE
PRODUCER RESIDENT
License Number:
PRR62015
Status:
First Licensure:
04/23/1999
Cancel Date:
04/23/2026
Renewal Date:
04/23/2026
Mailing:
PORTLAND, ME 04103
Phone:
+1 (207) 636-6292
Fax:
+1 (207) 331-5273
Email:
libbytom3@gmail.com
| License Type | Start Date | End Date |
|---|---|---|
| PRODUCER RESIDENT | 04/23/1999 | 04/22/2026 |
| Name | Issue Date | License Number | Expiration Date | Cancel Date |
|---|---|---|---|---|
| SBS INS AGENCY OF MAINE INC |
04/23/1999 | AGR6728 | 06/18/2008 | |
| SUCCESSFUL FINANCIAL MANAGEMENT |
10/12/2007 | AGR47211 | 10/25/2010 |
| Description | Issue Date | Termination Date | Status |
|---|---|---|---|
| HEALTH | 04/23/1999 | 04/23/2026 | Terminated |
| LIFE | 04/23/1999 | 04/23/2026 | Terminated |
| VARIABLE CONTRACTS | 04/23/1999 | 04/23/2026 | Terminated |
License/Disciplinary Action
None.
GENERAL INFORMATION
NAIC Information
National Producer Number (NPN):
2677796
| Address | Type |
|---|---|
| PORTLAND, ME 04103 |
Office |
| Date | Description | Course Number | Content Areas |
|---|---|---|---|
| 07/16/2025 | CRITICAL DECISIONS FOR RETIREMENT PLANNIING | 28904 |
5
credits in General Education
Total:
5
|
| 06/25/2025 | HEALTH INSURANCE PROGRAMS FOR SENIORS | 22702 |
6
credits in General Education
Total:
6
|
| 06/24/2025 | DOL RETIREMENT SECURITY RULE | 29411 |
2
credits in General Education
Total:
2
|
| 06/16/2025 | RECOMMENDING ANNUITIES UNDER THE NEW NAIC BEST INTEREST STANDARD - 1 HOUR UPDATE COURSE | 27537 |
1
credits in Annuities - Best Interest
Total:
1
|
| 06/13/2024 | 4-HOUR LONG TERM CARE REVIEW | 20650 |
4
credits in Long Term Care
Total:
4
|
| 05/29/2024 | SENIOR MARKET SALES ETHICS | ME11406 |
4
credits in Ethics
Total:
4
|
| 04/03/2024 | ETHICALLY SERVING SENIORS WITH DIMINISHED CAPACITY | 24739 |
3
credits in Ethics
Total:
3
|
| 08/07/2023 | ESTATE PLANNING TECHNIQUES FOR SMALL BUSINESS OWNERS | 22662 |
5
credits in General Education
Total:
5
|
| 05/25/2023 | MAXIMIZING INTEGRITY IN DECISIONS WITH SENIORS | ME13100 |
6
credits in Ethics
Total:
6
|
| 02/28/2023 | HEALTHCARE OPTIONS: HSAS, FSAS, HDHPS, QSEHRAS | 25051 |
4
credits in General Education
Total:
4
|
| 07/26/2022 | 4 HOUR REFRESHER MANDATORY LTC TRAINING | 21721 |
4
credits in General Education
Total:
4
|
| 04/25/2022 | RECOMMENDING ANNUITES UNDER THE NAIC BEST INTEREST STANDARD | 27536 |
5
credits in Annuities - Best Interest
Total:
5
|
| 10/25/2021 | SOCIAL SECURITY STRATEGIES | 24075 |
5
credits in General Education
Total:
5
|
| 10/25/2021 | HEALTH SAVINGS ACCOUNTS | ME15575 |
3
credits in General Education
Total:
3
|
| 10/22/2021 | HOW TO STRUCTURE AN ANNUITY CONTRACT | 24974 |
4
credits in General Education
Total:
4
|
| 10/20/2021 | LIFE INSURANCE RIDERS: ACCELERATED DEATH BENEFITS AND LONG TERM CARE | 25625 |
2
credits in General Education
Total:
2
|
| 10/15/2021 | DEVELOPING A CLIENT-CENTERED CODE OF ETHICS | 24868 |
3
credits in Ethics
Total:
3
|
| 10/13/2021 | THE NAIC'S BEST INTEREST STANDARD FOR ANNUITY TRANSACTIONS | 26422 |
1
credits in Annuities - Best Interest
Total:
1
|
| 10/13/2021 | MEDICARE ADVANTAGE PLANS AND SUPPLEMENTARY BENEFITS | 26081 |
2
credits in General Education
Total:
2
|
| 08/05/2020 | LTC REQUIRED REFRESHER COURSE | ME17742 |
4
credits in General Education
Total:
4
|
| 09/24/2019 | MEDICARE, MEDICAID & MEDICARE SUPPLEMENTS | 20258 |
9
credits in General Education
Total:
9
|
| 09/20/2019 | EFFECTIVE & ETHICAL COMMUNICATION WITH SENIORS | ME14175 |
6
credits in Ethics
Total:
6
|
| 02/13/2019 | SOCIAL SECURITY STRATEGIES | 24075 |
5
credits in General Education
Total:
5
|
| 08/23/2018 | 4 HOUR REFRESHER MANDATORY LTC TRAINING | 21721 |
4
credits in General Education
Total:
4
|
| 10/15/2017 | MAXIMIZING INTEGRITY IN DECISIONS WITH SENIORS | ME13100 |
6
credits in Ethics
Total:
6
|
| 10/15/2017 | GUARANTEED LIVING BENEFITS FOR VARIABLE ANNUITIES | ME15752 |
8
credits in General Education
Total:
8
|
| 10/08/2017 | LIVING TRUSTS AND AVOIDING PROBATE | ME10412 |
6
credits in General Education
Total:
6
|
| 10/03/2016 | LTC REQUIRED REFRESHER COURSE | ME17742 |
4
credits in General Education
Total:
4
|
| 10/18/2015 | ETHICS AND SENIORS: UNDERSTANDING THE MATURE MARKET | 21959 |
3
credits in Ethics
Total:
3
|
| 10/18/2015 | DISTRIBUTION PLANNING | ME17252 |
13
credits in General Education
Total:
13
|
| 07/08/2014 | 4 HOUR REFRESHER MANDATORY LTC TRAINING | 21721 |
4
credits in General Education
Total:
4
|
| 11/11/2013 | REPLACEMENTS,1035 EXCHANGES AND MUTUAL FUND SWITCHES | ME9767 |
4
credits in General Education
Total:
4
|
| 10/20/2013 | ETHICAL STANDARDS FOR PRODUCERS | ME17656 |
3
credits in Ethics
Total:
3
|
| 10/20/2013 | EFFECTS OF MARKET UNCERTAINTY ON RETIREMENT PLANNING | ME12699 |
4
credits in General Education
Total:
4
|
| 09/24/2013 | SMALL BUSINESS RETIREMENT PLANS MEAN BIG BUSINESS | ME17348 |
1
credits in General Education
Total:
1
|
| 06/10/2013 | THE TAX LANDSCAPE AFTER THE "FISCAL CLIFF" | 21672 |
1
credits in General Education
Total:
1
|
| 03/14/2013 | BUSINESS BUILDER SEMINAR | 21579 |
3
credits in General Education
Total:
3
|
| 10/12/2012 | SOCIAL SECURITY OPTIMIZATION - HELPING CLIENTS OPTIMIZE INCOME | 20334 |
1
credits in General Education
Total:
1
|
| 09/20/2012 | ADVANCED VARIABLE ANNUITIES | ME14316 |
2
credits in General Education
Total:
2
|
| 09/18/2012 | WORKING WITH SENIOR CLIENTS: SUITABILITY & DIMINISHING CAPACITY | ME17189 |
3
credits in General Education
Total:
3
|
| 07/17/2012 | LTC REQUIRED REFRESHER COURSE | ME17742 |
4
credits in General Education
Total:
4
|
| 06/12/2012 | TAX-EFFICIENT STRATEGIES IN RETIREMENT | 20726 |
1
credits in General Education
Total:
1
|
| 03/12/2012 | PLANNING FOR HEALTH CARE IN RETIREMENT | 20605 |
1
credits in General Education
Total:
1
|
| 10/10/2011 | EQUITY INDEX PRODUCTS | ME11474 |
6
credits in General Education
Total:
6
|
| 10/03/2011 | RETIREMENT INCOME PLANNING-MANAGING INCOME TAX CONSEQUENCES | ME16154 |
1
credits in General Education
Total:
1
|
| 09/08/2011 | RETIREMENT: RETHINK WHAT'S AHEAD | ME17658 |
1
credits in General Education
Total:
1
|
| 06/27/2011 | INVESTMENT & TAX STRATEGIES FOR THE 2010 TAX ACT | 20263 |
1
credits in General Education
Total:
1
|
| 06/14/2011 | NAIC SUITABILITY IN ANNUITY TRANSACTIONS MODEL REGULATION | ME17595 |
4
credits in General Education
Total:
4
|
| 01/05/2011 | ANTI MONEY LAUNDERING REGULATIONS & RAMIFICATIONS | ME12694 |
5
credits in Ethics
Total:
5
|
| 06/15/2010 | FINANCIAL STRATEGIES FOR WOMEN IN TRANSITION | ME16516 |
1
credits in General Education
Total:
1
|
| 06/08/2010 | LTC REQUIRED REFRESHER COURSE | ME16118 |
4
credits in General Education
Total:
4
|
| 04/14/2010 | NAVIGATING TROUBLED WATERS | ME15909 |
1
credits in General Education
Total:
1
|
| 04/02/2009 | COMMON IRA MISTAKES | ME15588 |
1
credits in General Education
Total:
1
|
| 07/01/2008 | LONG TERM CARE PARTNERSHIP | ME14251 |
8
credits in General Education
Total:
8
|
| 06/18/2008 | HIGH IMPACT FINANCIAL PLANNING | ME11634 |
1
credits in General Education
Total:
1
|
| 06/17/2008 | CONQUERING THE TOP 5 OBJECTIONS OF VARIABLE ANNUITIES | ME13776 |
1
credits in General Education
Total:
1
|
| 03/18/2008 | INSURANCE PLANNING FOR THE CLOSELY HELD BUSINESS | ME14794 |
1
credits in General Education
Total:
1
|
| 03/18/2008 | INSURANCE REGULATORY REFORM | ME14716 |
1
credits in General Education
Total:
1
|
| 03/18/2008 | ETHICS: EACH CLIENT DESERVES YOUR BEST | ME14792 |
1
credits in Ethics
Total:
1
|
| 03/18/2008 | UNDERSTANDING MEDICARE AND MEDICARE OPTIONS | ME14793 |
2
credits in General Education
Total:
2
|
| 03/18/2008 | EVOLUTION OF LIFE INSURANCE | ME14830 |
2
credits in General Education
Total:
2
|
| 01/01/2008 | CARRYOVER COURSE WITH ETHICS | CEU3 |
2
credits in Ethics
22
credits in General Education
Total:
24
|
| 09/12/2007 | 25 COMMON ANNUITY PLANNING MISTAKES | ME12897 |
1
credits in General Education
Total:
1
|
| 08/16/2007 | CFP III INCOME TAX PLANNING | ME9229 |
30
credits in General Education
Total:
30
|
| 03/23/2007 | TRANSITION WAIVER | CEU1 |
3
credits in Ethics
9
credits in General Education
Total:
12
|
| 03/20/2007 | ETHICAL DECISION MAKING 2007 | ME13825 |
2
credits in Ethics
Total:
2
|
| 03/20/2007 | IMPAIRED RISK UNDERWRITING | ME13822 |
2
credits in General Education
Total:
2
|
| 03/20/2007 | ROTH ELECTIVE DEFERRAL CONTRIBUTIONS | ME12848 |
1
credits in General Education
Total:
1
|
| 03/20/2007 | MECHANICS OF 401(K) | ME12409 |
2
credits in General Education
Total:
2
|
| 04/26/2006 | CFP I FINANCIAL PLANNING PROCESS & INSURANCE | ME9082 |
30
credits in General Education
Total:
30
|
| 03/28/2006 | NAIFA '06 PLP LOSS CONTROL SEMINAR | ME12644 |
3
credits in General Education
Total:
3
|
| 03/28/2006 | HEALTH SAVINGS ACCOUNTS - AN OVERVIEW IN 2006 | ME12664 |
1
credits in General Education
Total:
1
|
| 03/28/2006 | ESTATE PLANNING USES OF LIFE INSURANCE | ME12834 |
2
credits in General Education
Total:
2
|
| 03/28/2006 | MEDICARE PART D - MEDICARE ADVANTAGE PROGRAM | ME12842 |
2
credits in General Education
Total:
2
|
An active license/permit may still be subject to limitations and restrictions as a result of disciplinary action imposed. Please contact the specific licensing board about specific disciplinary actions.
Date: 04/29/2026 12:00:46 AM
